Company Name:
U S G M SECURITIES, INC.
CRD Number:
7866
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
CDR: 863300
JOHN ULLMAN
started on 1979-02-26
CDR: 1078459
THOMAS SNOW
started on 1983-01-20
CDR: 1245277
KAREN MERIWETHER
started on 1984-06-20
CDR: 1965041
TODD BATTAGLIA
started on 1992-01-07
CDR: 2122683
DAVID MIRSKY
DAVID B MIRSKY
started on 1992-01-07
CDR: 1965041
TODD BATTAGLIA
ended on 1994-01-26
CDR: 4567872
RICHARD DEE
started on 2005-09-21
CDR: 1078459
THOMAS SNOW
ended on 2006-11-15
CDR: 1245277
KAREN MERIWETHER
ended on 2006-11-15
CDR: 4567872
RICHARD DEE
ended on 2006-11-15
CDR: 2122683
DAVID MIRSKY
DAVID B MIRSKY
ended on 2006-11-27
CDR: 863300
JOHN ULLMAN
ended on 2006-11-27



Copyright 2022 EmployProof.org All rights reserved.
Court Diary