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0 - 9
Company Name:
USA MUTUALS ADVISORS, INC.
Address:
STE. 900, 700 N. PEARL, DALLAS TX 75201
CRD Number:
131750
SEC Number:
801-63216
Financial Regulator:
SEC/ FINRA
Website:
http://www.usamutuals.com (portal to fund sites)
Registration started
Ended
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 4592472
MICHAEL HENRY
MICHAEL JAMES SANDS
started on
2005-09-08
CDR: 2780934
CHARLES NORTON
started on
2005-10-03
CDR: 6335801
Nicholaus Glocke
NICHOLAUS SAMUEL GLOCKE Nicholaus Glocke Nick Glocke
started on
2018-05-11
CDR: 6866884
Brian Shank
Brian A Shank
started on
2018-05-31
CDR: 6849909
Chantz Kwapick
started on
2019-04-05
CDR: 6849909
Chantz Kwapick
ended on
2019-12-31
CDR: 4592472
MICHAEL HENRY
MICHAEL JAMES SANDS
ended on
2019-12-31
CDR: 6335801
Nicholaus Glocke
NICHOLAUS SAMUEL GLOCKE Nicholaus Glocke Nick Glocke
ended on
2019-12-31
CDR: 6866884
Brian Shank
Brian A Shank
ended on
2019-12-31
CDR: 2780934
CHARLES NORTON
ended on
2019-12-31
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