Company Name:
WARFIELD ASSOCIATES, INC.
CRD Number:
13774
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
CDR: 459015
THOMAS WARFIELD
started on 1984-02-06
CDR: 2867155
HARRY KEENER
started on 1997-05-22
CDR: 2867155
HARRY KEENER
ended on 2001-11-12
CDR: 2248861
MICHAEL SHIELDS
MIKE SHIELDS
started on 2002-11-05
CDR: 2248861
MICHAEL SHIELDS
MIKE SHIELDS
ended on 2003-04-30
CDR: 2608307
KOREN HOWE
KOREN A HOWE
started on 2004-11-24
CDR: 459195
PHILIP WARNER
started on 2004-11-15
CDR: 2608307
KOREN HOWE
KOREN A HOWE
ended on 2008-05-13
CDR: 459195
PHILIP WARNER
ended on 2008-05-13
CDR: 459015
THOMAS WARFIELD
ended on 2009-03-11



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