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0 - 9
Company Name:
TPEG SECURITIES, LLC
Address:
925 S. KIMBALL AVE. STE. 100, SOUTHLAKE, TX 76092
CRD Number:
146726
CIK Number:
1428556
SEC File Number:
867843
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5512809
SANJAY CHANDRA
started on
2008-08-20
CDR: 5499442
WILLIAM BURKE
WILLIAM L BURKE
started on
2008-08-20
CDR: 4789581
DANIEL MEADER
started on
2008-08-20
CDR: 4898884
AARON COTHER
started on
2009-01-08
CDR: 2966334
KENNETH WALLACE
started on
2010-07-12
CDR: 5864178
CHARLES LANZA
CHUCK LANZA
started on
2011-06-30
CDR: 5864178
CHARLES LANZA
CHUCK LANZA
ended on
2011-07-22
CDR: 4898884
AARON COTHER
ended on
2012-01-10
CDR: 2966334
KENNETH WALLACE
ended on
2012-09-08
CDR: 6239151
BRETT JENSEN
started on
2014-06-12
CDR: 4639730
MICHAEL BI
HAITAO BI BI MICHAEL
started on
2014-06-02
CDR: 2630748
TRENT TOMLIN
TRENT TOMLIN
started on
2014-06-23
CDR: 854962
KATHRYN BOOTH
KAY RYAN BOOTH KAY BOOTH
started on
2014-07-17
CDR: 5003823
SANDEEP SHRIVASTAVA
started on
2015-01-07
CDR: 6364757
GLEN RICH
started on
2015-04-01
CDR: 6705833
Cameron Harrison
started on
2016-10-10
CDR: 3249684
GORDON GUNN
started on
2016-08-09
CDR: 6364757
GLEN RICH
ended on
2016-07-28
CDR: 2498402
CHRISTINE CHAO
CHRISTINE ASHLEY BASS CHRISTINE ASHLEY KRALIK
started on
2018-07-30
CDR: 5063199
MICHELLE RUSSELL
MICHELLE RUSSELL JOHNSON MICHELLE M RUSSELL
started on
2018-11-13
CDR: 2374789
PAT SWANSON
PAT SWANSON
started on
2019-08-27
CDR: 4955411
CARLOS SKERTCHLY
started on
2019-10-08
CDR: 6312154
MUELLER MOFFITT
Luke Moffitt
started on
2019-09-13
CDR: 5114690
SURAJ JAGANNATHAN
started on
2019-10-11
CDR: 7170712
ERNEST RICHARDS
ERNEST ALAN RICHARDS
started on
2019-12-03
CDR: 2498402
CHRISTINE CHAO
CHRISTINE ASHLEY BASS CHRISTINE ASHLEY KRALIK
ended on
2019-06-11
CDR: 5063199
MICHELLE RUSSELL
MICHELLE RUSSELL JOHNSON MICHELLE M RUSSELL
ended on
2019-03-11
CDR: 6501224
Erin Patridge
started on
2020-01-07
CDR: 7260235
SIMON HARTZELL
started on
2020-09-29
CDR: 7274664
John Braley
started on
2020-10-22
CDR: 3117840
DIANE GOODIN
DIANE MARIE HARLOW DIANE MARIE KAYE
started on
2020-08-11
CDR: 6239151
BRETT JENSEN
ended on
2020-01-08
CDR: 4639730
MICHAEL BI
HAITAO BI BI MICHAEL
ended on
2020-05-28
CDR: 7170712
ERNEST RICHARDS
ERNEST ALAN RICHARDS
ended on
2020-02-26
CDR: 7274262
Justin Burkhardt
started on
2021-01-04
CDR: 7335668
Kevin Carringer
started on
2021-04-09
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