Company Name:
WM SMITH & CO.
CRD Number:
30777
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
CDR: 823278
WILLIAM SMITH
BILL SMITH
started on 1993-02-04
CDR: 4993584
GREGORY THROCKMORTON
GREG PHILIP THROCKMORTON
started on 2007-06-20
CDR: 5402931
JENA SMITH
started on 2007-10-30
CDR: 5318335
TY GATES
started on 2007-05-22
CDR: 3199758
PATRICE MCNICOLL
started on 2007-05-04
CDR: 2723008
MARK SCHUMACHER
started on 2007-09-06
CDR: 4653140
Robert Young
Rob Daniel Young
started on 2007-06-22
CDR: 4945877
Lee Poelma
LEE PHILLIP LEE PHILLIP POELMA Lee Poelma
started on 2007-04-02
CDR: 4993584
GREGORY THROCKMORTON
GREG PHILIP THROCKMORTON
ended on 2007-12-21
CDR: 2723008
MARK SCHUMACHER
ended on 2007-10-18
CDR: 1252935
JOHN RAY
JOHN ARTHUR RAY III JR RAY III
started on 2008-06-27
CDR: 2632191
BRENT LEWIS
started on 2008-07-21
CDR: 1434325
Ronald Cole
started on 2008-04-23
CDR: 1434325
Ronald Cole
ended on 2008-08-13
CDR: 2788741
CONRAD VLAK
CONRAD VLAK
started on 2009-06-02
CDR: 5629878
CHRISTOPHER WITTENBORN
CHRIS DAVID WITTENBORN
started on 2009-02-25
CDR: 5640376
CARLTON REED
started on 2010-04-07
CDR: 5541310
DAVID WOLFSON
started on 2010-08-13
CDR: 4907886
CAROLINE CORNER
started on 2010-03-04
CDR: 442542
WILLIAM TAPERT
started on 2010-02-12
CDR: 2788741
CONRAD VLAK
CONRAD VLAK
ended on 2010-01-15
CDR: 2632191
BRENT LEWIS
ended on 2010-01-15
CDR: 5640376
CARLTON REED
ended on 2010-08-13
CDR: 3199758
PATRICE MCNICOLL
ended on 2010-01-15
CDR: 5689455
CARLEY SMITH
started on 2011-07-26
CDR: 5971892
GEORGE MURPHY
GEORGE MURPHY JAY MURPHY
started on 2011-10-14
CDR: 4196958
JAMES ULRICH
JAMES A ULRICH JIM ULRICH
started on 2011-02-25
CDR: 2702325
MICHAEL CHEWNING
MICHAEL G CHEWNING MICHAEL CHEWNING MIKE CHEWNING
started on 2011-02-15
CDR: 5672842
BRENT HAUSE
started on 2011-11-04
CDR: 5629878
CHRISTOPHER WITTENBORN
CHRIS DAVID WITTENBORN
ended on 2011-01-14
CDR: 1252935
JOHN RAY
JOHN ARTHUR RAY III JR RAY III
ended on 2011-02-03
CDR: 4907886
CAROLINE CORNER
ended on 2011-02-09
CDR: 4196958
JAMES ULRICH
JAMES A ULRICH JIM ULRICH
ended on 2011-09-13
CDR: 2582981
JEFFREY ENGLAND
started on 2012-09-06
CDR: 5689455
CARLEY SMITH
ended on 2012-04-09
CDR: 5318335
TY GATES
ended on 2012-07-10
CDR: 5971892
GEORGE MURPHY
GEORGE MURPHY JAY MURPHY
ended on 2012-05-22
CDR: 2702325
MICHAEL CHEWNING
MICHAEL G CHEWNING MICHAEL CHEWNING MIKE CHEWNING
ended on 2012-03-28
CDR: 2582981
JEFFREY ENGLAND
ended on 2012-10-30
CDR: 5689455
CARLEY SMITH
started on 2013-03-18
CDR: 5177693
JOHN GUDERYON
JOHN GUDERYON
started on 2013-09-20
CDR: 858747
ELIOT GLAZER
started on 2013-05-02
CDR: 5541310
DAVID WOLFSON
ended on 2013-01-07
CDR: 4653140
Robert Young
Rob Daniel Young
ended on 2013-07-24
CDR: 5672842
BRENT HAUSE
ended on 2013-07-01
CDR: 1299575
JOSEPH GOMES
JOSEPH ANTHONY GOMES JR JOSEPH ANTHONY GOMES
started on 2014-08-05
CDR: 1245853
JAMES JEFFS
started on 2014-05-15
CDR: 3179547
WILLIAM FORSYTH
BILL FORSYTH
started on 2014-11-04
CDR: 1057905
RICHARD SWOMLEY
DICK SWOMLEY
started on 2014-06-24
CDR: 5177693
JOHN GUDERYON
JOHN GUDERYON
ended on 2014-12-15
CDR: 442542
WILLIAM TAPERT
ended on 2014-08-11
CDR: 1245853
JAMES JEFFS
ended on 2015-06-22
CDR: 5689455
CARLEY SMITH
ended on 2015-09-08
CDR: 3179547
WILLIAM FORSYTH
BILL FORSYTH
ended on 2015-08-13
CDR: 1057905
RICHARD SWOMLEY
DICK SWOMLEY
ended on 2015-05-08
CDR: 2632191
BRENT LEWIS
started on 2016-03-30
CDR: 1065105
LYNN KOCZERA
LYNN ELLEN COLTON LYNN ELLEN KOCZERA
started on 2017-01-24
CDR: 1299575
JOSEPH GOMES
JOSEPH ANTHONY GOMES JR JOSEPH ANTHONY GOMES
ended on 2017-12-31
CDR: 2632191
BRENT LEWIS
ended on 2017-04-21
CDR: 4945877
Lee Poelma
LEE PHILLIP LEE PHILLIP POELMA Lee Poelma
ended on 2017-03-17
CDR: 858747
ELIOT GLAZER
ended on 2017-08-22
CDR: 5402931
JENA SMITH
ended on 2018-12-31
CDR: 823278
WILLIAM SMITH
BILL SMITH
ended on 2018-12-31
CDR: 1065105
LYNN KOCZERA
LYNN ELLEN COLTON LYNN ELLEN KOCZERA
ended on 2018-12-31



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