Company Name:
WALPOLE FINANCIAL ADVISORS, LLC
Address:
70 SANTA FELICIA DRIVE, GOLETA CA 93117
CRD Number:
135834
SEC Number:
801-79284
Financial Regulator:
SEC/ FINRA
Website:
http://www.walpoleadvisors.com/
Registration started
Ended
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 2765784
PETER KOZAK
PETER P KOZAK III
started on 2007-06-27
CDR: 2765784
PETER KOZAK
PETER P KOZAK III
ended on 2010-07-16
CDR: 4764558
PAUL MANNION
PAUL K MANNION
started on 2014-02-03
CDR: 2585778
PHILIP RICASATA
PHIL RICASATA
started on 2016-09-29
CDR: 6704432
MARLIN STOVESAND
MARLIN STOVESAND
started on 2017-09-01
CDR: 6759793
MARITES BLAIR
MARITES BLAIR MARITES ANN RARANGOL MARCOS
started on 2017-05-24
CDR: 2585778
PHILIP RICASATA
PHIL RICASATA
ended on 2018-04-09
CDR: 7061243
DEREK MOORE
DEREK MOORE
started on 2019-01-09
CDR: 7061243
DEREK MOORE
DEREK MOORE
ended on 2019-10-09



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