Company Name:
UNIVEST SECURITIES
CRD Number:
36105
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2134588
YING CUI
started on 1994-06-14
CDR: 2623098
ZE FENG
DAVID FENG ZE GUANG FENG JR
started on 1995-10-27
CDR: 2641155
HAINING LIN
HAINING MICHAEL LIN MICHAEL LIN
started on 1995-08-04
CDR: 2478255
CHAO FANG
started on 1995-10-04
CDR: 2607099
XIAO LIANG HONG
HOWARD HONG XIAO LIANG HONG
started on 1995-06-29
CDR: 2314451
JACKY CHIU
HOYIU JACKY CHIU JACKY CHIU
started on 1995-10-24
CDR: 2702006
Yafu Guo
started on 1996-01-30
CDR: 2492694
MINGHUA WANG
ALLEN WANG
started on 1996-06-10
CDR: 2328297
KENNETH HUI
KEN HUI KENNETH C HUI KENNY HUI
started on 1996-11-04
CDR: 1281981
JEROME BINE
JEROME BINE
started on 1997-09-02
CDR: 2641155
HAINING LIN
HAINING MICHAEL LIN MICHAEL LIN
ended on 1997-03-11
CDR: 2314451
JACKY CHIU
HOYIU JACKY CHIU JACKY CHIU
ended on 1997-04-23
CDR: 3058583
Phat Loc
PHAT IN LOC PHATIN LOC
started on 1998-08-03
CDR: 3117443
CHUANLU QIU
CHARLES QIU CHAUANLU QIU
started on 1998-10-20
CDR: 3058583
Phat Loc
PHAT IN LOC PHATIN LOC
ended on 1998-12-16
CDR: 1281981
JEROME BINE
JEROME BINE
ended on 1998-06-23
CDR: 2623098
ZE FENG
DAVID FENG ZE GUANG FENG JR
ended on 1998-12-23
CDR: 3117443
CHUANLU QIU
CHARLES QIU CHAUANLU QIU
ended on 1998-12-16
CDR: 3134535
TOMMY LAM
LIKKWAN LAM TOM LAM TOMMY LIKKWAN LAM
started on 1999-01-26
CDR: 4031195
XING SU
SHERRY SU
started on 1999-10-25
CDR: 3132290
KINCHAU CHAN
KINCHAU ANTONIUS CHAN
started on 1999-10-21
CDR: 4059615
BRIAN SEET-ERN LOH
SEET-ERN LOH Seet-Ern Loh
started on 1999-11-19
CDR: 3187471
YONG ZE ZHONG
YONGZE ZHONG yong-ze zhong yongze zhong
started on 1999-10-06
CDR: 3054299
WEN XIA
started on 1999-07-02
CDR: 3187521
CHARLES LEE
CHANGCHENG LEE CHARLES CC LEE CHARLES CHANG CHENG LEE CHARLES CHANG-CHENG LEE
started on 1999-04-28
CDR: 3132290
KINCHAU CHAN
KINCHAU ANTONIUS CHAN
ended on 1999-11-01
CDR: 3187521
CHARLES LEE
CHANGCHENG LEE CHARLES CC LEE CHARLES CHANG CHENG LEE CHARLES CHANG-CHENG LEE
ended on 1999-12-04
CDR: 4104650
XUEJUN KONG
JENNY KONG
started on 2000-04-11
CDR: 3134535
TOMMY LAM
LIKKWAN LAM TOM LAM TOMMY LIKKWAN LAM
ended on 2000-05-01
CDR: 4059615
BRIAN SEET-ERN LOH
SEET-ERN LOH Seet-Ern Loh
ended on 2000-05-15
CDR: 4104650
XUEJUN KONG
JENNY KONG
ended on 2000-12-20
CDR: 3187471
YONG ZE ZHONG
YONGZE ZHONG yong-ze zhong yongze zhong
ended on 2000-04-20
CDR: 4405498
QIWEI ZHENG
JACK ZHENG
started on 2001-12-11
CDR: 3251534
HUA LI
started on 2001-07-06
CDR: 4401142
Yiukwan Chan
YIU-KWAN CHAN Ken Y Chan Yiu Kwan Ken Chan
started on 2001-06-28
CDR: 4386496
WING LIM
KENT LAM
started on 2001-05-21
CDR: 4401142
Yiukwan Chan
YIU-KWAN CHAN Ken Y Chan Yiu Kwan Ken Chan
ended on 2001-10-19
CDR: 4386496
WING LIM
KENT LAM
ended on 2001-06-04
CDR: 4614449
JENNY ZHANG
RENHE ZHANG
started on 2002-12-16
CDR: 4464358
YANG YANG
TRACCI YANG
started on 2002-02-06
CDR: 4405498
QIWEI ZHENG
JACK ZHENG
ended on 2002-05-28
CDR: 2152802
BRIAN ZEN
FENG ZEN BRIAN ZHENG EDWIN ZHENG FENG ZHENG GEM GENG ZHENG
started on 2003-06-30
CDR: 4614449
JENNY ZHANG
RENHE ZHANG
ended on 2003-05-29
