Company Name:
WM SMITH SECURITIES INCORPORATED
CRD Number:
30777
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
CDR: 2357138
SALLY JOHNSTON
started on 1993-06-24
CDR: 2357138
SALLY JOHNSTON
ended on 1993-10-19
CDR: 1065232
ROBERT BILLSTEIN
BOB BILLSTEIN ROBERT ALAN BILLSTEIN JR ROBERT ALAN JR BILLSTEIN
started on 1995-02-20
CDR: 1374934
JAMES TOMPKINS
started on 1995-09-27
CDR: 2357138
SALLY JOHNSTON
started on 1995-10-20
CDR: 1065232
ROBERT BILLSTEIN
BOB BILLSTEIN ROBERT ALAN BILLSTEIN JR ROBERT ALAN JR BILLSTEIN
ended on 1995-06-01
CDR: 1299575
JOSEPH GOMES
JOSEPH ANTHONY GOMES JR JOSEPH ANTHONY GOMES
started on 1996-05-01
CDR: 2357138
SALLY JOHNSTON
ended on 1996-02-20
CDR: 2536197
HANS JERVIS
HANS JERVIS WARRICK JERVIS
started on 1997-02-04
CDR: 1374934
JAMES TOMPKINS
ended on 1997-02-04
CDR: 2762128
MARK HERMAN
Mark D Herman
started on 1998-09-22
CDR: 1299575
JOSEPH GOMES
JOSEPH ANTHONY GOMES JR JOSEPH ANTHONY GOMES
ended on 2000-01-26
CDR: 1555979
DEBASISH BANERJEE
Dave Banerjee David Banerjee Debasish Banerjee
started on 2001-03-30
CDR: 2589445
BRADLEY KETOVER
BRADLEY ADAM KETOUER
started on 2001-08-13
CDR: 2038205
BARTLEY BLOUT
started on 2001-02-01
CDR: 1829027
MASHELL PETERSEN
started on 2001-08-22
CDR: 1599748
GEORGE BRANDON
GEORGE H BRANDON GEORGE HUGH BRANDON MR.
started on 2001-02-01
CDR: 4374222
TERENCE GREENAWALT
started on 2001-05-02
CDR: 2536197
HANS JERVIS
HANS JERVIS WARRICK JERVIS
ended on 2001-02-26
CDR: 1555979
DEBASISH BANERJEE
Dave Banerjee David Banerjee Debasish Banerjee
ended on 2001-04-18
CDR: 2628299
MATTHEW RICHTER
MATTHEW R RICHTER
started on 2002-03-15
CDR: 2628299
MATTHEW RICHTER
MATTHEW R RICHTER
ended on 2002-06-13
CDR: 2038205
BARTLEY BLOUT
ended on 2002-11-14
CDR: 1599748
GEORGE BRANDON
GEORGE H BRANDON GEORGE HUGH BRANDON MR.
ended on 2002-11-14
CDR: 4374222
TERENCE GREENAWALT
ended on 2002-03-12
CDR: 4554208
RYAN MCCORMICK
started on 2003-05-09
CDR: 4141218
JUSTIN APT
started on 2003-01-07
CDR: 2997864
KEVIN TRAVIS
started on 2003-09-03
CDR: 2628299
MATTHEW RICHTER
MATTHEW R RICHTER
started on 2003-11-26
CDR: 2589445
BRADLEY KETOVER
BRADLEY ADAM KETOUER
ended on 2003-08-29
CDR: 1891147
ALAN CARRUTHERS
ALAN CARRUTHERS
started on 2004-05-20
CDR: 3003246
JOHN HOGAN
JOHN L HOGAN
started on 2004-06-09
CDR: 2157864
ROBERT DOBBS
started on 2004-09-30
CDR: 2249233
JONATHAN HOOPES
started on 2004-01-15
CDR: 1891147
ALAN CARRUTHERS
ALAN CARRUTHERS
ended on 2004-08-30
CDR: 1829027
MASHELL PETERSEN
ended on 2004-03-08
CDR: 3239404
VIJAY SINGH
VIJAY K SINGH
started on 2005-07-06
CDR: 4864226
BRIAN HARVEY
started on 2005-04-08
CDR: 2997864
KEVIN TRAVIS
ended on 2005-03-08
CDR: 2628299
MATTHEW RICHTER
MATTHEW R RICHTER
ended on 2005-11-16
CDR: 2249233
JONATHAN HOOPES
ended on 2005-06-03
CDR: 2707487
MATTHEW KLIBER
MATTHEW R KLIBER
started on 2006-08-30
CDR: 5216538
COLE KIMBALL
started on 2006-10-23
CDR: 2571447
ROBERT DYMKOWSKI
started on 2006-11-14
CDR: 2878692
REMINGTON KEATING
Remy Keating
started on 2006-10-18
CDR: 4554208
RYAN MCCORMICK
ended on 2006-04-17
CDR: 3003246
JOHN HOGAN
JOHN L HOGAN
ended on 2006-02-01
CDR: 2762128
MARK HERMAN
Mark D Herman
ended on 2006-05-19
CDR: 4141218
JUSTIN APT
ended on 2006-05-08
CDR: 2157864
ROBERT DOBBS
ended on 2006-05-01
CDR: 4864226
BRIAN HARVEY
ended on 2006-09-25
CDR: 4648050
James Waters
PATRICK WATERS
started on 2007-04-19
CDR: 2159721
Matthew Harrigan
MATTHEW JOSEPH HARRIGAN MATTHEW HARRIGAN
started on 2007-02-26
CDR: 2578633
JASON CLARK
started on 2007-03-13
CDR: 2632191
BRENT LEWIS
started on 2007-05-18
CDR: 2707487
MATTHEW KLIBER
MATTHEW R KLIBER
ended on 2007-01-22
CDR: 5216538
COLE KIMBALL
ended on 2007-09-12
CDR: 3239404
VIJAY SINGH
VIJAY K SINGH
ended on 2007-03-30
CDR: 2571447
ROBERT DYMKOWSKI
ended on 2007-09-17
CDR: 4648050
James Waters
PATRICK WATERS
ended on 2007-09-20
CDR: 2159721
Matthew Harrigan
MATTHEW JOSEPH HARRIGAN MATTHEW HARRIGAN
ended on 2007-04-02
CDR: 2578633
JASON CLARK
ended on 2007-04-03
CDR: 2878692
REMINGTON KEATING
Remy Keating
ended on 2007-01-22
CDR: 2632191
BRENT LEWIS
ended on 2007-09-19



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