Company Name:
WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC.
CRD Number:
25960
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
CDR: 1958457
RICHARD GENITEMPO
started on 1990-03-09
CDR: 1055030
MARK GRIMMIG
started on 1990-03-05
CDR: 1033340
SEAN DUFFY
SEAN PHILLIP DUFFY
started on 1990-03-06
CDR: 717506
RICHARD POTOCKI
started on 1990-03-08
CDR: 203838
RICHARD FAILLACE
RICHARD JOSEPH FAILLACE RICHARD JOSEPH FAILLANCE SR
started on 1990-03-08
CDR: 706176
JOEL MARSHALL
started on 1990-03-05
CDR: 1295262
STEVEN SINOFSKY
started on 1990-03-06
CDR: 1452527
JEFFREY MAHONEY
JEFFREY MICHAEL MAHONEY
started on 1990-03-06
CDR: 1161012
CHRIS COSENTINO
CHRIS J COSENTINO
started on 1990-05-25
CDR: 1112502
MICHAEL GALLAGHER
started on 1990-03-12
CDR: 1209024
MARK DEBBS
MARK J DEBBS
started on 1990-03-06
CDR: 1482503
Robert Burke
BOB BURKE
started on 1990-03-05
CDR: 1360524
MARGARET DONOVAN
PEGGY DONOVAN
started on 1990-03-05
CDR: 1254494
DONALD BEIER
started on 1990-12-03
CDR: 1133830
JOSEPH BRAUNSCHEK
JOSEPH MICHAEL BRAUNSHEK
started on 1991-09-04
CDR: 1408993
Douglas O'Brien
DOUGLAS JAMES OBRIEN SR DOUGLAS JAMES OBRIEN douglas obrien
started on 1991-07-30
CDR: 1055030
MARK GRIMMIG
ended on 1991-03-06
CDR: 814066
WILLIAM LAVERTY
WILLIAM LAVERTY
started on 1992-04-06
CDR: 1133830
JOSEPH BRAUNSCHEK
JOSEPH MICHAEL BRAUNSHEK
ended on 1992-10-16
CDR: 715199
ADRIAN AERY
AERY (III) CORNELL ADRIAN CORNELL III (III) CORNELL AERY III ADRIAN CORNELL AERY
started on 1994-04-08
CDR: 1482503
Robert Burke
BOB BURKE
ended on 1994-06-06
CDR: 1035772
LAWRENCE BASHE
started on 1995-07-17
CDR: 814066
WILLIAM LAVERTY
WILLIAM LAVERTY
ended on 1995-03-06
CDR: 2255411
MATTHEW NOWAK
started on 1996-02-12
CDR: 851427
DOUGLAS BENNINGTON
BENNINGTON CHARLES DOUGLAS CHARLES
started on 1996-02-12
CDR: 1408993
Douglas O'Brien
DOUGLAS JAMES OBRIEN SR DOUGLAS JAMES OBRIEN douglas obrien
ended on 1996-10-04
CDR: 1349154
Robert Campbell
BOB CAMPBELL
started on 1997-04-09
CDR: 1360524
MARGARET DONOVAN
PEGGY DONOVAN
ended on 1997-07-31
CDR: 2194595
TIMOTHY MCALOON
started on 1998-07-31
CDR: 1408993
Douglas O'Brien
DOUGLAS JAMES OBRIEN SR DOUGLAS JAMES OBRIEN douglas obrien
started on 1998-03-21
CDR: 717506
RICHARD POTOCKI
ended on 1998-04-22
CDR: 3251375
BRIAN FRITTS
started on 1999-12-21
CDR: 1254494
DONALD BEIER
ended on 1999-09-27
CDR: 1033340
SEAN DUFFY
SEAN PHILLIP DUFFY
ended on 2000-07-25
CDR: 203838
RICHARD FAILLACE
RICHARD JOSEPH FAILLACE RICHARD JOSEPH FAILLANCE SR
ended on 2000-10-31
CDR: 1161012
CHRIS COSENTINO
CHRIS J COSENTINO
ended on 2000-06-30
CDR: 1408993
Douglas O'Brien
DOUGLAS JAMES OBRIEN SR DOUGLAS JAMES OBRIEN douglas obrien
ended on 2000-06-30
CDR: 1349154
Robert Campbell
BOB CAMPBELL
ended on 2001-03-27
CDR: 1958457
RICHARD GENITEMPO
ended on 2001-01-05
CDR: 1035772
LAWRENCE BASHE
ended on 2001-01-09
CDR: 715199
ADRIAN AERY
AERY (III) CORNELL ADRIAN CORNELL III (III) CORNELL AERY III ADRIAN CORNELL AERY
ended on 2001-01-09
CDR: 2194595
TIMOTHY MCALOON
ended on 2001-01-05
CDR: 2255411
MATTHEW NOWAK
ended on 2001-03-28
CDR: 706176
JOEL MARSHALL
ended on 2001-01-10
CDR: 1295262
STEVEN SINOFSKY
ended on 2001-01-09
CDR: 1452527
JEFFREY MAHONEY
JEFFREY MICHAEL MAHONEY
ended on 2001-01-05
CDR: 3251375
BRIAN FRITTS
ended on 2001-01-05
CDR: 851427
DOUGLAS BENNINGTON
BENNINGTON CHARLES DOUGLAS CHARLES
ended on 2001-01-09
CDR: 1112502
MICHAEL GALLAGHER
ended on 2001-01-10
CDR: 1209024
MARK DEBBS
MARK J DEBBS
ended on 2001-01-10



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