Company Name:
TOKYO-MITSUBISHI SECURITIES (USA), INC.
CRD Number:
19685
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
CDR: 1700566
DONALD HAN
DONALD C HAN
started on 1988-01-26
CDR: 2031048
SCOTT SKYRM
started on 1990-07-27
CDR: 1718460
CLIFFORD POWELL
started on 1990-11-01
CDR: 2126463
ANGELA ARAI
ANGELA TAMAO KATSUNO
started on 1991-03-07
CDR: 2148173
KENNETH SKLOVER
started on 1991-05-29
CDR: 1373786
TIMOTHY HAYES
started on 1994-09-30
CDR: 2498508
YUKIYO HUSTON
YUKIYO JILSUKATA HUSTON YUKIYO JITSUKATA
started on 1995-04-26
CDR: 1313690
STEPHEN BUCCHERE
started on 1996-04-06
CDR: 2468023
JOHN DARLING
started on 1996-04-06
CDR: 1313690
STEPHEN BUCCHERE
ended on 1996-08-14
CDR: 2148173
KENNETH SKLOVER
ended on 1996-05-10
CDR: 2387010
GEOFFREY FRANCOLINI
GEOFF J FRANCOLINI GEOFFREY J FRANCOLINI
started on 1997-05-30
CDR: 2522480
Mark Simpson
MARK CHRISTIAN SIMPSON MARK CHRISTIAN WILLIAM SIMPSON MARK CHRISTIANWILLIAM SIMPSON MARK CW SIMPSON
started on 1997-09-24
CDR: 2568566
MICHAEL ALTMAN
MICHAEL I ALTMAN MICHAEL ALTMAN
started on 1997-01-16
CDR: 2387010
GEOFFREY FRANCOLINI
GEOFF J FRANCOLINI GEOFFREY J FRANCOLINI
ended on 1997-06-11
CDR: 2031048
SCOTT SKYRM
ended on 1997-04-11
CDR: 2468023
JOHN DARLING
ended on 1997-12-04
CDR: 1700566
DONALD HAN
DONALD C HAN
ended on 1997-05-08
CDR: 1423055
LAWRENCE MCNEILL
LARRY MCNEILL LAWRENCE GERARD MCNEILL
started on 1998-09-28
CDR: 2736718
AH JING CHEN
AHJING WANG CHEN AH-JING WANG AHJING WANG JULIA WANG
started on 1999-10-07
CDR: 1673116
RICHARD CLOSS
started on 1999-04-14
CDR: 1699114
ALBERT AKERMAN
ALBERT ACKERMAN ALBERT L AKERMAN ALBERT L (MI ONLY) AKERMAN
started on 1999-07-09
CDR: 2126463
ANGELA ARAI
ANGELA TAMAO KATSUNO
ended on 1999-08-20
CDR: 1373786
TIMOTHY HAYES
ended on 1999-03-16
CDR: 2568566
MICHAEL ALTMAN
MICHAEL I ALTMAN MICHAEL ALTMAN
ended on 1999-04-14
CDR: 1423055
LAWRENCE MCNEILL
LARRY MCNEILL LAWRENCE GERARD MCNEILL
ended on 1999-06-15
CDR: 1673116
RICHARD CLOSS
ended on 1999-05-25
CDR: 2498508
YUKIYO HUSTON
YUKIYO JILSUKATA HUSTON YUKIYO JITSUKATA
ended on 1999-07-29
CDR: 2298357
MARC LEVESQUE
MARC LEVESQUE
started on 2000-09-06
CDR: 2121777
CHRISTOPHER O'NEILL
CHRISTOPHER HOLMAN ONEILL
started on 2000-07-14
CDR: 2172583
JOSEPH SMALLMAN
JOE SMALLMAN
started on 2001-02-02
CDR: 4297053
YOKO HUBLEY
YOKO OOKA
started on 2001-09-17
CDR: 2736718
AH JING CHEN
AHJING WANG CHEN AH-JING WANG AHJING WANG JULIA WANG
ended on 2001-06-13
CDR: 2522480
Mark Simpson
MARK CHRISTIAN SIMPSON MARK CHRISTIAN WILLIAM SIMPSON MARK CHRISTIANWILLIAM SIMPSON MARK CW SIMPSON
ended on 2001-04-20
CDR: 2121777
CHRISTOPHER O'NEILL
CHRISTOPHER HOLMAN ONEILL
ended on 2001-11-14
CDR: 1699114
ALBERT AKERMAN
ALBERT ACKERMAN ALBERT L AKERMAN ALBERT L (MI ONLY) AKERMAN
ended on 2001-06-01
CDR: 1718460
CLIFFORD POWELL
ended on 2001-01-17
CDR: 4260514
YUKIMI TACHIBANA
started on 2002-03-06
CDR: 2538848
PIETER BIERKENS
PIETER ANTON BIERKENS
started on 2002-02-11
CDR: 4007252
Valerie Hebert
VALERIE ODETTE HARDOUIN VALERIE O HEBERT VALERIE ODETTE HEBERT
started on 2002-08-12
CDR: 4260514
YUKIMI TACHIBANA
ended on 2002-08-07
CDR: 2298357
MARC LEVESQUE
MARC LEVESQUE
ended on 2002-11-14
CDR: 2172583
JOSEPH SMALLMAN
JOE SMALLMAN
ended on 2002-11-18
CDR: 2538848
PIETER BIERKENS
PIETER ANTON BIERKENS
ended on 2002-11-14
CDR: 4007252
Valerie Hebert
VALERIE ODETTE HARDOUIN VALERIE O HEBERT VALERIE ODETTE HEBERT
ended on 2003-06-20
CDR: 4297053
YOKO HUBLEY
YOKO OOKA
ended on 2003-06-19



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