EPlicensed - US FINRA/ SEC Record Search

Company Name:

WESTERN FINANCIAL ADVISORS

CRD Number:

35098

Financial Regulator:

SEC/ FINRA

Registration started

Ended

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

CDR: 2368308

JOHN SCHOOLER

started on 1999-01-01

CDR: 2308641

WARREN HORNEY

started on 1999-10-08

CDR: 2847896

CHRISTOPHER SATHRE

started on 2000-07-31

CDR: 2105275

JEFFREY LADOUCEUR

started on 2000-07-31

CDR: 2459269

RICHARD RUPP

started on 2000-07-31

CDR: 2459450

TOM ENGLISH

started on 2000-07-31

CDR: 2812695

MATTHEW HOLMAN

started on 2000-07-31

CDR: 2540903

DANIEL LAFRAMBOISE

started on 2000-08-23

CDR: 2459115

CURTIS SATHRE

started on 2000-07-31

CDR: 4253846

JAMES WARREN

started on 2002-11-19

CDR: 2681963

KENNETH CORLETT

KEN CORLETT

started on 2002-12-02

CDR: 4537415

DARREN COLEMAN

started on 2002-11-19

CDR: 2814446

PETER LOMBARDI

PIETRO LOMBARDI

started on 2003-05-20

CDR: 4603208

KRISTOPHER FIELD

started on 2003-03-19

CDR: 4647464

TROY KUHN

TROY LEE DUNN TROY JOSEPH KUHN

started on 2003-08-13

CDR: 1685795

HOWARD INSCHO

HOWARD PAUL JR INSCHO PJ INSCHO JR

started on 2003-08-14

CDR: 4457716

Andrew Tuccillo

started on 2003-08-13

CDR: 2814446

PETER LOMBARDI

PIETRO LOMBARDI

ended on 2003-09-02

CDR: 1685795

HOWARD INSCHO

HOWARD PAUL JR INSCHO PJ INSCHO JR

ended on 2003-11-25

CDR: 4460687

Simon Chung

SIMON Y CHUNG

started on 2004-11-17

CDR: 3104776

BRIAN LOSCHENKO

BRIAN MICHEL LOSCHENKO

started on 2004-11-18

CDR: 1674257

STEPHEN DRAKE

STEPHEN M DRAKE STEVE M DRAKE

started on 2004-11-17

CDR: 2998035

CLAIR LEEDOM

BUD LEEDOM

started on 2005-11-23

CDR: 3070017

THOMAS HILLE

started on 2005-01-13

CDR: 2490794

Thomas Hanson

Tom Hanson

started on 2005-06-08

CDR: 3153308

STEPHEN GODWIN

started on 2005-01-13

CDR: 1472834

DEBRA ANDERSON

DEBRA KAY ANDERSONWICHT DEBRA KAY WICHT

started on 2006-12-13

CDR: 4809487

JANELLE MCMURDIE

NELL ANN MCMURDIE NELLIE ANN MCMURDIE

started on 2006-08-28

CDR: 1763458

ROGER DEBOCK

ROGER LEE DEBOCK JR

started on 2006-07-10

CDR: 341720

JAMES MOURADICK

started on 2006-07-24

CDR: 4910379

MATTHEW DELINE

started on 2006-09-05

CDR: 5014110

GERALD CARNAHAN

GERALD BRUCE CARAHAN GERRY BRUCE CARNAHAN

started on 2006-06-29

CDR: 4647464

TROY KUHN

TROY LEE DUNN TROY JOSEPH KUHN

ended on 2006-01-03

CDR: 4794021

MITCH WHITENACK

started on 2007-05-24

CDR: 5422029

BRADLEY CURTIS

started on 2007-10-26

CDR: 5006120

WILLIAM DELANO

started on 2007-11-09

CDR: 2998035

CLAIR LEEDOM

BUD LEEDOM

ended on 2007-02-14

CDR: 1763458

ROGER DEBOCK

ROGER LEE DEBOCK JR

ended on 2007-07-18

