Company Name:
THE VERTICAL GROUP
CRD Number:
104353
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2743384
ROBERT SCHAFFER
ROBERT ANDREW SCHAEFFER
started on 2002-12-17
CDR: 2973115
PETER ROSTEN
started on 2002-12-17
CDR: 3193274
GLENN WORTMAN
started on 2003-02-05
CDR: 2363939
THOMAS MARTIN
THOMAS D MARTIN
started on 2003-05-20
CDR: 2627877
MICHAEL WARYWODA
MICHAEL I WARYWODA MICHAEL WAZYWODA
started on 2004-05-18
CDR: 2452727
BRYAN DALY
started on 2004-04-29
CDR: 1943153
PAULINA APOSTOLIDES
PAULINE APOSTOLIDES
started on 2004-06-02
CDR: 1218598
DOMINICK MITAROTONDO
started on 2004-02-27
CDR: 3193274
GLENN WORTMAN
ended on 2004-07-13
CDR: 2973115
PETER ROSTEN
ended on 2004-01-06
CDR: 1218598
DOMINICK MITAROTONDO
ended on 2004-05-26
CDR: 3040791
JAMES ANGLIM
started on 2005-05-16
CDR: 2447560
MICHAEL ZAHARAKIS
MIKE ZAHARAKIS
started on 2005-05-16
CDR: 2856628
OCTAVIO VALENZUELA
OCTAVIO VALENCIA VALENZUELA
started on 2005-04-15
CDR: 2697740
RICHARD ALTER
RICHARD S ALTER
started on 2005-05-16
CDR: 2152563
WILLIAM ASSATLY
BILLY ASSATLY WILLIAM B ASSATLY WILLIAM BARRY ASSATLY
started on 2005-05-09
CDR: 2523249
TORA CHIAPPELLI
TORA L GAME TORA L ROLLINS TORA LEE ROLLINS TORY LEE ROLLINS TORY ROLLINS
started on 2005-05-16
CDR: 2447560
MICHAEL ZAHARAKIS
MIKE ZAHARAKIS
ended on 2005-07-20
CDR: 1943153
PAULINA APOSTOLIDES
PAULINE APOSTOLIDES
ended on 2005-07-20
CDR: 2523249
TORA CHIAPPELLI
TORA L GAME TORA L ROLLINS TORA LEE ROLLINS TORY LEE ROLLINS TORY ROLLINS
ended on 2005-08-26
CDR: 3186083
STANLEY CRAIG
STANLEY DAGGETT CRAIG Stanley Daggett Craig Sr.
started on 2006-04-10
CDR: 4905185
DAVID METZGER
started on 2007-06-29
CDR: 1895397
Cynthia Englise
started on 2007-08-30
CDR: 5031189
MICHAEL SESTITO
MICHAEL SESTITO
started on 2007-09-27
CDR: 2973115
PETER ROSTEN
started on 2007-09-27
CDR: 2627877
MICHAEL WARYWODA
MICHAEL I WARYWODA MICHAEL WAZYWODA
ended on 2007-01-24
CDR: 1895397
Cynthia Englise
ended on 2007-10-04
CDR: 2856628
OCTAVIO VALENZUELA
OCTAVIO VALENCIA VALENZUELA
ended on 2007-04-18
CDR: 3094678
MARK DUNCAN
started on 2008-01-25
CDR: 3249864
ADAM BALSAM
started on 2008-01-29
CDR: 2194970
ANDREW MANDELL
started on 2008-02-04
CDR: 4014721
GLENN CHALEFF
started on 2008-02-19
CDR: 1266641
MICHAEL DERBY
started on 2008-09-04
CDR: 2627877
MICHAEL WARYWODA
MICHAEL I WARYWODA MICHAEL WAZYWODA
started on 2008-08-11
CDR: 2697740
RICHARD ALTER
RICHARD S ALTER
ended on 2008-02-20
CDR: 2152563
WILLIAM ASSATLY
BILLY ASSATLY WILLIAM B ASSATLY WILLIAM BARRY ASSATLY
ended on 2008-02-20
CDR: 3217776
STEPHEN CUDJOE
STEPHEN NIGEL NIGEL CUDJOE STEPHEN MOORE STEVE MOORE
