EPlicensed - US FINRA/ SEC Record Search

Company Name:

TRIAD SECURITIES CORP

Address:

111 BROADWAY 11TH FLOOR, NEW YORK, NY 10006-9401

CRD Number:

11363

CIK Number:

203440

SEC File Number:

820930

Financial Regulator:

SEC/ FINRA

Registration started

Ended

1983

1984

1985

1986

1987

1988

1989

1990

1991

1992

1993

1994

1995

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

2018

2019

2020

2021

CDR: 1230453

SIDNEY LERNER

started on 1983-12-15

CDR: 1230452

ARTHUR LINDEN

started on 1983-12-15

CDR: 1230452

ARTHUR LINDEN

started on 1983-12-15

CDR: 415771

RICHARD SCHULTZ

started on 1983-12-15

CDR: 1230453

SIDNEY LERNER

ended on 1987-02-18

CDR: 1779792

KEVIN SCHULTZ

started on 1989-06-19

CDR: 1019561

RALPH CERBONE

RALPH V CERBONE RALPH VINCENT CERBONE JR RALPH CERBONE

started on 1989-06-23

CDR: 243735

RICHARD HERBERT

started on 1989-03-20

CDR: 1019561

RALPH CERBONE

RALPH V CERBONE RALPH VINCENT CERBONE JR RALPH CERBONE

ended on 1990-07-23

CDR: 1023740

JEFFREY RENDINARO

started on 1991-07-29

CDR: 1779792

KEVIN SCHULTZ

ended on 1991-03-13

CDR: 1220358

ASAMI ISHIMARU

started on 1993-06-22

CDR: 1023740

JEFFREY RENDINARO

ended on 1993-02-23

CDR: 243735

RICHARD HERBERT

ended on 1993-10-13

CDR: 2255456

JOHN HANNIGAN

JACK HANNIGAN

started on 1994-09-08

CDR: 2300710

STEPHEN HINEL

started on 1994-12-21

CDR: 1409490

ROBERT LEVINE

ROBBIE LEVINE

started on 1994-11-08

CDR: 2596538

STUART SCHACHTER

started on 1995-03-31

CDR: 2243176

JOANNA RESKO

JOANNA LYNNE SULLIVAN

started on 1995-06-06

CDR: 1409490

ROBERT LEVINE

ROBBIE LEVINE

ended on 1995-07-14

CDR: 723275

Kevin Radell

started on 1996-02-07

CDR: 1449848

CHRISTOPHER MCGLYNN

started on 1996-07-24

CDR: 1220358

ASAMI ISHIMARU

ended on 1996-02-07

CDR: 2733221

SHERI ROSEN

started on 1997-11-07

CDR: 723275

Kevin Radell

ended on 1997-04-28

CDR: 2403268

DARIA LESKY

started on 1998-06-15

CDR: 700450

RUDOLF SMUTNY

RUDY SMUTNY JR RUDY SMUTNY

started on 1998-09-02

CDR: 248564

RAYMOND HOLLAND

RAYMOND CHARLES HOLLAND

started on 1998-10-08

CDR: 2804441

ROBERT VERRIER

started on 1998-04-21

CDR: 1328457

DOUGLAS URISKO

started on 1998-08-31

CDR: 2403268

DARIA LESKY

ended on 1998-10-05

CDR: 3157822

ERIN O'BRIEN

ERIN MICHELLE O BRIEN ERIN MICHELLE OBRIEN

started on 1999-02-12

CDR: 2109485

RUSSELL CAMPBELL

RUSSELL A CAMPBELL

started on 1999-06-11

CDR: 2949181

DARREN MATTOS

started on 1999-10-15

CDR: 2255456

JOHN HANNIGAN

JACK HANNIGAN

ended on 1999-09-22

CDR: 1230452

ARTHUR LINDEN

ended on 1999-06-24

CDR: 2300710

STEPHEN HINEL

ended on 1999-01-28

CDR: 2804441

ROBERT VERRIER

ended on 1999-05-07

CDR: 1413254

CYNTHIA DEMARCO

CYNTHIA ELLIS CAMPBELL SIS CAMPBELL

started on 2000-04-17

CDR: 4148108

ERIC NEUNZIG

started on 2000-04-13

CDR: 1386783

LAWRENCE GOLDSMITH

started on 2000-03-14

CDR: 2550001

BREDA MCGOVERN-KELLEHER

BREDA ANN MCGOVERNKELLEHER

started on 2000-04-17

CDR: 4243433

