Company Name:
WATERMARK ASSET MANAGEMENT, INC.
CRD Number:
108407
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 2170261
Mark Miller
MARK IRWIN MILLER
started on 1997-08-22
CDR: 4726336
ERIC LAI
started on 2003-11-24
CDR: 2115655
WAYNE CHAI
WAYNE C CHAI WAYNE CHI-PING CHAI
started on 2006-10-04
CDR: 2115655
WAYNE CHAI
WAYNE C CHAI WAYNE CHI-PING CHAI
ended on 2007-04-30
CDR: 1275304
Lyle Brandt
started on 2012-01-13
CDR: 3262592
Theodore Lew
TED LEW
started on 2013-09-05
CDR: 1098979
Rosanne Costello
ROSANNE MILLER
started on 2014-12-08
CDR: 4054679
DANIEL KING
started on 2014-12-09
CDR: 4726336
ERIC LAI
ended on 2014-09-03
CDR: 1223191
KELLY MASON
K MASON LUIZ KELLY A MASON
started on 2015-04-28
CDR: 3230153
KAREN BUXTON
KAREN SUE BAILEY
started on 2015-05-18
CDR: 3194810
David Fernandez
DAVID DANIEL FERNANDEZ
started on 2017-02-13
CDR: 6881880
Andrew Costello
started on 2018-04-13
CDR: 3262592
Theodore Lew
TED LEW
ended on 2018-12-31
CDR: 3194810
David Fernandez
DAVID DANIEL FERNANDEZ
ended on 2018-12-31
CDR: 1275304
Lyle Brandt
ended on 2018-12-31
CDR: 1223191
KELLY MASON
K MASON LUIZ KELLY A MASON
ended on 2018-01-26
CDR: 1098979
Rosanne Costello
ROSANNE MILLER
ended on 2018-12-31
CDR: 3230153
KAREN BUXTON
KAREN SUE BAILEY
ended on 2018-12-31
CDR: 4054679
DANIEL KING
ended on 2018-06-20
CDR: 6881880
Andrew Costello
ended on 2018-08-01
CDR: 2170261
Mark Miller
MARK IRWIN MILLER
ended on 2019-03-29



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