CDR: 4809487

JANELLE MCMURDIE

NELL ANN MCMURDIE NELLIE ANN MCMURDIE

ended on 2007-01-03

CDR: 4393530

WILLIAM FRIOLI

started on 2008-04-08

CDR: 4398590

Elizabeth Kilmer

ELIZABETH A KILMER ELIZABETH KILMER ELIZABETH A KIMLER ELIZABETH KILMER SCHENKHUIZEN ELIZABETH KILMER SCHEWKHUIZEN

started on 2008-06-03

CDR: 5280019

BRADLEY LINEBERGER

started on 2008-01-14

CDR: 5500925

JONATHAN GOOD

JON GOOD

started on 2008-06-02

CDR: 5288651

RICHARD MIRELES

started on 2008-06-03

CDR: 4895814

JOHN NAVIAUX

JOHN ALLUN NAVIAUX

started on 2008-12-02

CDR: 1472834

DEBRA ANDERSON

DEBRA KAY ANDERSONWICHT DEBRA KAY WICHT

ended on 2008-09-03

CDR: 5280019

BRADLEY LINEBERGER

ended on 2008-10-30

CDR: 4537415

DARREN COLEMAN

ended on 2008-06-12

CDR: 4794021

MITCH WHITENACK

ended on 2008-03-03

CDR: 5014110

GERALD CARNAHAN

GERALD BRUCE CARAHAN GERRY BRUCE CARNAHAN

ended on 2008-04-10

CDR: 4061386

RANDOLPH RODRIGUEZ

RANDY CIENEGA RODRIGUEZ

started on 2009-02-04

CDR: 2928231

SCOTT HADLEY

started on 2009-07-09

CDR: 2271993

NICHOLAS DICARLO

NICHOLAS ANTHONY CARLO DI NICK DICARLO

started on 2009-12-02

CDR: 4166632

SHELBY ROTHMAN

Shelby Rothman Murdock

started on 2009-01-27

CDR: 1472834

DEBRA ANDERSON

DEBRA KAY ANDERSONWICHT DEBRA KAY WICHT

started on 2009-02-04

CDR: 4870990

ROBERT SMITH

started on 2009-10-12

CDR: 2215651

RICHARD NELSON

started on 2009-10-06

CDR: 2869119

LOUIS ARATHOON

LOU ARATHOON

started on 2009-09-22

CDR: 4489081

DOUGLAS HOWARD

DOUG HOWARD DOUGLAS B HOWARD

started on 2009-09-02

CDR: 5601241

ALLAN TENTLER

started on 2009-11-16

CDR: 1472834

DEBRA ANDERSON

DEBRA KAY ANDERSONWICHT DEBRA KAY WICHT

ended on 2009-05-14

CDR: 2869119

LOUIS ARATHOON

LOU ARATHOON

ended on 2009-10-05

CDR: 4527144

JOSE PINELL GADEA

JOSE PINELL JOSE FRANCISCO PINELL GADEA JOSE FRANCISCO PINELL-GADEA

started on 2010-07-02

CDR: 2869119

LOUIS ARATHOON

LOU ARATHOON

started on 2010-01-06

CDR: 5837916

JOHN PAGE

started on 2010-10-14

CDR: 2094110

JARROD SERRATO

JARROD THOMAS SERRATO

started on 2010-01-28

CDR: 1445754

RHONDA MILLS

RHONDA LEE MILLA RHONDA LEE MILLS

started on 2010-12-01

CDR: 2461069

MARK CEDRE

MARCOS ANTONIO CEDRE MARCOS CEDRE SR MARK ANTHONY CEDRE SR MARCO ANTONIO ZUNIGA

started on 2010-03-10

CDR: 5595041

Brian Clark

BRIAN K CLARK BRIAN KENNETH CLARK

started on 2010-12-21

CDR: 4398590

Elizabeth Kilmer

ELIZABETH A KILMER ELIZABETH KILMER ELIZABETH A KIMLER ELIZABETH KILMER SCHENKHUIZEN ELIZABETH KILMER SCHEWKHUIZEN

ended on 2010-02-01

CDR: 4253846

JAMES WARREN

ended on 2010-09-14

CDR: 2869119

LOUIS ARATHOON

LOU ARATHOON

ended on 2010-05-27