BRIAN PHEIFER

started on 2000-11-14

CDR: 2735559

PETER KEHOE

PETER DENNIS KEHOE JR

started on 2000-12-01

CDR: 818536

BARRY SHENKMAN

started on 2000-04-14

CDR: 4148108

ERIC NEUNZIG

ended on 2000-10-20

CDR: 3157822

ERIN O'BRIEN

ERIN MICHELLE O BRIEN ERIN MICHELLE OBRIEN

ended on 2000-06-06

CDR: 700450

RUDOLF SMUTNY

RUDY SMUTNY JR RUDY SMUTNY

ended on 2000-11-20

CDR: 2652567

Stephanie Ashley

STEPHANIE A ASHLEY STEPHANIE AN ASHLEY STEPHANIE ANNE GALIANI

started on 2001-04-04

CDR: 1413254

CYNTHIA DEMARCO

CYNTHIA ELLIS CAMPBELL SIS CAMPBELL

started on 2001-10-25

CDR: 2255456

JOHN HANNIGAN

JACK HANNIGAN

started on 2001-12-14

CDR: 1413254

CYNTHIA DEMARCO

CYNTHIA ELLIS CAMPBELL SIS CAMPBELL

ended on 2001-09-21

CDR: 1449848

CHRISTOPHER MCGLYNN

ended on 2001-11-20

CDR: 2735559

PETER KEHOE

PETER DENNIS KEHOE JR

ended on 2001-02-15

CDR: 2550001

BREDA MCGOVERN-KELLEHER

BREDA ANN MCGOVERNKELLEHER

ended on 2002-06-19

CDR: 1328457

DOUGLAS URISKO

ended on 2002-11-21

CDR: 4331746

MICHAEL GROSSBERG

started on 2003-10-14

CDR: 4631540

KENNETH FISHER

started on 2003-02-28

CDR: 721554

CHARLES FISHER

CHARLES M FISHER

started on 2003-04-14

CDR: 2652567

Stephanie Ashley

STEPHANIE A ASHLEY STEPHANIE AN ASHLEY STEPHANIE ANNE GALIANI

ended on 2003-02-26

CDR: 721554

CHARLES FISHER

CHARLES M FISHER

ended on 2005-03-07

CDR: 2602267

WILLIAM VOHRER

WILLIAM G VOHRER

started on 2007-10-03

CDR: 2123757

HOWARD ROSEN

started on 2007-05-10

CDR: 2123757

HOWARD ROSEN

ended on 2007-12-11

CDR: 3224023

BRETT MARKOWITZ

started on 2008-04-15

CDR: 1779792

KEVIN SCHULTZ

started on 2008-09-25

CDR: 5466037

ANDREW DANTES

ANDREW HENREY DANTES

started on 2008-05-13

CDR: 840561

TED BAKER

started on 2009-03-27

CDR: 4808173

MICHAEL KLINOFSKY

started on 2009-10-13

CDR: 5695150

DOUGLAS CAMPBELL

started on 2009-12-11

CDR: 4148108

ERIC NEUNZIG

started on 2010-10-06

CDR: 5830765

SHUN-ON CHAN

started on 2010-12-01

CDR: 5738402

NICHOLAS BARRA

NICHOLAS JAMES BARRA

started on 2011-01-12

CDR: 1998274

TRACY GOLDENBERG

TRACY ANNE SALOMON

started on 2011-03-03

CDR: 5864980

SUN TAE KIM

SUN T KIM

started on 2011-03-14

CDR: 840561

TED BAKER

ended on 2011-08-05

CDR: 2596538

STUART SCHACHTER

ended on 2011-10-14

CDR: 1998274

TRACY GOLDENBERG

TRACY ANNE SALOMON

ended on 2011-06-01

CDR: 2561545

BRIAN JAMES

started on 2012-01-18

CDR: 3215027

JASON TOBIAS

started on 2012-02-24

CDR: 5738402

NICHOLAS BARRA

NICHOLAS JAMES BARRA

ended on 2012-07-12

CDR: 5695150

DOUGLAS CAMPBELL

ended on 2012-02-27

CDR: 415771

RICHARD SCHULTZ

ended on 2012-02-29

CDR: 3147817

BRADLEY BURDE

started on 2013-04-02

CDR: 2367635

JEFFREY BURDE

started on 2013-07-16

CDR: 2367635

JEFFREY BURDE

ended on 2013-10-01

CDR: 5935160

ANDREW HIRSCHBERG

started on 2014-01-17

CDR: 3201909

FRANK ROSELLI

started on 2014-10-03

CDR: 5893338

KYLE BOWLER

started on 2014-06-24

CDR: 6289726

Scott Muldoon

started on 2014-04-28

