Company Name:
THOMAS J. HERZFELD ADVISORS, INC.
Address:
SUITE 504, 119 WASHINGTON AVENUE, MIAMI BEACH FL 33139
CRD Number:
108369
SEC Number:
801-20866
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1300593
CECILIA GONDOR
started on 2006-09-19
CDR: 3121564
ERIK HERZFELD
started on 2008-11-14
CDR: 862819
ROBERT ADLER
ROBERT J ADLER
started on 2012-06-26
CDR: 6238165
RYAN PAYLOR
started on 2013-12-26
CDR: 6117605
REANNA LEE
REANNA JANE MORAN LEE-SCHWAEGLER REANNA JANE MORAN SCHWAEGLER
started on 2013-03-07
CDR: 1300593
CECILIA GONDOR
ended on 2014-06-20
CDR: 1652323
TETSUO ARAKI
ROCKY ARAKI
started on 2017-01-24
CDR: 6074535
ALEXANDER KNAPP
Alex Knapp
started on 2018-07-12
CDR: 862819
ROBERT ADLER
ROBERT J ADLER
ended on 2019-12-31
CDR: 1652323
TETSUO ARAKI
ROCKY ARAKI
ended on 2020-06-08



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