Company Name:
UOB KAY HIAN (U.S.) INC.
Address:
390 BAY STREET, SUITE 912, MUNICH RE CENTRE, TORONTO, NJ M5H 2Y2
CRD Number:
127314
CIK Number:
1235887
SEC File Number:
865981
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
CDR: 1556536
ATHENA KWAI
ATHENA MAN HA KWAI
started on 2003-11-19
CDR: 2578773
HAI-SHENG ZHOU
HAISHENG MUIZHOU CARMEN ZHOU HAISHENG ZHOU
started on 2003-11-19
CDR: 76229
PAUL EHRENSTEIN
started on 2004-09-13
CDR: 2578773
HAI-SHENG ZHOU
HAISHENG MUIZHOU CARMEN ZHOU HAISHENG ZHOU
ended on 2004-08-31
CDR: 4925814
PATRICK MILLER
started on 2005-04-08
CDR: 4925926
MARTIN POSKITT
started on 2005-03-31
CDR: 2798054
BRYON LYONS
started on 2006-03-10
CDR: 4955186
DAVID CARDIEL
started on 2006-10-02
CDR: 1905741
ROBERT FORTINO
started on 2006-02-08
CDR: 2798054
BRYON LYONS
ended on 2006-04-03
CDR: 4925814
PATRICK MILLER
ended on 2006-02-08
CDR: 76229
PAUL EHRENSTEIN
ended on 2006-02-08
CDR: 5245677
CHRISTOPHER BUTT
started on 2007-05-31
CDR: 4955186
DAVID CARDIEL
ended on 2007-10-02
CDR: 5245677
CHRISTOPHER BUTT
ended on 2007-07-23
CDR: 4012238
AMY LIM
started on 2008-01-22
CDR: 4232585
DANIEL GERSCHEL
started on 2008-12-09
CDR: 4012238
AMY LIM
ended on 2008-11-19
CDR: 5620593
YOUNG KIM
YOUNG K. KIM YOUNG KYUN KIM
started on 2009-01-01
CDR: 4958547
NATALIE ADAMS
started on 2009-10-27
CDR: 3046960
DONGYOUNG LEE
started on 2009-10-09
CDR: 4941806
MAN KAM DOUGLAS CHOW
DOUGLAS CHOW DOUGLAS MAN KAM CHOW MAN KAM CHOW
started on 2009-11-02
CDR: 5620593
YOUNG KIM
YOUNG K. KIM YOUNG KYUN KIM
ended on 2009-08-18
CDR: 4232585
DANIEL GERSCHEL
ended on 2009-05-22
CDR: 4958547
NATALIE ADAMS
ended on 2010-06-29
CDR: 5970859
JONATHAN NUNES
started on 2011-12-21
CDR: 6042130
JOHANNES SALIM
started on 2012-03-28
CDR: 4468767
MICHAEL LAWRANCE
started on 2012-01-19
CDR: 3046960
DONGYOUNG LEE
ended on 2013-01-31
CDR: 5030767
DAANISH KHAN
DAANISH JALEES KHAN
started on 2014-11-04
CDR: 6632251
Ka Ho Gary Hon
started on 2016-04-05
CDR: 5030767
DAANISH KHAN
DAANISH JALEES KHAN
ended on 2016-03-10
CDR: 5970859
JONATHAN NUNES
ended on 2016-03-10
CDR: 6632251
Ka Ho Gary Hon
ended on 2016-08-04
CDR: 6267763
SAULE SUNDETOVA
SAULE WEBB
started on 2017-02-10
CDR: 6042130
JOHANNES SALIM
ended on 2017-04-27
CDR: 1905741
ROBERT FORTINO
ended on 2017-02-14



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