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0 - 9
Company Name:
WESTFALIA INVESTMENT, INC.
CRD Number:
19606
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
CDR: 1024882
LAWRENCE APPEL
started on
1989-07-20
CDR: 1344127
JOEL ROSENFELD
started on
1989-09-22
CDR: 1394070
KEVIN OSHEA
started on
1989-03-16
CDR: 1145138
PETER SHERVANICK
started on
1989-03-01
CDR: 1205900
RICHARD HANSEN
started on
1989-03-27
CDR: 818536
BARRY SHENKMAN
started on
1990-06-15
CDR: 1194506
ROBERT MORRIS
ROBERT F MORRIS Robert Morris
started on
1990-04-23
CDR: 1228405
MICHAEL GRACE
started on
1990-03-26
CDR: 1983347
STEVEN ROTHBART
STEVEN ROTHBART
started on
1990-01-09
CDR: 475825
SANTE ZANI
MIKE ZANI S M ZANI SANTE MIKE ZANI
started on
1990-07-24
CDR: 818536
BARRY SHENKMAN
started on
1990-07-12
CDR: 818536
BARRY SHENKMAN
ended on
1990-07-09
CDR: 475825
SANTE ZANI
MIKE ZANI S M ZANI SANTE MIKE ZANI
ended on
1990-08-09
CDR: 866966
NICHOLAS LATTANZIO
NICHOLAS L LATTANZIO
started on
1991-01-14
CDR: 1245980
SEAN WYNNE
started on
1991-07-23
CDR: 1016927
ROY BUTTA
started on
1991-10-22
CDR: 1240531
michael malaga
started on
1991-11-01
CDR: 1016294
TIMOTHY DUNHAM
TIM DUNHAM
started on
1991-10-02
CDR: 1232736
THOMAS OLLQUIST
started on
1991-03-14
CDR: 1037013
ANDREW COMITO
ANDREW COMITO
started on
1991-03-20
CDR: 866966
NICHOLAS LATTANZIO
NICHOLAS L LATTANZIO
ended on
1991-02-27
CDR: 1245980
SEAN WYNNE
ended on
1991-10-14
CDR: 1228405
MICHAEL GRACE
ended on
1991-05-16
CDR: 1983347
STEVEN ROTHBART
STEVEN ROTHBART
ended on
1991-02-04
CDR: 1024882
LAWRENCE APPEL
ended on
1991-09-13
CDR: 500907
JOHN BOOTH
JAY BOOTH JOHN TWONEY BOOTH
started on
1992-01-30
CDR: 2268957
LOUIS NAZZARO
LOUIS THOMAS NAZZARO
started on
1992-10-23
CDR: 354816
RUDOLPH OZOL
RUDOLPH J OZOL
started on
1992-03-23
CDR: 1992466
ANTHONY SALANDRA
started on
1992-07-28
CDR: 1702664
REGINALD HAMMONDS
REGGIE HAMMONDS
started on
1992-09-21
CDR: 1240531
michael malaga
ended on
1992-11-17
CDR: 1145138
PETER SHERVANICK
ended on
1992-06-17
CDR: 1636997
CHARLES PARRINO
CHARLES PARRINO JR
started on
1993-08-18
CDR: 1391306
ANTHONY GUGLIELMO
started on
1993-03-18
CDR: 2293092
DINO COPPOLA
started on
1993-01-06
CDR: 1266641
MICHAEL DERBY
started on
1993-03-18
CDR: 2268957
LOUIS NAZZARO
LOUIS THOMAS NAZZARO
ended on
1993-05-11
CDR: 1016927
ROY BUTTA
ended on
1993-07-08
CDR: 2293092
DINO COPPOLA
ended on
1993-03-11
CDR: 1205900
RICHARD HANSEN
ended on
1993-04-14
CDR: 1037013
ANDREW COMITO
ANDREW COMITO
ended on
1993-03-26
CDR: 2538647
MIGUEL MARRON
MIGUEL JOSE MARRON
started on
1994-12-05
CDR: 476866
DAVID ZINN
DAVID H ZINN
started on
1994-09-13
CDR: 1478745
THOMAS EGAN
THOMAS EDWARD EAGES
started on
1994-09-12
CDR: 2317903
ANDREW HANLON
ANDY HANLON
started on
1994-07-29
CDR: 1557140
MANUEL BELLO
MANNY BELLO
started on
1994-08-30
CDR: 2281396
GLENDA BAGNATO
started on
1994-06-20
CDR: 1795583