CDR: 6158434

MARK PALMER

started on 2014-01-23

CDR: 2946773

BRANDI GATLIN

started on 2015-03-06

CDR: 6236046

LORIN SPELTZ

started on 2015-09-14

CDR: 2580096

SCOTT DASPIN

started on 2015-04-15

CDR: 4986765

DOUGLAS COHEN

started on 2015-05-22

CDR: 1543466

KEVIN HEAL

started on 2015-06-09

CDR: 1449848

CHRISTOPHER MCGLYNN

started on 2015-01-13

CDR: 4808173

MICHAEL KLINOFSKY

ended on 2015-07-16

CDR: 2602267

WILLIAM VOHRER

WILLIAM G VOHRER

ended on 2015-01-06

CDR: 3147817

BRADLEY BURDE

ended on 2015-04-21

CDR: 6289726

Scott Muldoon

ended on 2015-01-20

CDR: 818536

BARRY SHENKMAN

ended on 2015-01-06

CDR: 1345887

SCOTT LIPKIN

started on 2016-03-01

CDR: 1570269

MICHAEL BIRD

started on 2016-05-20

CDR: 2367813

SCOTT WEISMAN

SCOTT A WEISMAN

started on 2016-08-01

CDR: 2883978

THOMAS LANDSBERGEN

started on 2016-12-06

CDR: 6236046

LORIN SPELTZ

ended on 2016-12-31

CDR: 1345887

SCOTT LIPKIN

ended on 2016-11-07

CDR: 2109485

RUSSELL CAMPBELL

RUSSELL A CAMPBELL

ended on 2016-12-31

CDR: 2580096

SCOTT DASPIN

ended on 2016-04-07

CDR: 1543466

KEVIN HEAL

ended on 2016-05-03

CDR: 5830765

SHUN-ON CHAN

ended on 2016-05-18

CDR: 4499904

JOSEPH PESCATORE

JOSEPH F. PESCATORE

started on 2017-06-19

CDR: 721554

CHARLES FISHER

CHARLES M FISHER

started on 2017-12-07

CDR: 2580096

SCOTT DASPIN

started on 2017-04-06

CDR: 5000821

JOHN DONOVAN

started on 2017-04-13

CDR: 2021481

ROSS BARTFIELD

started on 2017-01-05

CDR: 3224023

BRETT MARKOWITZ

ended on 2017-05-18

CDR: 2367813

SCOTT WEISMAN

SCOTT A WEISMAN

ended on 2017-05-25

CDR: 5000821

JOHN DONOVAN

ended on 2017-08-11

CDR: 4415461

TARIQ JAVED

started on 2018-01-26

CDR: 1861935

H COHEN

started on 2018-06-07

CDR: 4428018

KARA EDGAR

KARA LEEHIVE

started on 2018-04-03

CDR: 6865036

Todd Shenkin

started on 2018-10-24

CDR: 1543466

KEVIN HEAL

started on 2018-04-26

CDR: 4499904

JOSEPH PESCATORE

JOSEPH F. PESCATORE

ended on 2018-05-01

CDR: 4415461

TARIQ JAVED

ended on 2018-05-11

CDR: 2561545

BRIAN JAMES

ended on 2018-02-16

CDR: 2021481

ROSS BARTFIELD

ended on 2018-11-15

CDR: 1543466

KEVIN HEAL

ended on 2018-11-13

CDR: 3104183

MARK EDGAR

started on 2019-09-03

CDR: 1155055

LINDA HANAUER

LINDA HELEN HANAUR LINDA H HANAVER

started on 2019-09-13

CDR: 2946773

BRANDI GATLIN

ended on 2019-02-12

CDR: 1155055

LINDA HANAUER

LINDA HELEN HANAUR LINDA H HANAVER

ended on 2019-12-10

CDR: 5323841

ELIZABETH HOGAN

ELIZABETH ROBERTSON ALFORD LIZ ALFORD ELIZABETH HOGAN LIZ HOGAN

started on 2020-09-21

CDR: 1845975

GUY HASELMANN

GUY PHILIP HASELMANN

started on 2020-09-10

CDR: 4027748

LAURA ROSE

started on 2020-10-03

CDR: 3104183

MARK EDGAR

ended on 2020-09-28

CDR: 4986765

DOUGLAS COHEN

ended on 2020-01-16

CDR: 4203342

CHARITY DAVIDENKO

CHARITY A. DAVIDENKO CHARITY ANN DAVIDENKO CHARITY A. SHAWVER

started on 2021-01-27

CDR: 248564

RAYMOND HOLLAND

RAYMOND CHARLES HOLLAND

ended on 2021-02-08

Court Diary