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0 - 9
Company Name:
WATERMARK SECURITIES, INC.
Address:
31ST FLOOR, 900 THIRD AVENUE, NEW YORK, NY 10022
CRD Number:
28683
CIK Number:
876660
SEC File Number:
843902
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1982582
MARC BALTUCH
MARC BALTUCH
started on
1991-10-16
CDR: 1860262
DAVID MALAT
DAVID J MALAT
started on
1991-10-16
CDR: 2019768
MICHAEL LINK
started on
1991-10-16
CDR: 1026585
KEVIN SLOCUM
started on
1992-07-09
CDR: 1077763
DONNA IZZO
started on
1992-09-25
CDR: 1255853
ANTHONY SENESE
started on
1992-09-24
CDR: 1447832
LAWRENCE HAYNES
LAWRENCE C HAYNES
started on
1992-07-20
CDR: 2361680
SUZANNE SEITER
SUZANNE MARIE CHABOT SUZANNE CHABOT
started on
1993-12-15
CDR: 1077763
DONNA IZZO
ended on
1993-08-28
CDR: 2033819
CHRISTOPHER CAPANO
started on
1994-03-12
CDR: 1026585
KEVIN SLOCUM
ended on
1994-08-19
CDR: 1403914
VITO GARFI
VICTOR GARFI
started on
1995-09-28
CDR: 2361679
HELENA MADRAWSKI
HELENA JODLOWSKA
started on
1995-02-16
CDR: 1002270
DARRYL GLATTHORN
PENN GLATTHORN DARRYL JAMES PENN
started on
1995-03-29
CDR: 2310578
JASON SMOOT
JAY SMOOT
started on
1995-05-02
CDR: 2033819
CHRISTOPHER CAPANO
ended on
1995-12-31
CDR: 1255853
ANTHONY SENESE
ended on
1995-12-31
CDR: 2310578
JASON SMOOT
JAY SMOOT
ended on
1996-10-25
CDR: 2216105
PETER DELGADO
. . PETER A DELGADO
started on
1997-07-28
CDR: 2596335
MARY SHEA
MARY RACIOPPO
started on
1997-03-24
CDR: 1478001
ALISON DEANS
ALLISON A DEANS
started on
1997-05-01
CDR: 1403914
VITO GARFI
VICTOR GARFI
ended on
1997-03-05
CDR: 1860262
DAVID MALAT
DAVID J MALAT
ended on
1997-11-19
CDR: 2477160
MELINDA BERCY
MELINDA STACY REIBEL
started on
1998-01-28
CDR: 2111949
PETER PENCE
started on
1998-10-08
CDR: 2984857
JANET IM
JANET M IM
started on
1998-12-02
CDR: 2714478
CATHERINE ROSEN
CATHERINE JEAN STRZALKOWSKI CATHERINE JEAN WILSON
started on
1998-01-30
CDR: 2562069
LISA PHELAN
LISA ANNE DONOGHUE LISA DONOGHUE LISA ANNE DONOGUE LISA ANNE PHELAN
started on
1998-02-14
CDR: 2216105
PETER DELGADO
. . PETER A DELGADO
ended on
1998-06-18
CDR: 1478001
ALISON DEANS
ALLISON A DEANS
ended on
1998-10-01
CDR: 1295954
Stuart Pulvirent
started on
1999-01-13
CDR: 3181478
MATTHEW KRAUT
started on
1999-03-03
CDR: 3252247
JENNIFER MCGOVERN
JENNIFER L MARINPETRO JENNIFER LYNN MARINPETRO
started on
2000-11-21
CDR: 2100148
KAREN MCANDREW
KAREN MARIE ABREGO KAREN MARIE ABREGOMARTINEZ KAREN MARIE ABRGO
started on
2000-11-20
CDR: 1295954
Stuart Pulvirent
ended on
2000-11-21
CDR: 2562069
LISA PHELAN
LISA ANNE DONOGHUE LISA DONOGHUE LISA ANNE DONOGUE LISA ANNE PHELAN