CDR: 2607099
XIAO LIANG HONG
HOWARD HONG XIAO LIANG HONG
ended on 2003-02-27
CDR: 4750165
WILLIAM CUI
WEIMING CUI
started on 2004-02-02
CDR: 2302677
PETER LAU
PETER LAU
started on 2004-06-24
CDR: 4750165
WILLIAM CUI
WEIMING CUI
ended on 2004-04-26
CDR: 2302677
PETER LAU
PETER LAU
ended on 2004-11-29
CDR: 2180251
YONG AN HUANG
DAVID HUANG YONG AN HUANG
started on 2005-01-18
CDR: 2659022
ROBERT JIN
DIANHONG ROBERT JIN
started on 2005-03-17
CDR: 2253571
SOONJAE KWON
SOONJAE EWON ANDREW SOONJAE KWON
started on 2005-07-06
CDR: 2271807
HUINING ZHANG
HARRY ZHANG
started on 2006-07-17
CDR: 2438637
MINGLIANG HUANG
MINGLIANG M HUANG
started on 2006-01-16
CDR: 2152802
BRIAN ZEN
FENG ZEN BRIAN ZHENG EDWIN ZHENG FENG ZHENG GEM GENG ZHENG
ended on 2006-07-31
CDR: 4464358
YANG YANG
TRACCI YANG
ended on 2006-09-20
CDR: 2478255
CHAO FANG
ended on 2006-01-23
CDR: 2640731
BIN RU CAI
BINRU CAI
started on 2007-07-11
CDR: 5275802
HUI ZHAO
started on 2007-10-05
CDR: 2152802
BRIAN ZEN
FENG ZEN BRIAN ZHENG EDWIN ZHENG FENG ZHENG GEM GENG ZHENG
started on 2007-10-31
CDR: 2180251
YONG AN HUANG
DAVID HUANG YONG AN HUANG
ended on 2007-06-08
CDR: 2328297
KENNETH HUI
KEN HUI KENNETH C HUI KENNY HUI
ended on 2007-08-02
CDR: 4520789
KWAN CHIU TSO
KRISTIE TSO
started on 2008-08-27
CDR: 2674703
LEO CHAN
started on 2008-11-19
CDR: 3266239
REN HU
ALEX HU QIONGHUA ALEX HU QIONGHUA HU
started on 2008-05-05
CDR: 5275802
HUI ZHAO
ended on 2008-03-05
CDR: 3266239
REN HU
ALEX HU QIONGHUA ALEX HU QIONGHUA HU
ended on 2008-12-31
CDR: 2288215
JIJUN YI
JIMMY YI
started on 2009-10-23
CDR: 3231171
YAN LI
started on 2009-10-23
CDR: 4930926
KAREN NG
LAI YAN KAREN NG LAI YAN KAREN NG
started on 2009-06-17
CDR: 4159267
LUCIA TAI YANG
LU DAI Lucia Yang
started on 2009-09-11
CDR: 4520789
KWAN CHIU TSO
KRISTIE TSO
ended on 2009-12-02
CDR: 2674703
LEO CHAN
ended on 2009-06-26
CDR: 4930926
KAREN NG
LAI YAN KAREN NG LAI YAN KAREN NG
ended on 2009-07-29
CDR: 2073817
LIQI DI
started on 2010-11-02
CDR: 3187521
CHARLES LEE
CHANGCHENG LEE CHARLES CC LEE CHARLES CHANG CHENG LEE CHARLES CHANG-CHENG LEE
started on 2010-01-29
CDR: 2288215
JIJUN YI
JIMMY YI
ended on 2010-07-08
CDR: 5063532
VIVIAN RODRIGUES
VIVIAN RODRIQUES
started on 2011-01-24
CDR: 3271827
BEN SZETO
started on 2011-06-08
CDR: 5964857
YUNLANG LIU
started on 2011-08-22
CDR: 5063532
VIVIAN RODRIGUES
VIVIAN RODRIQUES
ended on 2011-11-09
CDR: 2253571
SOONJAE KWON
SOONJAE EWON ANDREW SOONJAE KWON
ended on 2011-11-09
CDR: 3251534
HUA LI
ended on 2011-06-15
CDR: 3271827
BEN SZETO
ended on 2011-11-17
CDR: 3251534
HUA LI
started on 2012-05-17
CDR: 2271807
HUINING ZHANG
HARRY ZHANG
ended on 2012-01-11
CDR: 3231171
YAN LI
ended on 2012-11-08
CDR: 2073817
LIQI DI
ended on 2013-12-23
CDR: 3187521
CHARLES LEE
CHANGCHENG LEE CHARLES CC LEE CHARLES CHANG CHENG LEE CHARLES CHANG-CHENG LEE
ended on 2013-12-03
CDR: 4369781
BETTY YU
BETTY (FAN) YU
started on 2014-11-07
CDR: 5713734
WILLIAM YEE
WILLIAM YEE
started on 2014-04-14
CDR: 2499163
STELLA WONG
NIL WONG STELLA L WONG
started on 2014-04-16
CDR: 2640731
BIN RU CAI
BINRU CAI
ended on 2014-07-10
CDR: 2492694