CDR: 2271993

NICHOLAS DICARLO

NICHOLAS ANTHONY CARLO DI NICK DICARLO

ended on 2010-03-29

CDR: 5500925

JONATHAN GOOD

JON GOOD

ended on 2010-02-24

CDR: 4603208

KRISTOPHER FIELD

ended on 2010-05-19

CDR: 2094110

JARROD SERRATO

JARROD THOMAS SERRATO

ended on 2010-03-23

CDR: 4489081

DOUGLAS HOWARD

DOUG HOWARD DOUGLAS B HOWARD

ended on 2010-08-20

CDR: 5288651

RICHARD MIRELES

ended on 2010-05-20

CDR: 5006120

WILLIAM DELANO

ended on 2010-05-19

CDR: 4910379

MATTHEW DELINE

ended on 2010-06-03

CDR: 2567559

THOMAS NEWGARD

THOMAS H NEWGARD

started on 2011-03-22

CDR: 4061386

RANDOLPH RODRIGUEZ

RANDY CIENEGA RODRIGUEZ

ended on 2011-07-18

CDR: 2847896

CHRISTOPHER SATHRE

ended on 2011-06-30

CDR: 4527144

JOSE PINELL GADEA

JOSE PINELL JOSE FRANCISCO PINELL GADEA JOSE FRANCISCO PINELL-GADEA

ended on 2011-07-29

CDR: 3104776

BRIAN LOSCHENKO

BRIAN MICHEL LOSCHENKO

ended on 2011-07-29

CDR: 4393530

WILLIAM FRIOLI

ended on 2011-07-18

CDR: 3070017

THOMAS HILLE

ended on 2011-06-14

CDR: 2105275

JEFFREY LADOUCEUR

ended on 2011-06-08

CDR: 2368308

JOHN SCHOOLER

ended on 2011-07-29

CDR: 2928231

SCOTT HADLEY

ended on 2011-05-03

CDR: 4166632

SHELBY ROTHMAN

Shelby Rothman Murdock

ended on 2011-06-17

CDR: 2459269

RICHARD RUPP

ended on 2011-06-21

CDR: 2681963

KENNETH CORLETT

KEN CORLETT

ended on 2011-06-02

CDR: 5837916

JOHN PAGE

ended on 2011-06-14

CDR: 4460687

Simon Chung

SIMON Y CHUNG

ended on 2011-07-25

CDR: 2490794

Thomas Hanson

Tom Hanson

ended on 2011-07-27

CDR: 4870990

ROBERT SMITH

ended on 2011-07-29

CDR: 1445754

RHONDA MILLS

RHONDA LEE MILLA RHONDA LEE MILLS

ended on 2011-04-25

CDR: 2215651

RICHARD NELSON

ended on 2011-07-20

CDR: 2308641

WARREN HORNEY

ended on 2011-07-29

CDR: 2461069

MARK CEDRE

MARCOS ANTONIO CEDRE MARCOS CEDRE SR MARK ANTHONY CEDRE SR MARCO ANTONIO ZUNIGA

ended on 2011-07-25

CDR: 2567559

THOMAS NEWGARD

THOMAS H NEWGARD

ended on 2011-04-25

CDR: 3153308

STEPHEN GODWIN

ended on 2011-05-31

CDR: 341720

JAMES MOURADICK

ended on 2011-07-29

CDR: 2459450

TOM ENGLISH

ended on 2011-02-07

CDR: 2812695

MATTHEW HOLMAN

ended on 2011-06-06

CDR: 1674257

STEPHEN DRAKE

STEPHEN M DRAKE STEVE M DRAKE

ended on 2011-03-25

CDR: 5595041

Brian Clark

BRIAN K CLARK BRIAN KENNETH CLARK

ended on 2011-06-23

CDR: 2540903

DANIEL LAFRAMBOISE

ended on 2011-06-30

CDR: 4895814

JOHN NAVIAUX

JOHN ALLUN NAVIAUX

ended on 2011-03-28

CDR: 5422029

BRADLEY CURTIS

ended on 2011-07-01

CDR: 5601241

ALLAN TENTLER

ended on 2011-07-18

CDR: 2459115

CURTIS SATHRE

ended on 2011-06-06

CDR: 4457716

Andrew Tuccillo

ended on 2011-06-24

Court Diary