Company Name:
TOKAI SECURITIES, INC.
CRD Number:
25328
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1990
1991
1992
1993
1994
1995
1996
1997
1998
CDR: 1855054
ROBERT BARNA
started on 1990-08-22
CDR: 1263264
MARK LUNDEN
started on 1991-11-08
CDR: 2053245
KIM LIM
started on 1991-08-19
CDR: 1855054
ROBERT BARNA
ended on 1991-09-09
CDR: 1263264
MARK LUNDEN
ended on 1992-09-09
CDR: 1981590
KENNETH KARETNICK
started on 1993-03-05
CDR: 1981590
KENNETH KARETNICK
ended on 1993-04-07
CDR: 2332478
JAMES CARON
started on 1995-02-11
CDR: 2542422
WILLIAM CLARK
BILL CLARK
started on 1995-06-20
CDR: 1315319
BRIAN LIPPEY
started on 1996-05-31
CDR: 1499991
THOMAS YORKE
started on 1996-06-13
CDR: 2332478
JAMES CARON
ended on 1996-05-23
CDR: 1499991
THOMAS YORKE
ended on 1997-10-01
CDR: 1315319
BRIAN LIPPEY
ended on 1998-05-22
CDR: 2542422
WILLIAM CLARK
BILL CLARK
ended on 1998-06-26
CDR: 2053245
KIM LIM
ended on 1998-06-26



Copyright 2022 EmployProof.org All rights reserved.
Court Diary