Company Name:
WESTFIELD FINANCIAL PLANNING
Alternative Name:
PROSPECT CAPITAL SERVICES, INC.
Address:
316 EAST BROAD STREET, WESTFIELD NJ 7090
CRD Number:
290102
SEC Number:
801-111888
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2017
2018
2019
CDR: 6012314
GERALD RICCIARDO
started on 2017-11-21
CDR: 2785218
MARK SWINGLE
MARK FREDRICK SWINGLE
started on 2017-11-21
CDR: 6012314
GERALD RICCIARDO
ended on 2019-02-25



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