started on 2009-04-20
CDR: 2856628
OCTAVIO VALENZUELA
OCTAVIO VALENCIA VALENZUELA
started on 2009-01-27
CDR: 3217776
STEPHEN CUDJOE
STEPHEN NIGEL NIGEL CUDJOE STEPHEN MOORE STEVE MOORE
ended on 2009-12-16
CDR: 5789226
FEI WANG
started on 2010-05-18
CDR: 4162151
PAUL WARYWODA
PAUL WARYWODA
started on 2010-03-10
CDR: 4308359
DILIPKUMA PATEL
DILIP PATEL
started on 2010-04-08
CDR: 2792191
JOHN ANGELONE
started on 2010-03-22
CDR: 872621
PETER BATTAGLIA
started on 2010-04-08
CDR: 4308359
DILIPKUMA PATEL
DILIP PATEL
ended on 2010-04-09
CDR: 5031189
MICHAEL SESTITO
MICHAEL SESTITO
ended on 2010-12-10
CDR: 2856628
OCTAVIO VALENZUELA
OCTAVIO VALENCIA VALENZUELA
ended on 2010-02-02
CDR: 3123407
MICHAEL SHWARTS
started on 2011-06-13
CDR: 1046105
mark paverman
MARK ELLIOT PAVERMAN
started on 2011-08-26
CDR: 3094678
MARK DUNCAN
ended on 2011-08-16
CDR: 3249864
ADAM BALSAM
ended on 2011-09-28
CDR: 4014721
GLENN CHALEFF
ended on 2011-08-16
CDR: 872621
PETER BATTAGLIA
ended on 2011-10-06
CDR: 2644660
JOSEPH FRAGALA
started on 2012-04-19
CDR: 1665407
EDWIN SCANLON
EDWIN CONNOR SCANLON
started on 2012-12-07
CDR: 1915582
JOHN IVARONE
started on 2012-04-03
CDR: 2157803
DANIEL POOLE
started on 2012-07-06
CDR: 4554239
MICHAEL TACCETTA
started on 2012-05-02
CDR: 2929004
JONATHON LOPEZ
JONATHAN D LOPEZ
started on 2012-12-07
CDR: 2821476
LAWRENCE POLATCHEK
started on 2012-11-12
CDR: 2080861
JOSEPH CANTONE
JOE CANTONE JOEY CANTONE
started on 2012-10-17
CDR: 6023195
MATTHEW CANTWELL
MATT CANTWELL
started on 2012-02-14
CDR: 2469613
CHRISTOPHER CARNEMOLLA
started on 2012-04-30
CDR: 6100053
JEFFREY LANDSBERG
started on 2012-08-07
CDR: 1822774
GERARD NOLAN
GERARD NOLAN
started on 2012-11-06
CDR: 2139196
GERARD FROST
GERARD G FROST GERARD GREGORY FROST JR JERRY GREGORY FROST JR
started on 2012-12-07
CDR: 3249864
ADAM BALSAM
started on 2012-02-06
CDR: 1336014
CATHLEEN DEPASQUALE
CATHLEEN ERDELYAN CATHLEEN ERDELYAN SENECA CATHLEEN SENECA
started on 2012-07-31
CDR: 4044815
ROBERT LOPEZ
ROBERT D LOPEZ
started on 2012-12-07
CDR: 5789226
FEI WANG
ended on 2012-12-14
CDR: 4162151
PAUL WARYWODA
PAUL WARYWODA
ended on 2012-02-24
CDR: 1915582
JOHN IVARONE
ended on 2012-06-13
CDR: 4554239
MICHAEL TACCETTA
ended on 2012-11-19
CDR: 1266641
MICHAEL DERBY
ended on 2012-01-12
CDR: 2973115
PETER ROSTEN
ended on 2012-12-10
CDR: 6023195
MATTHEW CANTWELL
MATT CANTWELL
ended on 2012-07-25
CDR: 6100053
JEFFREY LANDSBERG
ended on 2012-12-14
CDR: 2363835
SANG LEE
started on 2013-03-20
CDR: 2666171
DANIEL DOO
DANIEL Y DOO DANIEL YOUNG DOO
started on 2013-08-30
CDR: 2734146
EDMUND REILLY