ended on
2000-09-26
CDR: 2984857
JANET IM
JANET M IM
ended on
2001-03-05
CDR: 3093072
NOAH KROLL
NOAH KROLL
started on
2002-04-23
CDR: 3252722
JOHN EDELMAN
started on
2002-10-14
CDR: 3252722
JOHN EDELMAN
ended on
2002-12-19
CDR: 2100148
KAREN MCANDREW
KAREN MARIE ABREGO KAREN MARIE ABREGOMARTINEZ KAREN MARIE ABRGO
ended on
2002-04-04
CDR: 2261843
JOHN MELLO
J.D. MELLO
started on
2003-02-24
CDR: 1002270
DARRYL GLATTHORN
PENN GLATTHORN DARRYL JAMES PENN
ended on
2003-05-01
CDR: 2845018
MOSHE LUCHINS
started on
2004-03-25
CDR: 2984857
JANET IM
JANET M IM
started on
2004-07-01
CDR: 2361679
HELENA MADRAWSKI
HELENA JODLOWSKA
ended on
2004-01-22
CDR: 2361679
HELENA MADRAWSKI
HELENA JODLOWSKA
started on
2005-12-08
CDR: 4959105
AARON SEGAL
started on
2005-06-22
CDR: 3093072
NOAH KROLL
NOAH KROLL
ended on
2005-01-06
CDR: 2808166
DANIEL ALTMAN
started on
2007-03-21
CDR: 5021636
JEFFREY AREK
started on
2007-06-20
CDR: 4875152
DARREN SCHLANGER
started on
2008-05-05
CDR: 4954316
VALERIE NEWMAN
VALERIE G VERGAKIS
started on
2008-09-08
CDR: 4818830
JASON SCHIFF
started on
2009-06-12
CDR: 5340663
ROBERT MOULTON
started on
2010-05-14
CDR: 2808166
DANIEL ALTMAN
ended on
2011-01-10
CDR: 4875152
DARREN SCHLANGER
ended on
2011-10-21
CDR: 4818830
JASON SCHIFF
ended on
2011-10-21
CDR: 2596335
MARY SHEA
MARY RACIOPPO
ended on
2011-10-21
CDR: 2261843
JOHN MELLO
J.D. MELLO
ended on
2011-10-21
CDR: 4816000
JASON CHANIN
JASON S CHANIN
started on
2012-12-12
CDR: 5340663
ROBERT MOULTON
ended on
2012-02-08
CDR: 5021636
JEFFREY AREK
ended on
2012-06-21
CDR: 4954316
VALERIE NEWMAN
VALERIE G VERGAKIS
ended on
2013-10-29
CDR: 4959105
AARON SEGAL
ended on
2013-03-28
CDR: 6234483
MATTHEW JACOBS
started on
2014-01-21
CDR: 3225511
KEVIN MCKENNA
started on
2015-06-18
CDR: 6234483
MATTHEW JACOBS
ended on
2016-10-05
CDR: 1982582
MARC BALTUCH
MARC BALTUCH
ended on
2016-07-07
CDR: 2984857
JANET IM
JANET M IM
ended on
2016-10-05
CDR: 2477160
MELINDA BERCY
MELINDA STACY REIBEL
ended on
2018-01-02
CDR: 1447832
LAWRENCE HAYNES
LAWRENCE C HAYNES
ended on
2018-01-02
CDR: 2094047
LISA CASSIDY
LISA CASSIDY LISA ANN KYPRIOS LISA A. KYPRIOS LISA ANN LYNCH
started on
2019-04-16
CDR: 2690945
LAURENCE ROLLINS
LARRY ROLLINS
started on
2019-04-16
CDR: 4973283
CARA NEILSEN
started on
2019-04-04
CDR: 2555496
PATRICK GINGRAS
started on
2019-03-29
CDR: 2094047
LISA CASSIDY
LISA CASSIDY LISA ANN KYPRIOS LISA A. KYPRIOS LISA ANN LYNCH
ended on
2020-06-19
CDR: 2690945
LAURENCE ROLLINS
LARRY ROLLINS
ended on
2021-04-08
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