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0 - 9
Company Name:
WALLER HELMS SECURITIES LLC
Address:
SUITE 2000, 205 W. WACKER DRIVE, CHICAGO, IL 60606
CRD Number:
282433
CIK Number:
1661001
SEC File Number:
869713
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2016
2017
2018
2019
2020
2021
CDR: 5266124
PETER NERO
started on
2016-09-27
CDR: 4826123
ALEXANDER WEISS
started on
2016-09-27
CDR: 2808469
JOHN WALLER
JOHN J WALLER
started on
2016-09-27
CDR: 4772449
DAVID HELMS
started on
2016-09-27
CDR: 5846565
ANDREW COCHRAN
ANDREW COCHRAN
started on
2016-10-19
CDR: 1349154
Robert Campbell
BOB CAMPBELL
started on
2016-09-27
CDR: 6162101
ETHAN GUNDRY
started on
2017-04-21
CDR: 4967751
TIMOTHY HALL
started on
2017-03-15
CDR: 5009684
TYLER PACE
started on
2018-03-12
CDR: 6709794
Lingxu Li
started on
2019-09-16
CDR: 6214348
TIMOTHY STAN
started on
2019-09-11
CDR: 5721345
PETER NORTH
started on
2019-09-11
CDR: 2507011
JEFFREY POORMAN
started on
2019-09-11
CDR: 3219540
DENNIS GOLEM
ROCKY GOLEM JR
started on
2019-09-18
CDR: 1767781
DAVID GAEBLER
DAVID ARMIN GAEBLER
started on
2019-12-10
CDR: 5962873
PATRICK O'HARA
started on
2019-09-11
CDR: 6068315
ALAIN PATRICK NONO
started on
2020-10-14
CDR: 6214348
TIMOTHY STAN
ended on
2020-11-13
CDR: 5721345
PETER NORTH
ended on
2020-11-13
CDR: 4967751
TIMOTHY HALL
ended on
2020-11-13
CDR: 6519387
KARI OBRIEN
KARA OBRIEN KARI OBRIEN
started on
2021-01-22
CDR: 5009684
TYLER PACE
ended on
2021-03-22
CDR: 5962873
PATRICK O'HARA
ended on
2021-03-22
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