started on 2013-11-19
CDR: 4875077
ABDULKERIM KARAOGLU
started on 2013-05-14
CDR: 4745824
E Steffen Kondi
E STEFFEN KONDI
started on 2013-01-08
CDR: 1111277
MICHAEL TIGHE
MICHAEL S TIGHE MICHAEL TIGHE WHITEY TIGHE
started on 2013-01-08
CDR: 1024790
STEPHEN GLUCK
STEPHEN HUGH GLUCK
started on 2013-04-24
CDR: 2520640
LLOYD ZINBERG
started on 2013-06-21
CDR: 6240740
DANIEL CHO
started on 2013-08-29
CDR: 5192405
THOMAS BLASI
started on 2013-01-08
CDR: 4949418
JOSEPH KELBER
started on 2013-08-05
CDR: 2392499
Raphael Hochberg
started on 2013-01-08
CDR: 1421252
Matthew Levy
started on 2013-04-22
CDR: 308288
LARRY LEVY
started on 2013-06-03
CDR: 2973115
PETER ROSTEN
started on 2013-01-08
CDR: 2314862
MARK CHOI
CHUL HWAN CHOI MARK C CHOI MARK CHULTIWAN CHOI
started on 2013-10-10
CDR: 1514617
ANGELO VASIENTO
ANGELO R VASIENTO
started on 2013-11-19
CDR: 5487153
Peter Roessler
PETER CABLE ROESSLER Peter Roessler
started on 2013-07-19
CDR: 2833616
Kimberly Opiatowski
KIMBERLY ANN GAMBAL
started on 2013-10-28
CDR: 2523225
OLUWA OSHODI
BABAJIDE OSHODI YEMI OLUWA OSHODI
started on 2013-09-12
CDR: 5789226
FEI WANG
started on 2013-01-08
CDR: 2736871
RICHARD PHELPS
GUS PHELPS JR
started on 2013-01-08
CDR: 2093972
MATTHEW BRUST
MATT THOMAS BRUST MATT BRUST
started on 2013-03-19
CDR: 5694761
PATRICK MORRISSEY
started on 2013-01-08
CDR: 2674178
BLAIR ETTLES
BLAIR ETTLES
started on 2013-01-08
CDR: 2770170
Christopher Uliano
christopher paul uliano christopher uliano
started on 2013-01-08
CDR: 3040791
JAMES ANGLIM
ended on 2013-11-18
CDR: 2821476
LAWRENCE POLATCHEK
ended on 2013-04-17
CDR: 3186083
STANLEY CRAIG
STANLEY DAGGETT CRAIG Stanley Daggett Craig Sr.
ended on 2013-05-21
CDR: 5694761
PATRICK MORRISSEY
ended on 2013-08-29
CDR: 2770170
Christopher Uliano
christopher paul uliano christopher uliano
ended on 2013-05-24
CDR: 1336014
CATHLEEN DEPASQUALE
CATHLEEN ERDELYAN CATHLEEN ERDELYAN SENECA CATHLEEN SENECA
ended on 2013-03-01
CDR: 1267373
RICHARD NOLAN
RICHARD J NOLAN
started on 2014-01-16
CDR: 1828087
DAVID BELL
BUDDY BELL
started on 2014-01-16
CDR: 720908
STEPHEN MORTATI
started on 2014-10-27
CDR: 5320457
Brian Black
BRIAN O BLACK
started on 2014-01-02
CDR: 1940170
JAMES PRYOR
JANES KEVIN PRYOR
started on 2014-03-10
CDR: 2480518
Gregory Mesniaeff
GREG MESNIAEFF
started on 2014-02-03
CDR: 2866749
Michael Gargano
MICHAEL GAETANO GARGANO
started on 2014-03-26
CDR: 2558145
STEPHEN CARSON
STEPHEN JAMES CARSON
started on 2014-01-16
CDR: 1422724
JAMES GALLAGHER
started on 2014-02-21
CDR: 3231705
HOPE CARRINO
HOPE LOREN ALZATI HOPE LOREN PRAGER
started on 2014-08-15
CDR: 865272
