Company Name:
TOCQUEVILLE SECURITIES L.P.
Address:
40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 423199
FRANCOIS SICART
FRANCIS DANIEL SICART
started on 1990-04-26
CDR: 1046182
GEORGE BALMER
started on 1990-04-26
CDR: 855215
ROBERT KLEINSCHMIDT
started on 1991-07-23
CDR: 1252675
SCOTT SCHLESINGER
started on 1992-07-10
CDR: 1046182
GEORGE BALMER
ended on 1992-02-11
CDR: 2211234
JAMES GERARD
JAMES WATSON GERARD III JAMES GERARD JAMIE GERARD
started on 1994-02-23
CDR: 2443529
PHILIP RANKIN
started on 1995-02-13
CDR: 1798901
JEROME MENIFEE
started on 1996-11-26
CDR: 840216
CHRISTOPHER CULP
started on 1996-08-10
CDR: 239704
JOHN HATHAWAY
started on 1997-07-11
CDR: 840216
CHRISTOPHER CULP
ended on 1997-10-06
CDR: 2165032
JAMES FRIEDMAN
JIM FRIEDMAN
started on 1998-07-28
CDR: 26453
ELIZABETH BOSCO
ELIZABETH BOSCO
started on 1998-03-17
CDR: 2025887
LUCINDA LORMIERTAYLOR
LUCINDA COLBY TAYLOR LORMIER
started on 1998-04-02
CDR: 2165032
JAMES FRIEDMAN
JIM FRIEDMAN
ended on 1998-10-12
CDR: 2211234
JAMES GERARD
JAMES WATSON GERARD III JAMES GERARD JAMIE GERARD
ended on 1998-10-12
CDR: 446447
ROBERT THORNTON
JAMES R THORNTON
started on 2000-05-01
CDR: 2003648
JAMES HUNT
JAMES EDWARD HUNT
started on 2000-11-03
CDR: 1798901
JEROME MENIFEE
ended on 2000-02-17
CDR: 1327682
ROGER COTTA
ROGER C COTTA
started on 2001-02-07
CDR: 3072609
ERIC EISLER
started on 2002-10-24
CDR: 1733506
PHILIP SWITZER
started on 2002-05-08
CDR: 1212755
TINA VORGIA
started on 2002-03-21
CDR: 1454706
TSERING NGUDU
started on 2002-07-25
CDR: 803289
DAVID HARRIS
DAIVD TAYLOR HARRIS JR DAVID TAYLOR HARRIS
started on 2002-09-23
CDR: 2250164
DOUGLAS GROH
DOUG GROH
started on 2003-05-07
CDR: 2904668
DUSHYANT PANDIT
started on 2003-11-04
CDR: 4623650
GEORGE MCAULIFFE
started on 2003-04-21
CDR: 42935
JOHN CASSIDY
started on 2003-11-18
CDR: 837996
NORMAN ADAMS
DOUG ADAMS
started on 2004-09-13
CDR: 4855140
PETER OSTBERG
started on 2004-10-28
CDR: 4346309
THOMAS PANDICK
started on 2005-01-01
CDR: 2033203
LYNNE WALROD
LYNNE PATRICIA FAGAN LYNNE FAGAN-WALROD
started on 2005-03-24
CDR: 1797604
GREGORY GERARD
started on 2005-04-22
CDR: 1987570
PETER SHAWN
PETER D SHAWN
started on 2005-04-05
CDR: 1276896
NICHOLAS CARLOZZI
started on 2005-03-03
CDR: 1415467
KATHLEEN KRUG
KIT KRUG KATHLEEN ONEILL KATHLEEN ONEILLKRUG
started on 2005-03-04
CDR: 1425624
THOMAS VANDEVENTER
TOMMY VANDEVENTER
started on 2006-11-14
CDR: 4193269
