Company Name:
UBS CAPITAL MARKETS L.P.
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 1034330
Thomas Fitzpatrick
THOMAS GREGORY FITZPATRICK THOMAS FITZPATRICK
started on 1990-09-19
CDR: 1421237
KEVIN HENRY
started on 1991-04-25
CDR: 1073340
THOMAS DELLISOLA
started on 1992-07-17
CDR: 2251514
ERIC BERQUIST
started on 1995-01-18
CDR: 2347713
DEAN ESPOSITO
DEAN A ESPOSITO
started on 1995-03-22
CDR: 2306418
RICHARD ZIEGENBALG
RICHARD DONALD ZIEGENBALG JR RICHARD DONALD ZIEGENBALG RICHARD ZIEGENBALG
started on 1995-10-26
CDR: 2084756
BRIAN DEANE
started on 1996-02-07
CDR: 2117456
KENNETH MCCADDEN
KENNETH FRANCIS MCCADDEN JR KENNETH FRANCIS JR MCCADDEN
started on 1996-12-11
CDR: 2730210
David Rovelli
started on 1997-10-07
CDR: 2135463
VALERIE SANCHEZ
VALERIE YVETTE MENDEZ
started on 1997-06-19
CDR: 2918541
EDWARD BROWN
started on 1998-11-23
CDR: 2024800
MARTIN LUTHER III III
MARTIN LUTHER III MARTIN LUTHER III III
started on 1998-01-27
CDR: 2930742
Alphonso Diaz
started on 1998-01-08
CDR: 2471924
RICARDO BARQUERO
started on 1998-08-21
CDR: 2963075
PATRICK DEMPSEY
started on 1998-02-11
CDR: 1175827
MARCO MENDEZ
MARC MENDEZ
started on 1998-08-25
CDR: 2983242
RICHARD FERLAND
RICHARD LAURENT FERLAND MR.
started on 1998-06-26
CDR: 2863972
DANIEL BARON
DAN BARON DANIEL BARON
started on 1999-01-21
CDR: 3121247
JOSEPH DILAURO
JOSEPH ANTHONY DILAURO
started on 1999-10-01
CDR: 4105665
JOHN GRIFFIN
started on 2000-11-09
CDR: 1128152
ROBERT RICKMERS
started on 2000-09-02
CDR: 2893869
JOSEPH SCHIFANO
JOSEPH SCHIFANO JOSEPH SCHIFANY
started on 2000-06-14
CDR: 1667452
JEFFREY LAKIN
JEFFREY BUCHNER BUCHNER LAKIN
started on 2000-04-19
CDR: 3227890
MICHAEL JULIAN
MIKE JULIAN
started on 2000-05-05
CDR: 2542229
THOMAS AJELLO
started on 2000-03-14
CDR: 3164064
MATTHEW ZUKOWSKY
CAPITAL BRENTON
started on 2000-06-29
CDR: 2941986
ROBERT LOWNEY
ROBERT V LOWNEY
started on 2000-10-25
CDR: 2710099
JOSEPH SANSOBRINO
JOSEPH PAUL SANSORBINO
started on 2000-12-04
CDR: 3217776
STEPHEN CUDJOE
STEPHEN NIGEL NIGEL CUDJOE STEPHEN MOORE STEVE MOORE
started on 2000-06-09
CDR: 2888264
DANIEL GORDON
started on 2000-05-19
CDR: 3271031
BRADLEY GREEN
BRAD GREEN
started on 2001-06-28
CDR: 4319792
STEPHEN SIMMES
STEPHEN A. ANDREW SIMMES STEVE ANDREW SIMMES
started on 2001-06-26
CDR: 2280464
BRIAN BURDA
started on 2002-11-19
CDR: 2259888
THOMAS MATCHETT
THOMAS WEBSTER III MATCHETT
started on 2002-08-08
CDR: 1722544
RICHARD MULCAHY
RICHARD C MCLCAHY RICHARD C. C MULCAHY
started on 2002-05-10
CDR: 3074424
ANDREW MARTORANO
started on 2002-09-20
CDR: 2541589
JOSEPH GILLIS
started on 2003-04-04
CDR: 1420990
GERARD NIZICH
GERRY ANTHONY NIZICH
started on 2003-09-04
CDR: 1855679
PATRICK DOLAN
PAT DOLAN
started on 2003-06-30
CDR: 3114744
JOSEPH MECANE
started on 2003-02-24
CDR: 4372923
DAMON DORRIEN
started on 2003-09-29
CDR: 3213736
BRENT SOWUL
started on 2003-06-09
CDR: 4260015
MARTHA CISNEROS
MARTHA MICHELLE MEDINA
started on 2003-04-16
CDR: 3066035
CHRISTOPHER NIPPES
CHRISTOPHER B. BYRNE NIPPES
started on 2003-09-02
CDR: 4160092
MATTHEW O'HARA
started on 2003-03-24
