Company Name:
WHARTON CAPITAL MARKETS LLC
CRD Number:
44632
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
CDR: 3000778
HOWARD KERKER
started on 1998-10-19
CDR: 2131930
NORMAN FARRA
started on 1999-05-21
CDR: 321985
JULES MARX
started on 1999-11-05
CDR: 2254948
SERGIO URRUTIA
started on 1999-04-11
CDR: 2131930
NORMAN FARRA
ended on 1999-07-08
CDR: 2254948
SERGIO URRUTIA
ended on 1999-07-08
CDR: 321985
JULES MARX
ended on 2003-10-02
CDR: 1002507
PAUL MORRIS
PAUL ESDALLE MORRIS
started on 2011-11-18
CDR: 1002507
PAUL MORRIS
PAUL ESDALLE MORRIS
ended on 2012-08-02
CDR: 3000778
HOWARD KERKER
ended on 2012-09-28



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