STEPHEN ZIMMER
started on 2006-11-02
CDR: 843354
ROBERT KRAMER
started on 2006-01-11
CDR: 3129598
DOUGLAS RANKIN
started on 2006-06-05
CDR: 5090336
TING HAW TU
started on 2006-02-20
CDR: 4862098
NEWMAN CORRIETTE
started on 2006-05-22
CDR: 4318680
KEYE LU
KEYE LU
started on 2006-04-04
CDR: 5451369
STEPHEN KOHUT
started on 2007-11-14
CDR: 1078035
JOSEPH ZOCK
JOSEPH ANTHONY ZUCK
started on 2007-01-11
CDR: 4979034
YIBO HUANG
ALLEN Y. HUANG YIBO HUANG
started on 2007-03-20
CDR: 2266921
Theodore Moran
THEODORE R MORAN THEODORE RANDOLPH MORAN III THEODORE RANDOLPH MORAN theodore moran III theodore moran
started on 2007-12-05
CDR: 3252189
ALEX OROZCO
QUETZALCOATL ODLE
started on 2007-03-05
CDR: 2773425
MICHAEL BUTTS
started on 2007-02-02
CDR: 4381225
MICHAEL MELTZER
MICHAEL T. MELTZER
started on 2008-11-11
CDR: 1643571
HEATHER PERLMUTTER
HEATHER RENEE JACOBS
started on 2008-11-11
CDR: 5483609
FORREST SHINNERS
started on 2008-12-24
CDR: 4253956
CHRISTOPHER SHAW
started on 2008-11-20
CDR: 4540882
KEITH COLLAZO
started on 2008-08-01
CDR: 4858430
ALEXANDER KLEINSCHMIDT
ALEC WILLIAM KLEINSCHMIDT
started on 2008-11-27
CDR: 1431746
LAWRENCE FIELDS
LAWRENCE FIELDS
started on 2008-11-11
CDR: 2441514
QUANG HUWANG
VICTOR HUWANG
started on 2008-08-25
CDR: 858590
FRANCOIS LETACONNOUX
FRANCOIS LETACONNOUX
started on 2008-08-26
CDR: 1479651
JAMES BRODIE
started on 2008-06-23
CDR: 2419681
RICHARD ROSS
started on 2008-09-04
CDR: 819953
MASON SEXTON
started on 2008-06-23
CDR: 2033203
LYNNE WALROD
LYNNE PATRICIA FAGAN LYNNE FAGAN-WALROD
ended on 2008-03-25
CDR: 5633931
JAMES ROUND
started on 2009-02-12
CDR: 4236510
JOSHUA KAUFTHAL
started on 2009-11-18
CDR: 5389419
SEBASTIAN JAMES
started on 2009-04-16
CDR: 5698558
CAROL LIVERANO
started on 2009-09-15
CDR: 4254057
KEITH DELMAR
KEITH JOESPH DELMAR
started on 2009-11-19
CDR: 3100502
PATRICIA EVELYN
PATRICIA ANN EVELYN
started on 2009-11-18
CDR: 1663935
NICOLE GERASIMOPOULOS
NIKOLITSA GERASIMOPOULOS
started on 2009-07-30
CDR: 3120243
Daniello Natoli
started on 2009-09-04
CDR: 4253956
CHRISTOPHER SHAW
ended on 2009-06-02
CDR: 3072609
ERIC EISLER
ended on 2009-01-09
CDR: 1479651
JAMES BRODIE
ended on 2009-11-13
CDR: 2419681
RICHARD ROSS
ended on 2009-06-30
CDR: 1732623
MICHAEL BERTASH
started on 2010-09-22
CDR: 3089600
KEN TERRANOVA
started on 2010-07-30
CDR: 5603427
PAUL LAMBERT
PAUL LAMBERT
started on 2010-07-14
CDR: 5102086
PAUL KLEINSCHMIDT
