Company Name:
TOMPKINS FINANCIAL ADVISORS
CRD Number:
110125
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
CDR: 1322880
ANTHONY GUGINO
started on 1994-11-21
CDR: 853099
RUSSELL ACHZET
RUSSELL K ACHZET
started on 2000-09-22
CDR: 2721851
Chris Kim
started on 2011-10-31
CDR: 853099
RUSSELL ACHZET
RUSSELL K ACHZET
ended on 2011-03-01
CDR: 2822668
SUSAN HERENDEEN
SUSAN MICHELLE BOYLE SUSAN BOYLE
started on 2012-08-28
CDR: 2489694
KATHRYN SHIRER
KATHRYN S HARRINGTON KATHRYN SHIRER MILES
started on 2012-05-09
CDR: 4366348
MEGAN BURKE
started on 2012-08-03
CDR: 2822668
SUSAN HERENDEEN
SUSAN MICHELLE BOYLE SUSAN BOYLE
ended on 2014-12-18
CDR: 2721851
Chris Kim
ended on 2014-12-18
CDR: 1322880
ANTHONY GUGINO
ended on 2014-12-18
CDR: 2489694
KATHRYN SHIRER
KATHRYN S HARRINGTON KATHRYN SHIRER MILES
ended on 2014-12-18
CDR: 4366348
MEGAN BURKE
ended on 2014-12-18



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