CDR: 2919646
ROBERT ASCIUTTO
ROB JAMES ASCIUTTO
started on 2003-10-20
CDR: 1355692
Leucio Iacobelli
Leuc Iacobelli
started on 2003-03-26
CDR: 2684122
ERIK PIERCE
started on 2003-10-21
CDR: 1954747
TODD BRANDT
started on 2004-07-12
CDR: 2812014
BRIAN DINEEN
started on 2004-01-12
CDR: 2504707
BRETT COUGHLIN
BRETT COUGHIN
started on 2004-01-12
CDR: 1652188
JOHN CRONIN
started on 2004-02-02
CDR: 2862097
Evan Pfeuffer
EVAN JOSEPH PFEUFFER EVAN PFEUFFER
started on 2004-07-14
CDR: 1451565
PETER KELLY
started on 2004-03-09
CDR: 4727705
JEFFREY BROWN
started on 2004-12-15
CDR: 4414569
ANTHONY MARANO
started on 2004-07-27
CDR: 719042
PHILIP TULLMAN
started on 2004-03-17
CDR: 1759450
MICHAEL T. HOGAN
MICHAEL THOMAS HOGAN
started on 2004-11-22
CDR: 2790368
PETER HANSEN
Peter J Hansen
started on 2004-01-12
CDR: 2280464
BRIAN BURDA
ended on 2004-11-15
CDR: 4727705
JEFFREY BROWN
ended on 2004-12-16
CDR: 2977217
OLIVER SUNG
started on 2005-08-26
CDR: 4857336
DIANA WALTERS
DIANA LYNN HIBELL
started on 2005-08-10
CDR: 1543499
Daniel McIsaac
DANIEL THOMAS MCISAAC DANIEL MCISAAC
started on 2005-07-22
CDR: 1822440
JOHN MURRAY
JOHN BERNARD MURRAY JR JOHN BERNARD MURRAY JOHN BERNARD (JR) MURRAY
started on 2005-02-01
CDR: 3096814
GARY ZEGRAS
started on 2005-02-01
CDR: 3267262
JOSEPH AMIRA
JOSEPH A AMIRA
started on 2005-08-24
CDR: 732483
DONALD DANIELS
started on 2005-02-08
CDR: 4565703
LUHUA KONG
started on 2005-10-24
CDR: 2595983
SETH MILLER
started on 2005-02-01
CDR: 1455474
RICHARD STRIEFLER
started on 2005-02-17
CDR: 4998217
Alexandrina Sapunova
ALEXANDRINA ALEXANDROVNA SAPUNOVA ALEXANDRINA SAPUNOVA
started on 2005-10-24
CDR: 2251514
ERIC BERQUIST
ended on 2005-05-25
CDR: 1420990
GERARD NIZICH
GERRY ANTHONY NIZICH
ended on 2005-05-25
CDR: 1855679
PATRICK DOLAN
PAT DOLAN
ended on 2005-05-25
CDR: 2812014
BRIAN DINEEN
ended on 2005-05-25
CDR: 2863972
DANIEL BARON
DAN BARON DANIEL BARON
ended on 2005-05-25
CDR: 4372923
DAMON DORRIEN
ended on 2005-05-25
CDR: 1822440
JOHN MURRAY
JOHN BERNARD MURRAY JR JOHN BERNARD MURRAY JOHN BERNARD (JR) MURRAY
ended on 2005-09-13
CDR: 3271031
BRADLEY GREEN
BRAD GREEN
ended on 2005-02-17
CDR: 1421237
KEVIN HENRY
ended on 2005-04-29
CDR: 2504707
BRETT COUGHLIN
BRETT COUGHIN
ended on 2005-05-25
CDR: 2730210
David Rovelli
ended on 2005-03-09
CDR: 1652188
JOHN CRONIN
ended on 2005-05-25
CDR: 1034330
Thomas Fitzpatrick
THOMAS GREGORY FITZPATRICK THOMAS FITZPATRICK
ended on 2005-08-19
CDR: 3227890
MICHAEL JULIAN
MIKE JULIAN
ended on 2005-06-03
CDR: 3213736
BRENT SOWUL
ended on 2005-03-09
CDR: 4260015
MARTHA CISNEROS
MARTHA MICHELLE MEDINA
ended on 2005-02-17
CDR: 3096814
GARY ZEGRAS
ended on 2005-08-25
CDR: 4160092
MATTHEW O'HARA
ended on 2005-05-25
CDR: 2306418
RICHARD ZIEGENBALG
RICHARD DONALD ZIEGENBALG JR RICHARD DONALD ZIEGENBALG RICHARD ZIEGENBALG
ended on 2005-06-03
CDR: 1175827
MARCO MENDEZ
MARC MENDEZ
ended on 2005-05-18
CDR: 2542229
THOMAS AJELLO
ended on 2005-02-22
CDR: 3164064
MATTHEW ZUKOWSKY
CAPITAL BRENTON
ended on 2005-04-29
CDR: 2983242
RICHARD FERLAND
RICHARD LAURENT FERLAND MR.