started on 2010-03-24
CDR: 5794592
ANTHONY CHEN
started on 2010-06-18
CDR: 865803
NANCY WARREN
NANCY LYN GRANGE
started on 2010-11-12
CDR: 5789552
BOGUMIL BARANOWSKI
started on 2010-06-09
CDR: 2904668
DUSHYANT PANDIT
ended on 2010-07-07
CDR: 819953
MASON SEXTON
ended on 2010-10-20
CDR: 3120243
Daniello Natoli
ended on 2010-07-29
CDR: 5986536
EVELYN LEE
started on 2011-11-23
CDR: 5916747
ANTHONY LIVERANO
started on 2011-08-26
CDR: 4346290
DOROTHY SAENGER
DOTTIE JOSPEHINE SAENGER
started on 2011-09-20
CDR: 4990295
Kristen Newdigger
KRISTEN B DINSBACH KRISTEN BRASSARD DINSBACH KRISTEN B NEWDIGGER
started on 2011-05-05
CDR: 4629042
John Cecchino
JOHN DANIEL CECCHINO 3RD John D Cecchino John Daniel Cecchino
started on 2011-07-18
CDR: 5976494
KELSEY GRAHAM
started on 2011-12-14
CDR: 3080475
CHRISTOPHER BERTINELLI
CHRIS BERTINELLI CHRISTOPHER BERTINELLI
started on 2011-09-08
CDR: 1345491
STEPHEN YEVAK
STEPHEN M YEVAK
started on 2011-03-31
CDR: 2793107
Jason Alicea
JASON S ALICEA
started on 2011-03-03
CDR: 3200584
RYAN GUTHRIE
RYAN PATRICK CLOHESSY
started on 2011-04-12
CDR: 5675866
MARTIN RIOS
NICK RIOS
started on 2011-02-10
CDR: 4046062
JASON SCHEIBEL
started on 2011-03-09
CDR: 2266921
Theodore Moran
THEODORE R MORAN THEODORE RANDOLPH MORAN III THEODORE RANDOLPH MORAN theodore moran III theodore moran
ended on 2011-08-03
CDR: 865803
NANCY WARREN
NANCY LYN GRANGE
ended on 2011-06-17
CDR: 5693650
PETER ROSSI
started on 2012-04-13
CDR: 4902356
BRIX SATEJA
BRIX JOHNSTON BRIX MARIE JOHNSTUN
started on 2012-04-20
CDR: 1308426
MADELAINE ANAGNOSTOPOULOS
MADELAINE LYNCH REESE
started on 2012-02-28
CDR: 6116195
ANGEL TORRES
started on 2012-10-10
CDR: 2133412
MARCIA MOHLER
started on 2012-02-17
CDR: 5300506
VICTORIA VEITH
VICTORIA VEITH VICTORIA K WAINWRIGHT VICTORIA WAINWRIGHT
started on 2012-02-29
CDR: 4913040
KIMBERLEY STEPHENS
KIMBERLEY ANNE SULLEN
started on 2012-02-28
CDR: 6059663
LIYA CORONA
LIYA SHARAFUTDINOVA
started on 2012-06-04
CDR: 5916747
ANTHONY LIVERANO
ended on 2012-04-30
CDR: 3089600
KEN TERRANOVA
ended on 2012-01-24
CDR: 4193269
STEPHEN ZIMMER
ended on 2012-12-10
CDR: 5090336
TING HAW TU
ended on 2012-12-11
CDR: 1327682
ROGER COTTA
ROGER C COTTA
ended on 2012-07-30
CDR: 4600560
MATTHEW CHERASHORE
started on 2013-12-04
CDR: 45389
IRVIN CHERASHORE
started on 2013-12-04
CDR: 715809
CLARE NOLAN
started on 2013-12-04
CDR: 601732
RUDOLF MUELLER
started on 2013-12-04
CDR: 4642554
ERIK RANSON