ANTHONY SANFILIPPO
started on 2014-09-15
CDR: 4133797
ALAN SPECHT
ALAN R. SPECHT
started on 2014-08-05
CDR: 1190577
LOUIS PIRO
LOUIS JOSEPH PIRO
started on 2014-08-15
CDR: 2363835
SANG LEE
ended on 2014-09-04
CDR: 2644660
JOSEPH FRAGALA
ended on 2014-03-04
CDR: 2734146
EDMUND REILLY
ended on 2014-04-14
CDR: 1111277
MICHAEL TIGHE
MICHAEL S TIGHE MICHAEL TIGHE WHITEY TIGHE
ended on 2014-09-25
CDR: 1665407
EDWIN SCANLON
EDWIN CONNOR SCANLON
ended on 2014-10-13
CDR: 1267373
RICHARD NOLAN
RICHARD J NOLAN
ended on 2014-08-18
CDR: 2194970
ANDREW MANDELL
ended on 2014-09-25
CDR: 1828087
DAVID BELL
BUDDY BELL
ended on 2014-08-18
CDR: 2520640
LLOYD ZINBERG
ended on 2014-07-23
CDR: 4905185
DAVID METZGER
ended on 2014-04-08
CDR: 4949418
JOSEPH KELBER
ended on 2014-04-08
CDR: 720908
STEPHEN MORTATI
ended on 2014-12-17
CDR: 2792191
JOHN ANGELONE
ended on 2014-09-25
CDR: 1514617
ANGELO VASIENTO
ANGELO R VASIENTO
ended on 2014-07-18
CDR: 5487153
Peter Roessler
PETER CABLE ROESSLER Peter Roessler
ended on 2014-11-13
CDR: 2833616
Kimberly Opiatowski
KIMBERLY ANN GAMBAL
ended on 2014-10-01
CDR: 1940170
JAMES PRYOR
JANES KEVIN PRYOR
ended on 2014-07-18
CDR: 2080861
JOSEPH CANTONE
JOE CANTONE JOEY CANTONE
ended on 2014-12-17
CDR: 2523225
OLUWA OSHODI
BABAJIDE OSHODI YEMI OLUWA OSHODI
ended on 2014-10-01
CDR: 2736871
RICHARD PHELPS
GUS PHELPS JR
ended on 2014-07-10
CDR: 2558145
STEPHEN CARSON
STEPHEN JAMES CARSON
ended on 2014-08-18
CDR: 2093972
MATTHEW BRUST
MATT THOMAS BRUST MATT BRUST
ended on 2014-05-29
CDR: 1422724
JAMES GALLAGHER
ended on 2014-07-18
CDR: 3249864
ADAM BALSAM
ended on 2014-02-28
CDR: 1665429
JAMES HETHERINGTON
started on 2015-11-03
CDR: 818547
KENNETH STOCKER
KEN STOCKER
started on 2015-11-24
CDR: 2805128
BRIAN KELLY
BRIAN M KELLY
started on 2015-03-23
CDR: 2293126
DAVID COOPERMAN
DAVID L COOPERMAN DAVID COOPERMAN
started on 2015-06-02
CDR: 3138264
BRIAN FRECHMAN
started on 2015-08-06
CDR: 2870137
FRANCIS GAUL
FRANK GAUL
started on 2015-06-01
CDR: 3220866
KENNETH HODGINS
started on 2015-08-04
CDR: 5245561
GANG LU
GANG LU LUTHER LU
started on 2015-08-12
CDR: 2498722
Frank Caputo
started on 2015-06-02
CDR: 5652114
LUCAS VANDERKAMP
started on 2015-01-06
CDR: 2328992
WILLIAM MCINTOSH
WILLIAM MCINTOSH
started on 2015-11-12
CDR: 4150236
MARIZOL ESTRADA
MARIZOL C ROBLES MARIZOL CONCEPCION ROBLES
started on 2015-06-08
CDR: 4711371
Shawn Marshall
SHAWN BERNARD MARSHALL
started on 2015-04-07
CDR: 6583111
Waddy Stephenson
started on 2015-12-22
CDR: 4837752
JEFFREY FRANK
JEFF FRANK
started on 2015-07-09
CDR: 1407620
JOSEPH ROBINSON
started on 2015-11-24
CDR: 2313104