MINGHUA WANG
ALLEN WANG
ended on 2014-08-26
CDR: 3054299
WEN XIA
ended on 2014-08-25
CDR: 6224798
PEARL LIU
PEARL CHAN
started on 2015-01-23
CDR: 4369781
BETTY YU
BETTY (FAN) YU
ended on 2015-09-11
CDR: 5713734
WILLIAM YEE
WILLIAM YEE
ended on 2015-12-31
CDR: 4159267
LUCIA TAI YANG
LU DAI Lucia Yang
ended on 2015-12-28
CDR: 6246079
YI GUO
started on 2016-04-21
CDR: 2702006
Yafu Guo
ended on 2016-11-11
CDR: 1801849
JOHN BERMINGHAM
started on 2017-09-08
CDR: 5243272
XIAOQING CAO
CATHY CAO
started on 2017-02-02
CDR: 4464358
YANG YANG
TRACCI YANG
started on 2017-07-20
CDR: 2831033
Christopher Shufeldt
CHRIS SHUFELDT
started on 2017-12-09
CDR: 5400492
QING GUI
started on 2017-11-10
CDR: 417997
MICHAEL SEGAL
started on 2017-05-26
CDR: 3251534
HUA LI
ended on 2017-11-30
CDR: 417997
MICHAEL SEGAL
ended on 2017-11-09
CDR: 708847
Deborah Salerno
DEBORAH ANN MEMOLO
started on 2018-06-02
CDR: 5648734
QINGFANG JIN
started on 2018-01-03
CDR: 7025729
Fan Geng
started on 2018-10-19
CDR: 2382857
ROSIE CHOU
ROSIE MN CHOU
started on 2018-05-18
CDR: 6246079
YI GUO
started on 2018-04-19
CDR: 1509929
Joseph Henn
JOSEPH CHARLES HENN JR JOSEPH CHARLES HENN JOSEPH CHARLSE HENN JR
started on 2018-11-19
CDR: 4888786
Jixiang Li
Jason Li
started on 2018-06-02
CDR: 2438637
MINGLIANG HUANG
MINGLIANG M HUANG
ended on 2018-12-31
CDR: 5243272
XIAOQING CAO
CATHY CAO
ended on 2018-03-04
CDR: 2831033
Christopher Shufeldt
CHRIS SHUFELDT
ended on 2018-05-31
CDR: 7171614
Xinyue Fan
Scarlett Fan
started on 2019-09-18
CDR: 1882557
MICHAEL AINBINDER
started on 2019-09-04
CDR: 7110753
Kevin Tellier
started on 2019-04-26
CDR: 7110753
Kevin Tellier
ended on 2019-07-24
CDR: 7025729
Fan Geng
ended on 2019-01-18
CDR: 1509929
Joseph Henn
JOSEPH CHARLES HENN JR JOSEPH CHARLES HENN JOSEPH CHARLSE HENN JR
ended on 2019-05-31
CDR: 4888786
Jixiang Li
Jason Li
ended on 2019-12-13
CDR: 5440862
JOSHUA RIEDERS
JOSH RIEDERS
started on 2020-06-12
CDR: 2389470
ROBERT AINBINDER
ROBERT EDWARD AINBINDER
started on 2020-06-22
CDR: 6343693
JAMES JANG
started on 2020-04-02
CDR: 6111043
SCOTT MADISON
started on 2020-03-30
CDR: 7056785
An Qi Li
started on 2020-01-22
CDR: 7215315
MENGWEI peng
started on 2020-06-29
CDR: 6288027
YUYANG ZHANG
started on 2020-07-13
CDR: 6229037
CHARLES POULIN
started on 2020-11-02
CDR: 2387976
BRADLEY RICHMOND
started on 2020-06-10
CDR: 5440862
JOSHUA RIEDERS
JOSH RIEDERS
ended on 2020-12-31
CDR: 4464358
YANG YANG
TRACCI YANG
ended on 2020-12-31
CDR: 708847
Deborah Salerno
DEBORAH ANN MEMOLO
ended on 2020-08-26
CDR: 6224798
PEARL LIU
PEARL CHAN
ended on 2020-12-31
CDR: 2152802
BRIAN ZEN
FENG ZEN BRIAN ZHENG EDWIN ZHENG FENG ZHENG GEM GENG ZHENG
ended on 2020-12-01
CDR: 5964857
YUNLANG LIU
ended on 2020-11-16
CDR: 7012122
Jing Wang
started on 2021-01-24
CDR: 1816131
JERRY CAPORALE
started on 2021-03-16
CDR: 7051071
Wei Huang
Wei Wei Huang Weiwei Huang
started on 2021-01-07
CDR: 7297807
Lin Qin
started on 2021-01-21
CDR: 3251534
HUA LI
started on 2021-04-13
CDR: 2389470
ROBERT AINBINDER
ROBERT EDWARD AINBINDER
ended on 2021-01-25



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