ERIK RANSON
started on 2013-10-25
CDR: 3110871
CHESLEY SNIDER
CHES SNIDER
started on 2013-10-31
CDR: 5451369
STEPHEN KOHUT
ended on 2013-07-15
CDR: 5483609
FORREST SHINNERS
ended on 2013-09-05
CDR: 5633931
JAMES ROUND
ended on 2013-09-05
CDR: 4990295
Kristen Newdigger
KRISTEN B DINSBACH KRISTEN BRASSARD DINSBACH KRISTEN B NEWDIGGER
ended on 2013-09-05
CDR: 4629042
John Cecchino
JOHN DANIEL CECCHINO 3RD John D Cecchino John Daniel Cecchino
ended on 2013-01-30
CDR: 5693650
PETER ROSSI
ended on 2013-07-01
CDR: 4902356
BRIX SATEJA
BRIX JOHNSTON BRIX MARIE JOHNSTUN
ended on 2013-09-05
CDR: 3080475
CHRISTOPHER BERTINELLI
CHRIS BERTINELLI CHRISTOPHER BERTINELLI
ended on 2013-09-05
CDR: 5389419
SEBASTIAN JAMES
ended on 2013-11-22
CDR: 2133412
MARCIA MOHLER
ended on 2013-09-05
CDR: 1797604
GREGORY GERARD
ended on 2013-10-28
CDR: 5675866
MARTIN RIOS
NICK RIOS
ended on 2013-09-05
CDR: 2813458
Blake Davis
BLAKE TAMBLYN DAVIS
started on 2014-06-30
CDR: 6407795
Costa Kensington
COSTA NICHOLAS KENSINGTON JR. Costa Nicholas Kensington
started on 2014-10-22
CDR: 2703701
THOMAS COFFEY
TOM COFFEY
started on 2014-09-30
CDR: 3200584
RYAN GUTHRIE
RYAN PATRICK CLOHESSY
ended on 2014-08-20
CDR: 3252189
ALEX OROZCO
QUETZALCOATL ODLE
ended on 2014-08-06
CDR: 5794592
ANTHONY CHEN
ended on 2014-08-12
CDR: 42935
JOHN CASSIDY
ended on 2014-02-26
CDR: 1074889
MICHAEL COOKE
GEORGE COOKE
started on 2015-06-16
CDR: 5124267
MICHAEL FERREIRA
MIKE FERREIRA
started on 2015-06-30
CDR: 6136863
SUSAN LEE
SUSAN LEE
started on 2015-02-04
CDR: 6310880
HELEN BALK
HELEN BALK HELEN AMELIA BELICH
started on 2015-11-23
CDR: 2471750
PETER BYRNE
started on 2015-06-24
CDR: 4734200
MAX RODRIGUEZ
MAX RODRIGUEZ
started on 2015-10-14
CDR: 6547472
SHIRLEY ZHANG
started on 2015-09-02
CDR: 5300506
VICTORIA VEITH
VICTORIA VEITH VICTORIA K WAINWRIGHT VICTORIA WAINWRIGHT
ended on 2015-05-01
CDR: 3129598
DOUGLAS RANKIN
ended on 2015-06-24
CDR: 2443529
PHILIP RANKIN
ended on 2015-06-24
CDR: 6240004
Collin Schrier
started on 2016-05-17
CDR: 6700096
Taylor Cantrell
started on 2016-12-12
CDR: 4920710
WARD ANDERSON
WARD ANDERSON
started on 2016-02-25
CDR: 423199
FRANCOIS SICART
FRANCIS DANIEL SICART
ended on 2016-09-30
CDR: 4979034
YIBO HUANG
ALLEN Y. HUANG YIBO HUANG
ended on 2016-09-30
CDR: 2813458
Blake Davis
BLAKE TAMBLYN DAVIS
ended on 2016-03-15
CDR: 4642554
ERIK RANSON
ERIK RANSON
ended on 2016-01-05
CDR: 3110871
CHESLEY SNIDER
