Company Name:
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
Address:
SUITE 1700, 303 WEST MADISON STREET, CHICAGO IL 60606
CRD Number:
118025
SEC Number:
801-113188
Financial Regulator:
SEC/ FINRA
Website:
https://www.upsecurities.com
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 451370
FREDERICK UHLMANN
FREDERICK G UHLMANN
started on 1998-11-04
CDR: 9936
JAMES BAER
started on 2001-09-18
CDR: 5345892
MYLES WAGNER
started on 2009-10-15
CDR: 1903184
ALAN DELCORSE
started on 2009-09-03
CDR: 4701500
TOSHIE MIURA
started on 2009-10-15
CDR: 1406973
ALAN KONN
started on 2009-02-23
CDR: 2594143
JEFFREY PERRY
JEFFREY PERRY
started on 2009-10-30
CDR: 2183439
VERNON ARMOUR
started on 2009-11-02
CDR: 4701500
TOSHIE MIURA
ended on 2010-08-11
CDR: 1453583
TERRY FINKEL
started on 2012-12-03
CDR: 4994362
JOHN BOWMAN
JOHN D BOWMAN
started on 2012-01-10
CDR: 2028225
MICHAEL DILLON
started on 2012-06-28
CDR: 730606
BYRON BROOK
started on 2012-10-29
CDR: 4994362
JOHN BOWMAN
JOHN D BOWMAN
ended on 2012-05-08
CDR: 2779300
DANIEL WACHS
DAN WACHS
started on 2013-12-26
CDR: 2613679
JOHN FICHERA
started on 2013-09-10
CDR: 1634742
LAWRENCE DOODY
LARRY DOODY
started on 2013-09-09
CDR: 2216966
MARK RENINGER
started on 2013-11-19
CDR: 1977582
TERRENCE SCOTT
TERRENCE A SCOTT
started on 2013-04-26
CDR: 1937971
JOHN HOIDAS
JOHN HOIDAS
started on 2013-09-12
CDR: 5345892
MYLES WAGNER
ended on 2013-05-21
CDR: 1903184
ALAN DELCORSE
ended on 2013-12-16
CDR: 2519500
RONNY MARK
RONALD K MARK RONALD MARK
started on 2014-02-03
CDR: 4264601
TODD FINCANNON
TODD R FINCANNON
started on 2014-02-04
CDR: 2594143
JEFFREY PERRY
JEFFREY PERRY
ended on 2014-12-31
CDR: 4362940
MATTHEW LUSARDI
MATT LUSARDI
started on 2016-01-22
CDR: 2779300
DANIEL WACHS
DAN WACHS
ended on 2016-10-19
CDR: 2519500
RONNY MARK
RONALD K MARK RONALD MARK
ended on 2016-10-19
CDR: 4362940
MATTHEW LUSARDI
MATT LUSARDI
ended on 2016-02-17
CDR: 2216966
MARK RENINGER
ended on 2016-04-26
CDR: 1977582
TERRENCE SCOTT
TERRENCE A SCOTT
ended on 2016-04-14
CDR: 4264601
TODD FINCANNON
TODD R FINCANNON
ended on 2016-10-19
CDR: 1138985
GEORGE ROHRS
(JR) GEORGE HENRY ROHRS
started on 2017-06-26
CDR: 1767760
GORDON FALLONE
GORDON E FALLONE GORDON ELLIOT FALLONE
started on 2017-11-21
CDR: 1135369
RICHARD LINDAR
RICHARD A LINDAR
started on 2017-07-28
CDR: 2237880
JAMES KOZAK
started on 2017-11-16
CDR: 6155081
JOHN DILLON
started on 2017-12-12
CDR: 2519433
DENISE POLING
DENISE MARIE SCHUMACHER
started on 2017-08-08
CDR: 2394474
JONATHAN GLOSSBERG
started on 2017-01-24
CDR: 451370
FREDERICK UHLMANN
FREDERICK G UHLMANN
ended on 2017-05-10
CDR: 730606
BYRON BROOK
ended on 2017-05-03
CDR: 2176463
RANDALL ROGERS
started on 2018-04-24
CDR: 3014433
KIRK RASCHER
KIRK E RASCHER
started on 2018-01-11
CDR: 2299611
PATRICK LAUDERDALE
started on 2019-05-28
CDR: 2613679
JOHN FICHERA
ended on 2019-01-22
CDR: 2176463
RANDALL ROGERS
ended on 2019-07-10
CDR: 2394474
JONATHAN GLOSSBERG
ended on 2019-12-31
CDR: 1567267
MICHAEL HERRMANN
MIKE HERRMANN
started on 2020-07-02
CDR: 3014433
KIRK RASCHER
KIRK E RASCHER
ended on 2020-01-13
CDR: 1937971
JOHN HOIDAS
JOHN HOIDAS
ended on 2020-02-24
CDR: 6155081
JOHN DILLON
ended on 2020-09-17
CDR: 1255042
WILLIAM LILLWITZ
BILL LILLWITZ
started on 2021-01-19
CDR: 1135369
RICHARD LINDAR
RICHARD A LINDAR
ended on 2021-03-15



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