MICHAEL PARNASS
started on 2015-03-09
CDR: 2157802
RONALD PATERSON
started on 2015-09-28
CDR: 2491816
MICHAEL MILLS
MICHAEL RENFORD MILLS
started on 2015-09-28
CDR: 2666171
DANIEL DOO
DANIEL Y DOO DANIEL YOUNG DOO
ended on 2015-06-09
CDR: 1665429
JAMES HETHERINGTON
ended on 2015-12-01
CDR: 1024790
STEPHEN GLUCK
STEPHEN HUGH GLUCK
ended on 2015-06-18
CDR: 6240740
DANIEL CHO
ended on 2015-02-10
CDR: 5192405
THOMAS BLASI
ended on 2015-09-04
CDR: 1421252
Matthew Levy
ended on 2015-05-20
CDR: 2452727
BRYAN DALY
ended on 2015-08-07
CDR: 2480518
Gregory Mesniaeff
GREG MESNIAEFF
ended on 2015-03-03
CDR: 2469613
CHRISTOPHER CARNEMOLLA
ended on 2015-04-15
CDR: 1046105
mark paverman
MARK ELLIOT PAVERMAN
ended on 2015-01-23
CDR: 2139196
GERARD FROST
GERARD G FROST GERARD GREGORY FROST JR JERRY GREGORY FROST JR
ended on 2015-08-26
CDR: 865272
ANTHONY SANFILIPPO
ended on 2015-07-29
CDR: 2313104
MICHAEL PARNASS
ended on 2015-06-09
CDR: 2627877
MICHAEL WARYWODA
MICHAEL I WARYWODA MICHAEL WAZYWODA
ended on 2015-03-03
CDR: 2527644
Karl Tweardy
started on 2016-10-28
CDR: 2743717
Salvatore Lionti
SAL LIONTI
started on 2016-06-13
CDR: 1190577
LOUIS PIRO
LOUIS JOSEPH PIRO
started on 2016-05-25
CDR: 4343540
HEATHER JONES
started on 2016-10-19
CDR: 3193274
GLENN WORTMAN
started on 2016-02-11
CDR: 1231573
MICHAEL GREEN
MICHAEL P GREEN MIKE GREEN
started on 2016-08-10
CDR: 5898748
BRANDON GROEGER
BRANDON GROEGER
started on 2016-10-19
CDR: 3174773
Kuni Chen
KUNI MICHAEL CHEN KUNI CHEN
started on 2016-08-10
CDR: 3060862
OMID MOHAGHEGH
started on 2016-03-29
CDR: 4812800
BRETT HUNDLEY
BRETT HUNDLEY
started on 2016-10-19
CDR: 3231705
HOPE CARRINO
HOPE LOREN ALZATI HOPE LOREN PRAGER
started on 2016-05-23
CDR: 2805128
BRIAN KELLY
BRIAN M KELLY
ended on 2016-07-29
CDR: 2293126
DAVID COOPERMAN
DAVID L COOPERMAN DAVID COOPERMAN
ended on 2016-03-11
CDR: 2870137
FRANCIS GAUL
FRANK GAUL
ended on 2016-10-10
CDR: 2157803
DANIEL POOLE
ended on 2016-07-19
CDR: 5245561
GANG LU
GANG LU LUTHER LU
ended on 2016-07-29
CDR: 2498722
Frank Caputo
ended on 2016-06-22
CDR: 4150236
MARIZOL ESTRADA
MARIZOL C ROBLES MARIZOL CONCEPCION ROBLES
ended on 2016-12-19
CDR: 4711371
Shawn Marshall
SHAWN BERNARD MARSHALL
ended on 2016-04-08
CDR: 2866749
Michael Gargano
MICHAEL GAETANO GARGANO
ended on 2016-04-12
CDR: 1822774
GERARD NOLAN
GERARD NOLAN
ended on 2016-06-08
CDR: 3231705
HOPE CARRINO
HOPE LOREN ALZATI HOPE LOREN PRAGER
ended on 2016-02-26
CDR: 4837752
JEFFREY FRANK
JEFF FRANK
ended on 2016-06-10
CDR: 2674178
BLAIR ETTLES
BLAIR ETTLES
ended on 2016-05-11
CDR: 2491816
MICHAEL MILLS
MICHAEL RENFORD MILLS
