Company Name:
THE TRANSPORTATION GROUP (SECURITIES) LIMITED
Address:
122 EAST 42ND STREET SUITE 2018, NEW YORK,, NY 10168
CRD Number:
24329
CIK Number:
1692244
SEC File Number:
869878
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
CDR: 1277306
JAMES LUSE
JIM LUSE
started on 1990-12-17
CDR: 435770
JOSEPH STEUERT
started on 1990-01-12
CDR: 1012417
ROBERT STERN
R. SKIP STERN ROBERT LEO STERN JR ROBERT LEO STERN ROBERT LEO (JR) STERN SKIP STERN
started on 1990-03-02
CDR: 1991117
TIMOTHY YANOTI
TIMOTHY J YANOTI
started on 1990-07-25
CDR: 2128329
THOMAS ZIDAR
started on 1991-04-10
CDR: 2128331
ROBERT KOCH
BOB CHARLES KOCH
started on 1991-04-09
CDR: 1277306
JAMES LUSE
JIM LUSE
ended on 1991-09-19
CDR: 1991117
TIMOTHY YANOTI
TIMOTHY J YANOTI
ended on 1991-09-19
CDR: 2128085
GREGORY LEE
GREGORY P LEE
started on 1992-02-17
CDR: 2128337
LOUIS DECARLO
started on 1992-01-27
CDR: 2128329
THOMAS ZIDAR
ended on 1993-11-30
CDR: 1012417
ROBERT STERN
R. SKIP STERN ROBERT LEO STERN JR ROBERT LEO STERN ROBERT LEO (JR) STERN SKIP STERN
ended on 1993-02-02
CDR: 2128331
ROBERT KOCH
BOB CHARLES KOCH
ended on 1993-02-23
CDR: 1075657
KAREN GLASSMAN
started on 1994-05-17
CDR: 1075657
KAREN GLASSMAN
ended on 1994-12-01
CDR: 2128085
GREGORY LEE
GREGORY P LEE
ended on 1995-05-24
CDR: 2128337
LOUIS DECARLO
ended on 1995-05-24
CDR: 2742865
GREGORY PROSPERO
started on 1996-08-27
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
started on 1996-03-20
CDR: 2743616
FLAVIO ZELAYA
FLAVIO ALEJANDRO DELGOZELAYA
started on 1996-08-27
CDR: 2742836
JEFFREY CRAINE
started on 1996-08-27
CDR: 2742865
GREGORY PROSPERO
ended on 1996-09-10
CDR: 2743603
LI-WEN KANG
LIWEN KANG
started on 1997-10-30
CDR: 2629990
CORNELIUS JACKSON
started on 1997-08-25
CDR: 2742836
JEFFREY CRAINE
ended on 1997-04-17
CDR: 2924158
MICHAEL HAZELTON
started on 1998-01-21
CDR: 2743603
LI-WEN KANG
LIWEN KANG
ended on 1998-11-17
CDR: 2743616
FLAVIO ZELAYA
FLAVIO ALEJANDRO DELGOZELAYA
ended on 1999-04-09
CDR: 2629990
CORNELIUS JACKSON
ended on 1999-12-15
CDR: 4248828
ALEX TAYLOR
started on 2000-12-12
CDR: 4286166
LINA GAO
LINA ABATE
started on 2001-09-28
CDR: 4245736
BUI HO TJHIN
started on 2001-12-11
CDR: 4166423
YEVGENIYA LEVITIN
LEVITIN YEVGENIYA LEVITINA
started on 2001-11-16
CDR: 4286166
LINA GAO
LINA ABATE
ended on 2002-04-24
CDR: 4245736
BUI HO TJHIN
ended on 2002-05-08
CDR: 4166423
YEVGENIYA LEVITIN
LEVITIN YEVGENIYA LEVITINA
ended on 2003-05-07
CDR: 1051521
CHARLES KOLBER
started on 2004-01-01
CDR: 5079270
JOSHUA KATZEFF
started on 2006-03-03
CDR: 4729544
BRIAN HAN
started on 2006-01-03
CDR: 4248828
ALEX TAYLOR
ended on 2006-03-03
CDR: 5079270
JOSHUA KATZEFF
ended on 2006-03-27
CDR: 5409057
FERNANDO VALLE
FERNANDO DIAS VALLE
started on 2007-12-14
CDR: 5299853
ALY LALANI
started on 2007-05-23
CDR: 5224561
TIFFANY WHELAN
started on 2007-01-11
CDR: 4729544
BRIAN HAN
ended on 2007-10-29
CDR: 5224561
TIFFANY WHELAN
ended on 2007-04-11
CDR: 5602796
DREW GIEGER
started on 2008-11-05
CDR: 5495057
JEFFREY FREEDMAN
started on 2008-06-23
CDR: 5409107
CLAUDIA BARSTON
CLAUDIA A BARSTON
started on 2008-07-29
CDR: 5491200
JAMES PAK
started on 2008-04-30
CDR: 5409057
FERNANDO VALLE
FERNANDO DIAS VALLE
ended on 2008-12-05
CDR: 5299853
ALY LALANI
ended on 2008-02-22
CDR: 4007648
THOMAS VANLANGEN
started on 2009-02-18
CDR: 5602796
DREW GIEGER
ended on 2010-01-19
CDR: 5495057
JEFFREY FREEDMAN
ended on 2010-01-19
CDR: 4007648
THOMAS VANLANGEN
ended on 2010-01-19
CDR: 5491200
JAMES PAK
ended on 2010-01-19
CDR: 5388155
JUN IL KIM
started on 2011-06-08
CDR: 5409107
CLAUDIA BARSTON
CLAUDIA A BARSTON
ended on 2012-05-02
CDR: 2924158
MICHAEL HAZELTON
ended on 2012-03-21
CDR: 5388155
JUN IL KIM
ended on 2013-12-26
CDR: 5676428
DAVID LIAO
DAVID W LIAO
started on 2014-03-10
CDR: 6148579
ALI BEN LMADANI
ALI A. BEN LMADANI
started on 2014-01-02
CDR: 5676428
DAVID LIAO
DAVID W LIAO
ended on 2016-06-22
CDR: 435770
JOSEPH STEUERT
ended on 2016-06-22
CDR: 6148579
ALI BEN LMADANI
ALI A. BEN LMADANI
ended on 2016-06-22
CDR: 1051521
CHARLES KOLBER
ended on 2016-06-22
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
ended on 2016-06-22
CDR: 1334813
JOSEPH SIPKIN
JOE GARY SIPKIN
started on 2018-03-08
CDR: 1051521
CHARLES KOLBER
started on 2018-03-08
CDR: 435770
JOSEPH STEUERT
started on 2018-03-08
CDR: 3249031
GERHARD VANDERPOEL
started on 2018-06-20
CDR: 5676428
DAVID LIAO
DAVID W LIAO
started on 2018-03-08



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