EPlicensed - US FINRA/ SEC Record Search

Company Name:

WATERFORD INVESTOR SERVICES, INC.

CRD Number:

46227

Financial Regulator:

SEC/ FINRA

Registration started

Ended

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

CDR: 335078

JOHN MILLER

started on 1999-04-22

CDR: 818895

GEORGE KELSEY

started on 1999-03-18

CDR: 2805042

MATHEW ZUMMO

started on 2000-03-01

CDR: 2395674

JOHN KAUFFMAN

JOHN ALBERT KAUFFMAN

started on 2002-05-22

CDR: 4609012

JAMES WATSON

started on 2002-12-09

CDR: 1203929

GEORGE GROKHOWSKY

started on 2002-06-19

CDR: 1409066

JEFFREY LANE

started on 2002-08-01

CDR: 2153757

JEFFREY WHITE

started on 2002-02-04

CDR: 2395674

JOHN KAUFFMAN

JOHN ALBERT KAUFFMAN

ended on 2002-06-14

CDR: 4609012

JAMES WATSON

ended on 2003-02-06

CDR: 2153757

JEFFREY WHITE

ended on 2003-04-23

CDR: 1142356

WILLIAM TABONE

started on 2004-08-31

CDR: 1203929

GEORGE GROKHOWSKY

ended on 2004-03-23

CDR: 2805042

MATHEW ZUMMO

ended on 2004-11-17

CDR: 1409066

JEFFREY LANE

ended on 2004-11-17

CDR: 818895

GEORGE KELSEY

ended on 2004-08-18

CDR: 825000

NICHOLAS SKALTSOUNIS

NICK GUS SKALTSOUNIS

started on 2005-07-26

CDR: 1936726

CARY SIMON

started on 2005-01-14

CDR: 2056519

WARREN BOWLES

started on 2005-09-14

CDR: 1142356

WILLIAM TABONE

ended on 2005-09-28

CDR: 1885333

JON MEYERS

started on 2006-03-13

CDR: 1572116

NORMAN RUSSICK

NORM RUSSICK II NORMAN HARLEY II RUSSICK

started on 2006-01-25

CDR: 2121935

CHRISTOPHER BRADY

started on 2006-03-10

CDR: 2524892

DAN EDWARDS

started on 2006-04-20

CDR: 1113317

BARBARA SCHULTZ

BARBARA MARIE LEGNER BARBARA SCHULTZ

started on 2006-12-08

CDR: 2240873

STEPHANIE DILLON

STEPHANIE LYNN CORRIHER

started on 2007-01-03

CDR: 2001972

DAVID MURPHY

MATT MURPHY

started on 2007-02-02

CDR: 4807814

LORRAINE REAVES

LORRAINE JOYCE DANIELS LORRAINE JOYCE KNOWLTON LORI J REAVES

started on 2007-10-25

CDR: 820193

EDWARD BARRETT

EDWARD HOWARD BARRETT JR SCRAPPY BARRETT

started on 2007-05-07

CDR: 3154408

HOMER WHITMAN

SAM WHITMAN

started on 2007-07-18

CDR: 1729543

FREDERICK RUGGERI

FRED RUGGERI

started on 2007-01-03

CDR: 1885333

JON MEYERS

ended on 2007-05-29

CDR: 1936726

CARY SIMON

ended on 2007-10-31

CDR: 1572116

NORMAN RUSSICK

NORM RUSSICK II NORMAN HARLEY II RUSSICK

ended on 2007-02-28

CDR: 2121935

CHRISTOPHER BRADY

ended on 2007-11-01

CDR: 2524892

DAN EDWARDS

ended on 2007-03-13

CDR: 1113317

BARBARA SCHULTZ

BARBARA MARIE LEGNER BARBARA SCHULTZ

ended on 2007-02-28

CDR: 1729543

FREDERICK RUGGERI

FRED RUGGERI

