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0 - 9
Company Name:
TBA FINANCIAL CORPORATION
CRD Number:
8179
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1980
1981
1982
1983
1984
1985
CDR: 451396
ALFRED ULBRICH
started on
1980-04-29
CDR: 832272
MARTIN SMITH
started on
1980-07-29
CDR: 832138
JAMES BUTLER
JIM BUTLER
started on
1980-12-02
CDR: 852030
RICHARD HAKE
started on
1982-05-03
CDR: 852030
RICHARD HAKE
ended on
1982-10-21
CDR: 832138
JAMES BUTLER
JIM BUTLER
ended on
1982-01-06
CDR: 1003802
ROBERT WILLIAMS
started on
1983-03-29
CDR: 345970
DAVID NELSON
started on
1983-03-16
CDR: 76830
MICHAEL ELDER
MIKE ELDER
started on
1983-05-18
CDR: 1003802
ROBERT WILLIAMS
ended on
1983-07-19
CDR: 345970
DAVID NELSON
ended on
1983-06-16
CDR: 76830
MICHAEL ELDER
MIKE ELDER
ended on
1983-06-16
CDR: 451396
ALFRED ULBRICH
ended on
1984-09-21
CDR: 832272
MARTIN SMITH
ended on
1985-01-18
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