Company Name:
THOMAS J. HERZFELD & CO., INCORPORATED
CRD Number:
8633
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
CDR: 244419
THOMAS HERZFELD
started on 1981-04-29
CDR: 1048040
ROBERT GRIEN
started on 1982-05-26
CDR: 1048040
ROBERT GRIEN
ended on 1984-09-19
CDR: 1300593
CECILIA GONDOR
started on 1985-03-28
CDR: 1912634
TAUB SWARTZ
started on 1989-01-24
CDR: 1912634
TAUB SWARTZ
ended on 1989-02-17
CDR: 1608217
ANDREW PENZELL
ADREW W PENZELL ANDREW W PENZELL ANDY PENZELL
started on 1991-10-31
CDR: 1608217
ANDREW PENZELL
ADREW W PENZELL ANDREW W PENZELL ANDY PENZELL
ended on 1992-05-07
CDR: 704792
DAVID SCHACHTER
DAVID IRA SCHACTER
started on 1994-02-03
CDR: 704792
DAVID SCHACHTER
DAVID IRA SCHACTER
ended on 1998-10-09
CDR: 5336408
JASON LEUNG
started on 2007-06-27
CDR: 3121564
ERIK HERZFELD
started on 2007-07-19
CDR: 5321661
MATT NEILL
started on 2007-07-10
CDR: 5321661
MATT NEILL
ended on 2008-03-10
CDR: 5336408
JASON LEUNG
ended on 2009-01-09
CDR: 244419
THOMAS HERZFELD
ended on 2011-01-05
CDR: 3121564
ERIK HERZFELD
ended on 2011-01-05
CDR: 1300593
CECILIA GONDOR
ended on 2011-01-05



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