ended on 2005-09-12
CDR: 2941986
ROBERT LOWNEY
ROBERT V LOWNEY
ended on 2005-06-06
CDR: 1455474
RICHARD STRIEFLER
ended on 2005-05-25
CDR: 719042
PHILIP TULLMAN
ended on 2005-02-17
CDR: 2790368
PETER HANSEN
Peter J Hansen
ended on 2005-01-11
CDR: 1954747
TODD BRANDT
ended on 2006-02-15
CDR: 4105665
JOHN GRIFFIN
ended on 2006-02-15
CDR: 2084756
BRIAN DEANE
ended on 2006-02-15
CDR: 2918541
EDWARD BROWN
ended on 2006-02-15
CDR: 1073340
THOMAS DELLISOLA
ended on 2006-02-15
CDR: 2347713
DEAN ESPOSITO
DEAN A ESPOSITO
ended on 2006-02-15
CDR: 2541589
JOSEPH GILLIS
ended on 2006-02-15
CDR: 2977217
OLIVER SUNG
ended on 2006-02-09
CDR: 3066035
CHRISTOPHER NIPPES
CHRISTOPHER B. BYRNE NIPPES
ended on 2006-02-15
CDR: 1759450
MICHAEL T. HOGAN
MICHAEL THOMAS HOGAN
ended on 2006-02-15
CDR: 3114744
JOSEPH MECANE
ended on 2006-12-06
CDR: 2893869
JOSEPH SCHIFANO
JOSEPH SCHIFANO JOSEPH SCHIFANY
ended on 2006-02-15
CDR: 2930742
Alphonso Diaz
ended on 2006-02-15
CDR: 2024800
MARTIN LUTHER III III
MARTIN LUTHER III MARTIN LUTHER III III
ended on 2006-02-16
CDR: 4857336
DIANA WALTERS
DIANA LYNN HIBELL
ended on 2006-02-15
CDR: 1543499
Daniel McIsaac
DANIEL THOMAS MCISAAC DANIEL MCISAAC
ended on 2006-12-06
CDR: 2471924
RICARDO BARQUERO
ended on 2006-02-15
CDR: 2963075
PATRICK DEMPSEY
ended on 2006-02-15
CDR: 1667452
JEFFREY LAKIN
JEFFREY BUCHNER BUCHNER LAKIN
ended on 2006-02-15
CDR: 4319792
STEPHEN SIMMES
STEPHEN A. ANDREW SIMMES STEVE ANDREW SIMMES
ended on 2006-12-06
CDR: 2862097
Evan Pfeuffer
EVAN JOSEPH PFEUFFER EVAN PFEUFFER
ended on 2006-01-03
CDR: 2259888
THOMAS MATCHETT
THOMAS WEBSTER III MATCHETT
ended on 2006-02-16
CDR: 1128152
ROBERT RICKMERS
ended on 2006-02-15
CDR: 2135463
VALERIE SANCHEZ
VALERIE YVETTE MENDEZ
ended on 2006-02-15
CDR: 3121247
JOSEPH DILAURO
JOSEPH ANTHONY DILAURO
ended on 2006-02-15
CDR: 3267262
JOSEPH AMIRA
JOSEPH A AMIRA
ended on 2006-02-09
CDR: 1722544
RICHARD MULCAHY
RICHARD C MCLCAHY RICHARD C. C MULCAHY
ended on 2006-04-17
CDR: 732483
DONALD DANIELS
ended on 2006-02-15
CDR: 2117456
KENNETH MCCADDEN
KENNETH FRANCIS MCCADDEN JR KENNETH FRANCIS JR MCCADDEN
ended on 2006-02-15
CDR: 4565703
LUHUA KONG
ended on 2006-02-15
CDR: 2595983
SETH MILLER
ended on 2006-02-15
CDR: 1451565
PETER KELLY
ended on 2006-02-15
CDR: 2919646
ROBERT ASCIUTTO
ROB JAMES ASCIUTTO
ended on 2006-02-15
CDR: 4414569
ANTHONY MARANO
ended on 2006-02-15
CDR: 1355692
Leucio Iacobelli
Leuc Iacobelli
ended on 2006-02-15
CDR: 2684122
ERIK PIERCE
ended on 2006-02-15
CDR: 3074424
ANDREW MARTORANO
ended on 2006-02-15
CDR: 2710099
JOSEPH SANSOBRINO
JOSEPH PAUL SANSORBINO
ended on 2006-02-15
CDR: 4998217
Alexandrina Sapunova
ALEXANDRINA ALEXANDROVNA SAPUNOVA ALEXANDRINA SAPUNOVA
ended on 2006-02-15
CDR: 3217776
STEPHEN CUDJOE
STEPHEN NIGEL NIGEL CUDJOE STEPHEN MOORE STEVE MOORE
ended on 2006-02-15
CDR: 2888264
DANIEL GORDON
ended on 2006-02-15
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