Company Name:
TRICAPITAL ADVISORS INC
CRD Number:
109224
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
CDR: 1094914
MARC FREEDMAN
MARC ALLEN FREEDMAN
started on 1999-01-25
CDR: 1146698
MARK SCHWARTZ
started on 1999-01-25
CDR: 1296662
LAWRENCE GORDON
started on 1999-01-25
CDR: 1047773
ROBERT LOPINTO
BOB LOPINTO ROBERT LOPINTO
started on 1999-01-25
CDR: 4569160
HARVEY CARMEL
started on 2000-06-30
CDR: 2803808
MICHAEL BURKE
started on 2000-06-08
CDR: 4565500
STEVEN HELSCHIEN
started on 2000-06-30
CDR: 4565521
ROBERT MILLER
ROBERT B. MILLER
started on 2000-06-30
CDR: 3195264
LIMIN LEE
started on 2000-07-26
CDR: 4565502
BART LANMAN
started on 2001-01-01
CDR: 4565496
DONALD FARREN
started on 2001-01-01
CDR: 414671
STEPHEN SCHOEN
STEVEN JOEL SCHOEN
started on 2003-03-13
CDR: 1049838
ELLEN LYLE
ELLEN SHERWOOD DAY
started on 2005-07-07
CDR: 1094914
MARC FREEDMAN
MARC ALLEN FREEDMAN
ended on 2006-06-08
CDR: 1700247
JAN CAMPBELL
JAN AMIE SOLDINGER CAMPBELL JAN AMIE EDMUNDSON
started on 2007-01-31
CDR: 4565521
ROBERT MILLER
ROBERT B. MILLER
ended on 2008-12-31
CDR: 4569160
HARVEY CARMEL
ended on 2012-08-13
CDR: 1049838
ELLEN LYLE
ELLEN SHERWOOD DAY
ended on 2014-03-25
CDR: 414671
STEPHEN SCHOEN
STEVEN JOEL SCHOEN
ended on 2014-01-31
CDR: 1296662
LAWRENCE GORDON
ended on 2016-03-31
CDR: 4565502
BART LANMAN
ended on 2017-02-07
CDR: 2803808
MICHAEL BURKE
ended on 2017-02-07
CDR: 4565496
DONALD FARREN
ended on 2017-02-07
CDR: 1700247
JAN CAMPBELL
JAN AMIE SOLDINGER CAMPBELL JAN AMIE EDMUNDSON
ended on 2017-02-07
CDR: 1146698
MARK SCHWARTZ
ended on 2017-02-07
CDR: 1047773
ROBERT LOPINTO
BOB LOPINTO ROBERT LOPINTO
ended on 2017-02-07
CDR: 4565500
STEVEN HELSCHIEN
ended on 2017-02-07
CDR: 3195264
LIMIN LEE
ended on 2017-02-07



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