Company Name:
UBS FUND SERVICES (USA) LLC
Address:
10 STATE HOUSE SQUARE, 15TH FLOOR, HARTFORD, CT 06103-3604
CRD Number:
41848
CIK Number:
1022465
SEC File Number:
849596
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1437171
RONALD LANIER
RON LANIER
started on 1996-12-20
CDR: 1437186
THOMAS ANATHAN
started on 1996-12-20
CDR: 2497777
JAYNE BRUNDAGE
JAYNE M BRUNDAGE MARGARET JAYNE BRUNDAGE JAYNE MAZIKOWSKI
started on 1997-01-23
CDR: 2987575
JAMES LYNCH
started on 1998-01-02
CDR: 3110697
JEFFREY MAGUIRE
JEFF MAGUIRE
started on 1998-10-23
CDR: 4555896
WAYNE WALLACE
started on 2002-09-19
CDR: 2013144
MICHAEL KRUPA
started on 2003-03-10
CDR: 1390286
MICHELLE CULLEN
MICHELLE ANNE BOUCHARD
started on 2003-06-27
CDR: 4835920
DEBORAH CONSIDINE
DEBORAH ANN ULIAN
started on 2004-10-21
CDR: 1191202
ROBERTA WORONOW
BOBBIE WORONOW
started on 2005-01-28
CDR: 2797322
MATTHEW LYNCH
started on 2005-12-15
CDR: 2671721
WILLIAM HUGHES
BILL HUGHES WILLIAM T HUGHES JR WILLIAM HUGHES
started on 2006-06-14
CDR: 4301149
WAYNE ZORGER
WAYNE EDWARD ZORGER JR.
started on 2006-10-19
CDR: 4977539
Eric Ferren
started on 2006-04-04
CDR: 5121512
SARA LOGAN
SARA J HARNEY
started on 2006-08-08
CDR: 2126829
JOHN MOORE
started on 2006-05-31
CDR: 4977539
Eric Ferren
ended on 2006-06-02
CDR: 5330366
MARIA BASCETTA
MARIA C PASCUZZI
started on 2007-08-08
CDR: 2013144
MICHAEL KRUPA
ended on 2007-06-04
CDR: 4508208
DOUGLAS HARPER
DOUG HARPER DOUGLAS J. HARPER DOUGLAS J. HARPER
started on 2008-06-24
CDR: 3162520
JULIE PIERRO
JULIE LYNN SALIMANDO
started on 2010-05-19
CDR: 5873929
WILLIAM LAWSON
DAVID LAWSON
started on 2010-12-21
CDR: 872553
LAURIE TILLINGHAST
LAURIE MALCOLM LEBLANC LAURIE E MALCOLM LAURIE ELLEN MALCOLM
started on 2010-10-20
CDR: 4508208
DOUGLAS HARPER
DOUG HARPER DOUGLAS J. HARPER DOUGLAS J. HARPER
ended on 2011-04-08
CDR: 5998900
CATHERINE SCHUSTER
CATHERINE SCHUSTER
started on 2012-07-25
CDR: 1565463
KEITH MERRITT
started on 2012-08-17
CDR: 6009086
Kimberly Guerin
KIMBERLY SUE GUERIN
started on 2012-04-30
CDR: 4835920
DEBORAH CONSIDINE
DEBORAH ANN ULIAN
ended on 2012-08-17
CDR: 1390286
MICHELLE CULLEN
MICHELLE ANNE BOUCHARD
ended on 2012-09-27
CDR: 1276853
RICHARD CUMISKEY
RICH CUMISKEY JR RICHARD ALLEN CUMISKEY JR RICHIE CUMISKEY JR
started on 2013-03-07
CDR: 4359564
THOMAS KLUGHERZ
TOM KLUGHERZ
started on 2013-01-24
CDR: 4833949
REMELL CHUNG
Remell Chung
started on 2013-06-21
CDR: 1276853
RICHARD CUMISKEY
RICH CUMISKEY JR RICHARD ALLEN CUMISKEY JR RICHIE CUMISKEY JR
ended on 2013-12-02
CDR: 2727759
NICHOLAS PILE
started on 2014-04-03
CDR: 4803329
THOMAS O'SHEA
started on 2014-06-20
CDR: 1191202
ROBERTA WORONOW
BOBBIE WORONOW
ended on 2014-07-02
CDR: 2497777
JAYNE BRUNDAGE
JAYNE M BRUNDAGE MARGARET JAYNE BRUNDAGE JAYNE MAZIKOWSKI
ended on 2014-01-02
CDR: 4413888
Michael Lemos
MICHAEL DOMINGOS LEMOS
started on 2015-01-14
CDR: 6461066
MEGAN BURROWS
MEGAN BURROWS Megan E Burrows
started on 2015-06-11
CDR: 6219135
RUSSELL WEBB
RUSSELL WEBB
started on 2016-02-08
CDR: 6256318
MIA DENNIS
MIA Y DENNIS MIA YOUNGMI KIM
started on 2016-12-20
CDR: 5388916
KARA FOLEY
started on 2016-10-13
CDR: 6461066
MEGAN BURROWS
MEGAN BURROWS Megan E Burrows
ended on 2016-09-23
CDR: 2126829
JOHN MOORE
ended on 2016-10-14
CDR: 5188874
KATHLEEN HORAN
KATHLEEN ELIZABETH LAMELA MRS.
started on 2017-03-24
CDR: 6009086
Kimberly Guerin
KIMBERLY SUE GUERIN
ended on 2017-04-04
CDR: 1437186
THOMAS ANATHAN
ended on 2017-12-15
CDR: 6219135
RUSSELL WEBB
RUSSELL WEBB
ended on 2018-02-05
CDR: 4359564
THOMAS KLUGHERZ
TOM KLUGHERZ
ended on 2018-04-18
CDR: 4833949
REMELL CHUNG
Remell Chung
ended on 2018-02-05
CDR: 1720012
ROBERT PALMERI
ROBERT S PALMERI ROBERT PALMERI
started on 2019-06-04
CDR: 872553
LAURIE TILLINGHAST
LAURIE MALCOLM LEBLANC LAURIE E MALCOLM LAURIE ELLEN MALCOLM
ended on 2019-05-21
CDR: 5114936
Francis Aitken
TOM AITKEN Francis Constantine Aitken
started on 2020-10-08
CDR: 2671721
WILLIAM HUGHES
BILL HUGHES WILLIAM T HUGHES JR WILLIAM HUGHES
ended on 2020-04-17
CDR: 4555896
WAYNE WALLACE
ended on 2020-04-15
CDR: 2797322
MATTHEW LYNCH
ended on 2020-03-27
CDR: 6002728
EARL LAFONTANT
started on 2021-04-22
CDR: 6256318
MIA DENNIS
MIA Y DENNIS MIA YOUNGMI KIM
ended on 2021-03-22



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