Company Name:
WELLINGTON SECURITIES, INC.
CRD Number:
16659
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
CDR: 1201408
PATRICK LETTICE
started on 1985-10-28
CDR: 1243666
RAJ JHAVERI
started on 1985-11-18
CDR: 864622
CHARLES SCARCELLO
started on 1985-08-26
CDR: 850826
NORMAN NEARY
started on 1986-08-04
CDR: 1157887
DENIS WHEATLEY
DENNIS RICHARD WHEATLEY
started on 1986-06-30
CDR: 1071740
ROBERT HAYDEN
ROB J. HAYDEN ROBERT JOSEPH HAYDEN JR. ROBERT JOSEPH HAYDEN
started on 1986-03-31
CDR: 1261761
ABBAS KHOSHNEVISSAN
ABBAS KHOSHNIVASSAN
started on 1986-06-30
CDR: 1021759
HAROLD KLEIN
HAL KLEIN
started on 1986-04-02
CDR: 1063052
MYRON COUNTS
started on 1986-04-25
CDR: 1025294
LAURENCE WOLFE
LARRY WOLFE
started on 1986-03-05
CDR: 33462
STEPHEN BRUCE
STEVE BRUCE
started on 1986-10-17
CDR: 1021759
HAROLD KLEIN
HAL KLEIN
ended on 1986-12-18
CDR: 854773
RICHARD AGRAN
started on 1987-07-02
CDR: 1610466
ALAN LETTICE
started on 1987-08-18
CDR: 1071740
ROBERT HAYDEN
ROB J. HAYDEN ROBERT JOSEPH HAYDEN JR. ROBERT JOSEPH HAYDEN
ended on 1987-05-29
CDR: 1261761
ABBAS KHOSHNEVISSAN
ABBAS KHOSHNIVASSAN
ended on 1987-05-13
CDR: 854773
RICHARD AGRAN
ended on 1987-07-17
CDR: 1025294
LAURENCE WOLFE
LARRY WOLFE
ended on 1987-05-29
CDR: 1610466
ALAN LETTICE
ended on 1988-10-11
CDR: 33462
STEPHEN BRUCE
STEVE BRUCE
ended on 1988-10-28
CDR: 1157887
DENIS WHEATLEY
DENNIS RICHARD WHEATLEY
ended on 1989-10-14
CDR: 602967
JAMES BULLOCK
started on 1990-08-13
CDR: 1071740
ROBERT HAYDEN
ROB J. HAYDEN ROBERT JOSEPH HAYDEN JR. ROBERT JOSEPH HAYDEN
started on 1990-05-09
CDR: 1025294
LAURENCE WOLFE
LARRY WOLFE
started on 1990-07-18
CDR: 708643
RICHARD BULLOCK
started on 1990-04-20
CDR: 1610466
ALAN LETTICE
started on 1991-11-18
CDR: 601353
WILLIAM LASHBROOK
started on 1992-05-15
CDR: 8365
JOSEPH ATENCIO
started on 1993-11-17
CDR: 2351876
ROBERTA SCARCELLO
ROBERTA GAIL SIMON
started on 1993-05-21
CDR: 602967
JAMES BULLOCK
ended on 1993-02-08
CDR: 850826
NORMAN NEARY
ended on 1994-01-06
CDR: 1993777
ADAM NIETO
started on 1995-03-06
CDR: 601353
WILLIAM LASHBROOK
ended on 1995-12-06
CDR: 2229805
COLIN STOLLER
started on 1996-04-30
CDR: 8365
JOSEPH ATENCIO
ended on 1997-05-15
CDR: 2229805
COLIN STOLLER
ended on 1997-12-17
CDR: 1071740
ROBERT HAYDEN
ROB J. HAYDEN ROBERT JOSEPH HAYDEN JR. ROBERT JOSEPH HAYDEN
ended on 1998-06-04
CDR: 203815
MICHAEL FAHY
started on 1999-07-19
CDR: 4277527
DONNA FREDRICKSON
started on 2001-03-22
CDR: 1993777
ADAM NIETO
ended on 2002-06-28
CDR: 708643
RICHARD BULLOCK
ended on 2002-03-20
CDR: 1044919
RALPH RICKARD
RICK RICKARD
started on 2003-05-27
CDR: 708643
RICHARD BULLOCK
started on 2003-09-02
CDR: 1201408
PATRICK LETTICE
ended on 2003-09-22
CDR: 4277527
DONNA FREDRICKSON
ended on 2003-09-22
CDR: 1610466
ALAN LETTICE
ended on 2003-09-22
CDR: 1963737
SEAN ARMSTRONG
SEAN O ARMSTRONG SEAN OCONNELL ARMSTRONG
started on 2007-08-15
CDR: 1963737
SEAN ARMSTRONG
SEAN O ARMSTRONG SEAN OCONNELL ARMSTRONG
ended on 2007-11-14
CDR: 1011832
TIM HO
started on 2008-01-02
CDR: 1967632
AMY HO
AMY SAM
started on 2008-01-02
CDR: 203815
MICHAEL FAHY
ended on 2008-08-27
CDR: 1044919
RALPH RICKARD
RICK RICKARD
ended on 2012-12-31
CDR: 708643
RICHARD BULLOCK
ended on 2012-12-31
CDR: 1243666
RAJ JHAVERI
ended on 2012-12-31
CDR: 864622
CHARLES SCARCELLO
ended on 2012-12-31
CDR: 1011832
TIM HO
ended on 2012-10-01
CDR: 1063052
MYRON COUNTS
ended on 2012-12-31
CDR: 1025294
LAURENCE WOLFE
LARRY WOLFE
ended on 2012-12-31
CDR: 2351876
ROBERTA SCARCELLO
ROBERTA GAIL SIMON
ended on 2012-12-31
CDR: 1967632
AMY HO
AMY SAM
ended on 2012-07-24



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