CHES SNIDER
ended on 2016-01-05
CDR: 5789552
BOGUMIL BARANOWSKI
ended on 2016-09-30
CDR: 4217385
CHERYL MCCARTHY
CHERYL A. KINNAMAN
started on 2017-10-23
CDR: 6083335
DAVID FISHMAN
DAVID V FISHMAN DAVID FISHMAN
started on 2017-11-03
CDR: 5793545
WILLIAM VECCHIONE
TIM VECCHIONE
started on 2017-06-28
CDR: 4429662
ROBERT TRENHAM
ROBERT J TRENHAM
started on 2017-11-03
CDR: 6752798
John Ores
started on 2017-02-28
CDR: 6240004
Collin Schrier
ended on 2017-08-15
CDR: 2793107
Jason Alicea
JASON S ALICEA
ended on 2017-08-09
CDR: 2471750
PETER BYRNE
ended on 2017-10-24
CDR: 6547472
SHIRLEY ZHANG
ended on 2017-04-24
CDR: 6059663
LIYA CORONA
LIYA SHARAFUTDINOVA
ended on 2017-05-31
CDR: 26453
ELIZABETH BOSCO
ELIZABETH BOSCO
ended on 2018-04-26
CDR: 6136863
SUSAN LEE
SUSAN LEE
ended on 2018-06-18
CDR: 6083335
DAVID FISHMAN
DAVID V FISHMAN DAVID FISHMAN
ended on 2018-08-15
CDR: 6116195
ANGEL TORRES
ended on 2018-04-25
CDR: 5698558
CAROL LIVERANO
ended on 2018-01-16
CDR: 6407795
Costa Kensington
COSTA NICHOLAS KENSINGTON JR. Costa Nicholas Kensington
ended on 2018-09-14
CDR: 446447
ROBERT THORNTON
JAMES R THORNTON
ended on 2018-11-09
CDR: 4734200
MAX RODRIGUEZ
MAX RODRIGUEZ
ended on 2018-11-23
CDR: 4913040
KIMBERLEY STEPHENS
KIMBERLEY ANNE SULLEN
ended on 2018-09-14
CDR: 4318680
KEYE LU
KEYE LU
ended on 2018-04-04
CDR: 6800528
Richard Zhang
started on 2019-12-11
CDR: 3095785
OLGA ROUDOVSKI
started on 2019-01-25
CDR: 1425624
THOMAS VANDEVENTER
TOMMY VANDEVENTER
ended on 2019-11-13
CDR: 6700096
Taylor Cantrell
ended on 2019-10-03
CDR: 4429662
ROBERT TRENHAM
ROBERT J TRENHAM
ended on 2019-04-08
CDR: 7309073
ANTON ZOCK
started on 2020-11-06
CDR: 5986536
EVELYN LEE
ended on 2020-04-22
CDR: 4217385
CHERYL MCCARTHY
CHERYL A. KINNAMAN
ended on 2020-01-30
CDR: 1074889
MICHAEL COOKE
GEORGE COOKE
ended on 2020-12-23
CDR: 2441514
QUANG HUWANG
VICTOR HUWANG
ended on 2020-01-27
CDR: 1308426
MADELAINE ANAGNOSTOPOULOS
MADELAINE LYNCH REESE
ended on 2020-02-27
CDR: 2250164
DOUGLAS GROH
DOUG GROH
ended on 2020-01-27
CDR: 5793545
WILLIAM VECCHIONE
TIM VECCHIONE
ended on 2020-09-01
CDR: 239704
JOHN HATHAWAY
ended on 2020-02-13
CDR: 2703701
THOMAS COFFEY
TOM COFFEY
ended on 2020-01-14
CDR: 4920710
WARD ANDERSON
WARD ANDERSON
ended on 2020-02-13
CDR: 5124267
MICHAEL FERREIRA
MIKE FERREIRA
ended on 2021-01-12
CDR: 843354
ROBERT KRAMER
ended on 2021-01-27
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