ended on 2007-10-31

CDR: 2149867

DENNIS DOYLE

DENNIS JAMES DOYLE SR DENNIS KENNEDY DOYLE III DENNIS KENNDY III

started on 2008-01-09

CDR: 2009481

ALEX PADILLA

ALEX TADEO PADILLA ALEXANDER TADEO PADILLA

started on 2008-01-04

CDR: 1358384

JOHN NOLAN

started on 2008-04-18

CDR: 3247565

GREGORY OLDHAM

started on 2008-12-26

CDR: 2239594

JERRY REED

started on 2008-11-06

CDR: 4111986

DARIN THOMAS

started on 2008-12-26

CDR: 820193

EDWARD BARRETT

EDWARD HOWARD BARRETT JR SCRAPPY BARRETT

ended on 2008-06-23

CDR: 2978109

MARTIN MCKEEVER

MARTY J MCKEEVER

started on 2009-03-05

CDR: 1844177

GLENN DILLON

started on 2009-12-23

CDR: 1835869

Jerry Boyette

started on 2009-06-19

CDR: 4099056

MARY HARRIS-KING

MARY ELIZABETH HARRIS MARY ELIZABETH HYDE

started on 2009-06-05

CDR: 1420576

JEROME COHEN

JEROME L COHEN JERRY COHEN

started on 2009-01-02

CDR: 828922

Robert Jacobs

ROBERT ANTHONY JACOBS SR robert anthony jacobs

started on 2009-01-02

CDR: 1671821

KATHRYN LESTER

KATHRYN ANN SIMON KATIE SIMON

started on 2009-01-02

CDR: 2233077

EDWARD VECCHIO

started on 2009-01-02

CDR: 1409066

JEFFREY LANE

started on 2009-03-16

CDR: 4740911

SEAN LYNCH

started on 2009-09-25

CDR: 4648088

MICHAEL HODGSON

started on 2009-01-02

CDR: 4538997

GLENN HARRIS

started on 2009-01-02

CDR: 1670113

CHRISTOPHER BACH

CHRIS BACH CHRISTOPHER BACH

started on 2009-06-29

CDR: 2673725

JEFFREY TODD

started on 2009-08-25

CDR: 2571100

GERALD DEWITT

started on 2009-12-23

CDR: 335078

JOHN MILLER

ended on 2009-12-31

CDR: 2149867

DENNIS DOYLE

DENNIS JAMES DOYLE SR DENNIS KENNEDY DOYLE III DENNIS KENNDY III

ended on 2009-03-26

CDR: 2240873

STEPHANIE DILLON

STEPHANIE LYNN CORRIHER

ended on 2009-04-17

CDR: 1835869

Jerry Boyette

ended on 2009-12-31

CDR: 4099056

MARY HARRIS-KING

MARY ELIZABETH HARRIS MARY ELIZABETH HYDE

ended on 2009-10-28

CDR: 2001972

DAVID MURPHY

MATT MURPHY

ended on 2009-04-16

CDR: 1420576

JEROME COHEN

JEROME L COHEN JERRY COHEN

ended on 2009-03-16

CDR: 1358384

JOHN NOLAN

ended on 2009-04-17

CDR: 828922

Robert Jacobs

ROBERT ANTHONY JACOBS SR robert anthony jacobs

ended on 2009-09-01

CDR: 2233077

EDWARD VECCHIO

ended on 2009-12-31

CDR: 4648088

MICHAEL HODGSON

ended on 2009-03-04

CDR: 3154408

HOMER WHITMAN

SAM WHITMAN

ended on 2009-02-23

CDR: 4538997

GLENN HARRIS

ended on 2009-03-26

CDR: 4752838

THOMAS MILLER

TOM MILLER

started on 2010-01-04

CDR: 4219991

SETH GRANO

started on 2010-01-07

CDR: 2128550

SUSAN SEITTER

SUSAN RENEE WILLIAMS

started on 2010-01-04

CDR: 2143012

WILLIAM COX

