Company Name:
WATEROUS SECURITIES (U.S.A.) INC.
CRD Number:
29644
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
CDR: 2206668
ADAM WATEROUS
started on 1992-07-21
CDR: 4635175
RODRIGO SOUSA
started on 2003-06-03
CDR: 2849451
SCOTT RICHARDSON
started on 2003-01-28
CDR: 3068906
MONTY POLZIN
started on 2003-06-10
CDR: 2396394
STEPHEN BARR
started on 2003-01-28
CDR: 2849451
SCOTT RICHARDSON
ended on 2003-02-07
CDR: 2396394
STEPHEN BARR
ended on 2003-02-07
CDR: 5023216
MICHAEL FARN
started on 2005-12-07
CDR: 5050150
ADRIAN GOODISMAN
started on 2006-01-19
CDR: 5165974
LANCE DARDIS
started on 2006-12-07
CDR: 3237141
SHAUN FINNIE
started on 2006-06-15
CDR: 5023106
SHANE SEALY
started on 2006-01-26
CDR: 3068906
MONTY POLZIN
ended on 2006-02-08
CDR: 3020218
KEITH RODRIGUES
started on 2007-04-13
CDR: 5245138
THOMAS MCDERMOTT
OLIVER THOMAS MCDERMOTT
started on 2007-05-04
CDR: 5050150
ADRIAN GOODISMAN
ended on 2007-08-21
CDR: 5023216
MICHAEL FARN
ended on 2007-07-02
CDR: 2206668
ADAM WATEROUS
ended on 2007-07-02
CDR: 4635175
RODRIGO SOUSA
ended on 2007-05-14
CDR: 3020218
KEITH RODRIGUES
ended on 2007-08-21
CDR: 5245138
THOMAS MCDERMOTT
OLIVER THOMAS MCDERMOTT
ended on 2007-07-02
CDR: 5165974
LANCE DARDIS
ended on 2007-07-02
CDR: 3237141
SHAUN FINNIE
ended on 2007-07-02
CDR: 5023106
SHANE SEALY
ended on 2007-07-02



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