ended on 2016-10-03
CDR: 1190577
LOUIS PIRO
LOUIS JOSEPH PIRO
ended on 2016-02-26
CDR: 2862948
Kenneth Muller
KEN MULLER
started on 2017-07-12
CDR: 2134389
JOSEPH BOVE
started on 2017-08-23
CDR: 5055767
STEVEN EWASHKO
EWASHKO
started on 2017-08-17
CDR: 836577
ALFONSO LENTINI
started on 2017-02-17
CDR: 1632308
DAVID DUTHIE
DAVID DUTHIE David Patrick Duthie
started on 2017-05-17
CDR: 2737295
ANTHONY PENDAS
started on 2017-09-14
CDR: 1928644
SUZANNE ANTOLINI
SUZANNE ANTOLINI SUZANNE MARINO SUZANNE RAIOLA
started on 2017-06-06
CDR: 1274980
DAVID AMBROSE
started on 2017-05-11
CDR: 6144134
SHAWN SMITH
started on 2017-07-20
CDR: 2353514
Frank Passalaqua
started on 2017-08-28
CDR: 27099
RICHARD BOVE
RICHARD XAVIER BOVE Dick Bove
started on 2017-08-23
CDR: 4745824
E Steffen Kondi
E STEFFEN KONDI
ended on 2017-04-11
CDR: 836577
ALFONSO LENTINI
ended on 2017-05-31
CDR: 2392499
Raphael Hochberg
ended on 2017-03-21
CDR: 2737295
ANTHONY PENDAS
ended on 2017-12-05
CDR: 2314862
MARK CHOI
CHUL HWAN CHOI MARK C CHOI MARK CHULTIWAN CHOI
ended on 2017-09-26
CDR: 3123407
MICHAEL SHWARTS
ended on 2017-01-05
CDR: 1231573
MICHAEL GREEN
MICHAEL P GREEN MIKE GREEN
ended on 2017-10-05
CDR: 2353514
Frank Passalaqua
ended on 2017-10-25
CDR: 4133797
ALAN SPECHT
ALAN R. SPECHT
ended on 2017-01-12
CDR: 3060862
OMID MOHAGHEGH
ended on 2017-03-28
CDR: 6117513
JAMES BARDOWSKI
JAMES BARDOWSKI James A Bardowski
started on 2018-01-04
CDR: 5836829
EVAN STAMPLER
Evan Stampler
started on 2018-12-13
CDR: 2926654
JEFFREY BONILLA
started on 2018-01-04
CDR: 2134389
JOSEPH BOVE
ended on 2018-03-22
CDR: 2743717
Salvatore Lionti
SAL LIONTI
ended on 2018-01-10
CDR: 1928644
SUZANNE ANTOLINI
SUZANNE ANTOLINI SUZANNE MARINO SUZANNE RAIOLA
ended on 2018-06-28
CDR: 5652114
LUCAS VANDERKAMP
ended on 2018-09-19
CDR: 5320457
Brian Black
BRIAN O BLACK
ended on 2018-06-18
CDR: 5898748
BRANDON GROEGER
BRANDON GROEGER
ended on 2018-08-28
CDR: 1407620
JOSEPH ROBINSON
ended on 2018-03-26
CDR: 4812800
BRETT HUNDLEY
BRETT HUNDLEY
ended on 2018-10-12
CDR: 27099
RICHARD BOVE
RICHARD XAVIER BOVE Dick Bove
ended on 2018-03-22
CDR: 6117513
JAMES BARDOWSKI
JAMES BARDOWSKI James A Bardowski
ended on 2019-09-29
CDR: 5836829
EVAN STAMPLER
Evan Stampler
ended on 2019-05-15
CDR: 4343540
HEATHER JONES
ended on 2019-05-23
CDR: 6144134
SHAWN SMITH
ended on 2019-04-30
CDR: 2157802
RONALD PATERSON
ended on 2019-09-03
CDR: 2527644
Karl Tweardy
ended on 2020-10-30
CDR: 5320457
Brian Black
BRIAN O BLACK
started on 2021-01-06
CDR: 2926654
JEFFREY BONILLA
ended on 2021-04-07



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