ROBERT CHAYKOWSKY
started on
1994-10-26
CDR: 1218846
STEVEN VELOCE
started on
1994-12-01
CDR: 500907
JOHN BOOTH
JAY BOOTH JOHN TWONEY BOOTH
ended on
1994-11-08
CDR: 476866
DAVID ZINN
DAVID H ZINN
ended on
1994-12-05
CDR: 1391306
ANTHONY GUGLIELMO
ended on
1994-09-06
CDR: 1016294
TIMOTHY DUNHAM
TIM DUNHAM
ended on
1994-05-17
CDR: 2317903
ANDREW HANLON
ANDY HANLON
ended on
1994-08-15
CDR: 1394070
KEVIN OSHEA
ended on
1994-09-28
CDR: 1557140
MANUEL BELLO
MANNY BELLO
ended on
1994-10-24
CDR: 1266641
MICHAEL DERBY
ended on
1994-05-30
CDR: 1702664
REGINALD HAMMONDS
REGGIE HAMMONDS
ended on
1994-04-05
CDR: 1232736
THOMAS OLLQUIST
ended on
1994-10-27
CDR: 1232736
THOMAS OLLQUIST
started on
1995-07-20
CDR: 1808921
JOHN HURLEY
started on
1995-07-18
CDR: 1574734
THOMAS DISPALDO
started on
1995-07-10
CDR: 1079767
HERBERT HERSHKOWITZ
started on
1995-03-17
CDR: 715598
GARY BERMAN
GARY D BERMAN
started on
1995-06-08
CDR: 326652
THOMAS MCDERMOTT
started on
1995-09-07
CDR: 2206568
JOAO RUELA
JOAO AGOSTINHO RUELA JOHN A RUELA
started on
1995-03-24
CDR: 2187279
CARLOS PENALOZA
CARLOS PENALOZA JULIO PENALOZA
started on
1995-03-22
CDR: 2538647
MIGUEL MARRON
MIGUEL JOSE MARRON
ended on
1995-05-05
CDR: 1574734
THOMAS DISPALDO
ended on
1995-07-26
CDR: 1079767
HERBERT HERSHKOWITZ
ended on
1995-07-19
CDR: 2281396
GLENDA BAGNATO
ended on
1995-07-19
CDR: 1795583
ROBERT CHAYKOWSKY
ended on
1995-06-29
CDR: 1228405
MICHAEL GRACE
started on
1996-10-03
CDR: 1808921
JOHN HURLEY
ended on
1996-08-05
CDR: 1478745
THOMAS EGAN
THOMAS EDWARD EAGES
ended on
1996-01-01
CDR: 326652
THOMAS MCDERMOTT
ended on
1996-02-24
CDR: 1145138
PETER SHERVANICK
started on
1997-01-31
CDR: 1194506
ROBERT MORRIS
ROBERT F MORRIS Robert Morris
ended on
1997-01-23
CDR: 715598
GARY BERMAN
GARY D BERMAN
ended on
1997-11-03
CDR: 1344127
JOEL ROSENFELD
ended on
1997-07-02
CDR: 1228405
MICHAEL GRACE
ended on
1997-09-23
CDR: 1218846
STEVEN VELOCE
ended on
1997-01-01
CDR: 354816
RUDOLPH OZOL
RUDOLPH J OZOL
ended on
1998-07-08
CDR: 1636997
CHARLES PARRINO
CHARLES PARRINO JR
ended on
1998-07-08
CDR: 1992466
ANTHONY SALANDRA
ended on
1998-07-08
CDR: 2206568
JOAO RUELA
JOAO AGOSTINHO RUELA JOHN A RUELA
ended on
1998-06-03
CDR: 818536
BARRY SHENKMAN
ended on
1999-10-14
CDR: 1145138
PETER SHERVANICK
ended on
1999-02-26
CDR: 724449
MICHAEL NIEBUHR
MICHAEL ARTHUR NEIBUHR MICHAEL ARTHUR NEIGHBUR
started on
2000-12-15
CDR: 2799301
ROBERT MATHEWS
ROBERT MATHEWS
started on
2000-03-13
CDR: 4271744
ENRIQUE OCAMPO
started on
2001-01-08
CDR: 1232736
THOMAS OLLQUIST
ended on
2001-10-03
CDR: 724449
MICHAEL NIEBUHR
MICHAEL ARTHUR NEIBUHR MICHAEL ARTHUR NEIGHBUR
ended on
2001-01-05
CDR: 4271744
ENRIQUE OCAMPO
ended on
2001-05-07
CDR: 2799301
ROBERT MATHEWS
ROBERT MATHEWS
ended on
2001-01-05
CDR: 2187279
CARLOS PENALOZA
CARLOS PENALOZA JULIO PENALOZA
ended on
2001-05-16
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