BILL COX BILLY COX

started on 2010-01-04

CDR: 1994711

JO MCKINLEY

JO ELLEN ARCHER

started on 2010-01-04

CDR: 1942632

LARRY HODNETT

started on 2010-01-04

CDR: 1097237

GUY ADAMSON

started on 2010-01-04

CDR: 1711681

JOHN GUYETTE

started on 2010-01-04

CDR: 2306227

Yulando Wallace

started on 2010-01-04

CDR: 319464

VITO MARCHESE

VIC MARCHESE VICTOR MARCHESE

started on 2010-10-07

CDR: 2854303

CHERYL GEE

started on 2010-01-04

CDR: 2962466

MARY TWIGG

MARY ELLEN COSBY MARY COSBY FITZWATER

started on 2010-01-04

CDR: 4434536

EDMUND MURRAY

started on 2010-01-04

CDR: 4366484

SCOTT NEHER

started on 2010-01-04

CDR: 1454573

DENNIS SCHLACHTER

started on 2010-01-04

CDR: 4752838

THOMAS MILLER

TOM MILLER

ended on 2010-02-02

CDR: 2978109

MARTIN MCKEEVER

MARTY J MCKEEVER

ended on 2010-02-09

CDR: 4219991

SETH GRANO

ended on 2010-04-15

CDR: 2128550

SUSAN SEITTER

SUSAN RENEE WILLIAMS

ended on 2010-02-24

CDR: 1844177

GLENN DILLON

ended on 2010-07-21

CDR: 2143012

WILLIAM COX

BILL COX BILLY COX

ended on 2010-03-31

CDR: 1994711

JO MCKINLEY

JO ELLEN ARCHER

ended on 2010-06-29

CDR: 1942632

LARRY HODNETT

ended on 2010-05-24

CDR: 1097237

GUY ADAMSON

ended on 2010-07-21

CDR: 1711681

JOHN GUYETTE

ended on 2010-01-28

CDR: 2306227

Yulando Wallace

ended on 2010-06-23

CDR: 1671821

KATHRYN LESTER

KATHRYN ANN SIMON KATIE SIMON

ended on 2010-08-04

CDR: 825000

NICHOLAS SKALTSOUNIS

NICK GUS SKALTSOUNIS

ended on 2010-09-07

CDR: 1409066

JEFFREY LANE

ended on 2010-11-19

CDR: 3247565

GREGORY OLDHAM

ended on 2010-12-06

CDR: 4807814

LORRAINE REAVES

LORRAINE JOYCE DANIELS LORRAINE JOYCE KNOWLTON LORI J REAVES

ended on 2010-05-04

CDR: 4740911

SEAN LYNCH

ended on 2010-02-04

CDR: 2854303

CHERYL GEE

ended on 2010-05-25

CDR: 2962466

MARY TWIGG

MARY ELLEN COSBY MARY COSBY FITZWATER

ended on 2010-02-24

CDR: 4434536

EDMUND MURRAY

ended on 2010-05-25

CDR: 4366484

SCOTT NEHER

ended on 2010-05-24

CDR: 1454573

DENNIS SCHLACHTER

ended on 2010-07-20

CDR: 1670113

CHRISTOPHER BACH

CHRIS BACH CHRISTOPHER BACH

ended on 2010-02-08

CDR: 2673725

JEFFREY TODD

ended on 2010-09-30

CDR: 2239594

JERRY REED

ended on 2010-03-05

CDR: 2056519

WARREN BOWLES

ended on 2010-08-04

CDR: 2571100

GERALD DEWITT

ended on 2010-07-21

CDR: 4111986

DARIN THOMAS

ended on 2010-05-21

CDR: 2009481

ALEX PADILLA

ALEX TADEO PADILLA ALEXANDER TADEO PADILLA

ended on 2011-01-10

CDR: 319464

VITO MARCHESE

VIC MARCHESE VICTOR MARCHESE

ended on 2011-03-10

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