Company Name:
WESTEND ADVISORS, LLC
Address:
SUITE 130, 4064 COLONY ROAD, CHARLOTTE NC 28211
CRD Number:
133279
SEC Number:
801-63626
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2743741
FRANK HARKINS
STAUNTON HARKINS III
started on 2006-09-29
CDR: 2640560
MICHAEL GOLDMAN
MIKE GOLDMAN
started on 2006-09-29
CDR: 3269057
TIFFANY JONES
TIFFANY LOCKWOOD TIFFANY MERCADANTE
started on 2006-09-29
CDR: 873354
JOHN BLACK
started on 2006-09-29
CDR: 840632
ROBERT PHARR
started on 2006-09-29
CDR: 2904287
ANNA BROWN
ANNA LOUISE FORTE ANNA LOUISE FORTE-MUSSETTER ANNA FORTE MUSSETTER ANNA LOUISE MUSSETTER
started on 2008-05-28
CDR: 1975241
SHANNON HULL
started on 2011-11-03
CDR: 4887431
JENNIFER FRIEDLAND
JENNIFER M FRIEDLAND JENNIFER KISH
started on 2011-01-26
CDR: 3269057
TIFFANY JONES
TIFFANY LOCKWOOD TIFFANY MERCADANTE
ended on 2011-06-28
CDR: 4551201
JASON LEIBOWITZ
started on 2015-10-29
CDR: 5803119
WILLIAM GRIFFIN
WILLIE GRIFFIN
started on 2015-06-17
CDR: 873354
JOHN BLACK
ended on 2015-10-01
CDR: 2747484
Stephen Halley
STEVE HALLEY
started on 2016-07-28
CDR: 6244162
SETH KNIGHT
started on 2016-07-28
CDR: 2747484
Stephen Halley
STEVE HALLEY
ended on 2017-09-06
CDR: 1288016
JOSEPH DAGOSTINO
JOSEPH NICHOLAS D'AGOSTINO
started on 2018-02-15
CDR: 6633957
STEPHEN ROME
HUNTER ROME
started on 2018-04-10
CDR: 6094984
JOHN CARLSON
started on 2018-10-25
CDR: 6760966
Brian Bzik
started on 2019-08-16
CDR: 7197755
Barbara Ninemire
Annie Ninemire Annie Ward Barbara Ann Ward
started on 2019-12-20
CDR: 6462946
DANIEL PORTER
TOWNSEND PORTER
started on 2019-06-27
CDR: 7064877
MARION PEEBLES
started on 2019-01-28
CDR: 5803119
WILLIAM GRIFFIN
WILLIE GRIFFIN
ended on 2019-05-20
CDR: 3025567
JAMES COX
JIM COX IV
started on 2020-02-11



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