Company Name:
THE KLEIN GROUP, LLC
Address:
12TH FLOOR, 640 5TH AVENUE, NEW YORK, NY 10019
CRD Number:
46472
CIK Number:
1074468
SEC File Number:
851430
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2775629
BARRY STEINER
started on 1999-03-11
CDR: 1783756
MARK KLEIN
started on 2010-04-20
CDR: 1783756
MARK KLEIN
started on 2010-04-20
CDR: 1890478
MICHAEL KLEIN
MICHAEL S KLEIN MICHAEL STUART KLEIN
started on 2010-05-11
CDR: 1752649
GEORGE SCHINKEL
started on 2010-04-19
CDR: 1783756
MARK KLEIN
ended on 2010-07-16
CDR: 2775629
BARRY STEINER
ended on 2010-10-06
CDR: 2508141
DAVID FRIEDMAN
started on 2013-01-23
CDR: 1188622
PETER PHELAN
started on 2013-04-11
CDR: 6177271
JON MITCHELL
started on 2013-06-05
CDR: 6177271
JON MITCHELL
ended on 2013-06-25
CDR: 5881384
STEFAN MIOVCIC
started on 2014-07-09
CDR: 1737387
MICHAEL ECK
MICHAEL ANDREW ECK
started on 2015-10-26
CDR: 2175765
PETER SEIBOLD
started on 2015-04-27
CDR: 5815568
COOPER MORGENTHAU
COOPER MORGENTHAU
started on 2016-04-02
CDR: 6503515
HIU HON NELSON CHEW
HIU HON CHEW NELSON CHEW
started on 2016-12-08
CDR: 5881384
STEFAN MIOVCIC
ended on 2016-04-21
CDR: 6205443
SARA FLOOD
started on 2017-08-15
CDR: 5357099
CYRUS HIRAMANEK
started on 2017-01-18
CDR: 6157676
Ranjeet Sandhu
RANJEET SINGH SANDHU
started on 2017-11-28
CDR: 6080806
ARUN ABRAHAM
started on 2017-07-10
CDR: 6872920
PETER HENEGHAN
PETER J HENEGHAN
started on 2018-03-27
CDR: 6452889
ANAND RAMAMURTHY
started on 2018-01-03
CDR: 6162683
Maxim Zhu
MAXIM ZHU
started on 2018-03-14
CDR: 6505179
ANDREW NASSER
started on 2018-12-17
CDR: 6452889
ANAND RAMAMURTHY
ended on 2018-08-07
CDR: 6162683
Maxim Zhu
MAXIM ZHU
ended on 2018-08-07
CDR: 6157676
Ranjeet Sandhu
RANJEET SINGH SANDHU
ended on 2018-12-17
CDR: 2876577
JOSEPH MENDOLA
started on 2019-07-30
CDR: 2103616
LEE TARAGIN
JAY TARAGIN LEE TARAGIN
started on 2019-05-31
CDR: 6872920
PETER HENEGHAN
PETER J HENEGHAN
ended on 2019-07-02
CDR: 5815568
COOPER MORGENTHAU
COOPER MORGENTHAU
ended on 2019-07-31
CDR: 6503515
HIU HON NELSON CHEW
HIU HON CHEW NELSON CHEW
ended on 2019-08-21
CDR: 6205443
SARA FLOOD
ended on 2019-06-26
CDR: 7152336
Jason Neff
jason neff
started on 2020-01-01
CDR: 6667914
ANNA CHALDYSHEVA
started on 2020-11-02
CDR: 7143498
AARON BRANDEIS
started on 2020-10-22
CDR: 6307999
DANIEL GENN
started on 2020-03-02
CDR: 1752649
GEORGE SCHINKEL
ended on 2020-01-02



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