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0 - 9
Company Name:
UCAP SECURITIES LLC
Address:
275 MADISON AVE FL 38, NEW YORK, NY 10016
CRD Number:
173643
CIK Number:
1622850
SEC File Number:
869543
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2015
2016
2017
2018
2019
2020
2021
CDR: 1211045
DAVID MCCLEAN
Davide Edward McClean
started on
2015-06-23
CDR: 2464252
JACK RUBIN
JACK LAWRENCE ROBIN
started on
2015-06-23
CDR: 1426723
LUIS MARINO
started on
2016-06-06
CDR: 4187976
DAVID WASITOWSKI
started on
2016-11-29
CDR: 4598645
OSCAR FLORES DE VALGAZ
OSCAR FLORES DE VALGAZ OSCAR FLORES DE VALGAZ OSCAR FLORES DE VALGAZ
started on
2017-06-19
CDR: 2415376
DMITRI EFIMOV
DMITRI V EFIMOV
started on
2017-06-02
CDR: 5036738
EMMANUEL CASUSCELLI
EMMANUEL MARINO CASUSCELLI
started on
2017-03-21
CDR: 2546483
NICHOLAS SALAS
NICHOLAS PATRICK MANES
started on
2017-06-09
CDR: 3157084
JUAN DORIA
JUAN M DORIA
started on
2017-03-21
CDR: 1211045
DAVID MCCLEAN
Davide Edward McClean
ended on
2017-01-13
CDR: 2464252
JACK RUBIN
JACK LAWRENCE ROBIN
ended on
2017-06-26
CDR: 5757581
CHRISTINE GAELZER
CHRISTINE N GAELZER
started on
2018-01-31
CDR: 2734512
marc schwartz
MARC Alan SCHWARTZ MARK SCHWARTZ
started on
2018-04-04
CDR: 1966366
JULIO MARTINEZ
started on
2018-09-01
CDR: 5387369
ZACHARY CORSON
ZACH CORSON
started on
2018-05-07
CDR: 6391989
Jose Vargas
started on
2018-08-22
CDR: 7011344
Hans Howell
Hans Lawrence Howell
started on
2018-09-27
CDR: 6600890
Antoine Lacourt
started on
2018-04-13
CDR: 5757581
CHRISTINE GAELZER
CHRISTINE N GAELZER
ended on
2018-06-30
CDR: 2546483
NICHOLAS SALAS
NICHOLAS PATRICK MANES
ended on
2018-12-26
CDR: 3157084
JUAN DORIA
JUAN M DORIA
ended on
2018-05-21
CDR: 2940002
GINO RUSSO
started on
2019-04-17
CDR: 6739728
MAUREOSKAR CASTILLO
MAUREOSKAR CASTILLO
started on
2019-05-20
CDR: 2544249
JAMES JIAO
started on
2019-10-29
CDR: 2430092
MATTEO INVERNIZZI
started on
2019-05-06
CDR: 7058979
Lili Corson
started on
2019-02-14
CDR: 2631339
DIANA EGUDIN
DIANA EQUDIN
started on
2019-05-10
CDR: 4356882
IRIS SANGUINETTI
started on
2019-04-30
CDR: 4042061
MICHAEL TAYLOR
started on
2019-05-06
CDR: 7058080
Nicolas Delecluse
Nicolas Bernard Delecluse
started on
2019-03-16
CDR: 6762391
Daniela Emanuele
started on
2019-05-28
CDR: 2678703
LUIS ALAYO RIERA
LUIS JACOB ALAYO LUIS J ALAYORIERA LUIS JACOB ALAYORIERA Luis J. Alayo Luis Alayo Luis Jacob Alayo Riera Luis Alayo Riera LUIS J TALAYORIERA
started on
2019-09-09
CDR: 2734512
marc schwartz
MARC Alan SCHWARTZ MARK SCHWARTZ
ended on
2019-02-07
CDR: 7058979
Lili Corson
ended on
2019-07-08
CDR: 5387369
ZACHARY CORSON
ZACH CORSON
ended on
2019-07-08
CDR: 6391989
Jose Vargas
ended on
2019-02-07
CDR: 7011344
Hans Howell
Hans Lawrence Howell
ended on
2019-09-03
CDR: 5143697
JUAN ALEMAN
started on
2020-01-31
CDR: 7216532
Alexander Vega
started on
2020-01-24
CDR: 4868172
AROLDO BALBINO
started on
2020-10-01
CDR: 7219575
Peter Wagner
started on
2020-01-24
CDR: 1567239
SIXTO CAMPANO
started on
2020-09-29
CDR: 1426723
LUIS MARINO
ended on
2020-11-23
CDR: 2415376
DMITRI EFIMOV
DMITRI V EFIMOV
ended on
2020-02-24
CDR: 6762391
Daniela Emanuele
ended on
2020-02-05
CDR: 2678703
LUIS ALAYO RIERA
LUIS JACOB ALAYO LUIS J ALAYORIERA LUIS JACOB ALAYORIERA Luis J. Alayo Luis Alayo Luis Jacob Alayo Riera Luis Alayo Riera LUIS J TALAYORIERA
ended on
2020-07-10
CDR: 6600890
Antoine Lacourt
ended on
2020-05-13
CDR: 2802360
JUAN MASSENS
started on
2021-02-09
CDR: 5626756
ANA PARRA
ANA M PARRA
started on
2021-04-07
CDR: 6542373
GENARO FERNANDEZ
started on
2021-04-13
CDR: 2940002
GINO RUSSO
ended on
2021-03-16
CDR: 7216532
Alexander Vega
ended on
2021-02-01
CDR: 4868172
AROLDO BALBINO
ended on
2021-01-22
CDR: 4042061
MICHAEL TAYLOR
ended on
2021-03-16
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