Company Name:
TFA SECURITIES, INC.
Address:
201 CONTINENTAL BLVD., SUITE 110, EL SEGUNDO, CA 90245
CRD Number:
151357
CIK Number:
1682074
SEC File Number:
869822
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 3098796
WILLIAM CRADER
BILL CRADER WILLIAM MARTIN CRADER II
started on 2010-10-19
CDR: 4397729
MARSHALL HOWARD
M DAVID HOWARD M. DAVID HOWARD
started on 2010-10-19
CDR: 4384346
KRISTIN JACKSON
KRISTIN KLUBNIK
started on 2010-10-19
CDR: 1482414
JAMES WILLIAMS
JAMES HOUSTON WILLIAMS II
started on 2010-10-19
CDR: 3104433
JEFFREY HEIMANN
JEFF HEIMANN
started on 2010-10-19
CDR: 5576048
AARON MUGG
started on 2010-10-19
CDR: 5570315
DANIEL ZIEGLER
DANIEL J ZIEGLER
started on 2011-03-15
CDR: 1482414
JAMES WILLIAMS
JAMES HOUSTON WILLIAMS II
ended on 2012-05-14
CDR: 5576048
AARON MUGG
ended on 2012-06-04
CDR: 5570315
DANIEL ZIEGLER
DANIEL J ZIEGLER
ended on 2012-09-19
CDR: 6098153
CHANCE CROSS
started on 2013-11-11
CDR: 5327296
MITCHELL BROWN
started on 2013-07-24
CDR: 5327296
MITCHELL BROWN
ended on 2013-09-26
CDR: 3271067
WILLIAM NEWBY
WILLIAM S NEWBY WILLIAM NEWBY
started on 2015-07-06
CDR: 3098796
WILLIAM CRADER
BILL CRADER WILLIAM MARTIN CRADER II
ended on 2016-03-08
CDR: 4397729
MARSHALL HOWARD
M DAVID HOWARD M. DAVID HOWARD
ended on 2016-03-08
CDR: 4384346
KRISTIN JACKSON
KRISTIN KLUBNIK
ended on 2016-03-08
CDR: 6098153
CHANCE CROSS
ended on 2016-01-14
CDR: 3104433
JEFFREY HEIMANN
JEFF HEIMANN
ended on 2016-03-08
CDR: 3271067
WILLIAM NEWBY
WILLIAM S NEWBY WILLIAM NEWBY
ended on 2016-03-08
CDR: 3098796
WILLIAM CRADER
BILL CRADER WILLIAM MARTIN CRADER II
started on 2017-08-16
CDR: 3271067
WILLIAM NEWBY
WILLIAM S NEWBY WILLIAM NEWBY
started on 2017-11-20
CDR: 4397729
MARSHALL HOWARD
M DAVID HOWARD M. DAVID HOWARD
started on 2017-08-16
CDR: 4384346
KRISTIN JACKSON
KRISTIN KLUBNIK
started on 2017-08-16
CDR: 6882521
Braxton Sato
started on 2018-11-21
CDR: 3104433
JEFFREY HEIMANN
JEFF HEIMANN
started on 2018-02-06
CDR: 7112445
Patrick Ennis
Pat Ennis
started on 2019-11-06
CDR: 3104433
JEFFREY HEIMANN
JEFF HEIMANN
ended on 2019-04-10
CDR: 7112445
Patrick Ennis
Pat Ennis
ended on 2020-05-05



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