Company Name:
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
Address:
44TH FLOOR, 140 BROADWAY, NEW YORK NY 10005
CRD Number:
150529
SEC Number:
801-70712
Financial Regulator:
SEC/ FINRA
Website:
http://www.wellingtonshields.com
Registration started
Ended
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 865356
ROBERTA STAFFORD
B.K. STAFFORD ROBERTA KAY WYATT
started on 2011-07-25
CDR: 445603
CHARLES THOMPSON
started on 2012-04-13
CDR: 4203268
KRISTINA FURNARI
KRISTINA LEIGH METZ
started on 2012-03-02
CDR: 2185576
SYLVIA FERST
LEIGH FERST
started on 2015-07-24
CDR: 1330909
MARK SPERRY
started on 2016-01-05
CDR: 2185576
SYLVIA FERST
LEIGH FERST
ended on 2018-05-09
CDR: 6412334
JULIAN LECRAW
JULIAN LECRAW
started on 2020-08-26
CDR: 3015310
EILEEN CONNOLLY
EILEEN FRANCES MAHON
started on 2020-03-02



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