Company Name:
T.O. RICHARDSON SECURITIES, INC.
CRD Number:
23739
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
CDR: 1999619
SAMUEL BAILEY
SAM BAILEY
started on 1989-10-26
CDR: 708317
KURT VANGENDEREN
started on 1989-01-24
CDR: 1850746
LOYD CROWE
started on 1991-01-21
CDR: 708317
KURT VANGENDEREN
ended on 1995-08-22
CDR: 855185
DAVID GLOSSINGER
DAVE GLOSSINGER
started on 1996-05-09
CDR: 2518654
SCOTT SCHWARTZ
started on 1999-10-06
CDR: 2231860
JAMES TIERNEY
JIM TIERNEY
started on 1999-11-05
CDR: 4034392
LORI SIMONCELLI
LORI SIMONCELLI BAILEY
started on 1999-11-18
CDR: 732960
THOMAS GORMLEY
started on 2001-07-27
CDR: 706332
STEPHEN NORTH
STEPHEN A NORTH
started on 2001-03-15
CDR: 3239193
MARK CARROZZA
MARK A CARROZZA
started on 2001-02-26
CDR: 1037004
JOSEPH CULLEN
(JR) JOSEPH ANTHONY CULLEN JOSEPH ANTHONY JR CULLEN Joseph A Cullen
started on 2001-02-26
CDR: 855185
DAVID GLOSSINGER
DAVE GLOSSINGER
ended on 2001-07-27
CDR: 706332
STEPHEN NORTH
STEPHEN A NORTH
ended on 2001-06-13
CDR: 4512945
CHRISTOPHER GATES
CHRIS GATES
started on 2002-05-06
CDR: 2518654
SCOTT SCHWARTZ
ended on 2002-04-02
CDR: 3239193
MARK CARROZZA
MARK A CARROZZA
ended on 2002-06-26
CDR: 1037004
JOSEPH CULLEN
(JR) JOSEPH ANTHONY CULLEN JOSEPH ANTHONY JR CULLEN Joseph A Cullen
ended on 2002-11-21
CDR: 4512945
CHRISTOPHER GATES
CHRIS GATES
ended on 2003-07-07
CDR: 1631047
JOHN TARLETON
started on 2004-04-30
CDR: 1631047
JOHN TARLETON
ended on 2004-08-10
CDR: 4034392
LORI SIMONCELLI
LORI SIMONCELLI BAILEY
ended on 2004-03-18
CDR: 2593932
THOMAS KINGSLEY
THOMAS KINGSLEY
started on 2005-04-06
CDR: 2611696
ROBERT STEARNS
started on 2005-07-07
CDR: 1627442
RUSSELL VERNON
started on 2005-01-10
CDR: 2593932
THOMAS KINGSLEY
THOMAS KINGSLEY
ended on 2005-09-21
CDR: 732960
THOMAS GORMLEY
ended on 2005-09-30
CDR: 2231860
JAMES TIERNEY
JIM TIERNEY
ended on 2005-03-07
CDR: 2611696
ROBERT STEARNS
ended on 2005-10-20
CDR: 1999619
SAMUEL BAILEY
SAM BAILEY
ended on 2006-12-31
CDR: 1627442
RUSSELL VERNON
ended on 2006-11-21
CDR: 1850746
LOYD CROWE
ended on 2006-12-31
CDR: 1999619
SAMUEL BAILEY
SAM BAILEY
started on 2007-01-18
CDR: 1850746
LOYD CROWE
started on 2007-01-11
CDR: 1999619
SAMUEL BAILEY
SAM BAILEY
ended on 2007-09-07
CDR: 1850746
LOYD CROWE
ended on 2007-09-07



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