Company Name:
WM SWORD & CO. INCORPORATED
CRD Number:
7122
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
CDR: 827787
JAMES HALL
JAMES GILBERT HALL II JAMES GILBERT HALL II II
started on 1976-09-23
CDR: 827784
WILLIAM SWORD
BILL SWORD JR.
started on 1976-09-23
CDR: 827783
RICHARD SWORD
RICHARD MORGAN SWORD
started on 1976-09-23
CDR: 817476
THOMAS SINE
TUCKER SINE
started on 1977-10-12
CDR: 849483
REGINALD FITZPATRICK
REGINALD HUGH FITZPATRICK
started on 1978-03-01
CDR: 827787
JAMES HALL
JAMES GILBERT HALL II JAMES GILBERT HALL II II
ended on 1980-07-15
CDR: 849483
REGINALD FITZPATRICK
REGINALD HUGH FITZPATRICK
ended on 1980-08-31
CDR: 817476
THOMAS SINE
TUCKER SINE
ended on 1980-08-31
CDR: 1510179
ADRIENNE HART
ADRIENNE ELIZABETH HART ADRIENNE ELIZABETH YOST
started on 1986-05-20
CDR: 1510118
ROBERT BESTWICK
started on 1987-09-22
CDR: 1249246
TIMOTHY WADE
TIM WADE
started on 1988-10-26
CDR: 827783
RICHARD SWORD
RICHARD MORGAN SWORD
ended on 1988-12-23
CDR: 1510179
ADRIENNE HART
ADRIENNE ELIZABETH HART ADRIENNE ELIZABETH YOST
ended on 1988-09-29
CDR: 1249246
TIMOTHY WADE
TIM WADE
ended on 1990-05-11
CDR: 1475772
MADELEINE LUDLOW
started on 1991-05-29
CDR: 1475772
MADELEINE LUDLOW
ended on 1991-12-02
CDR: 1510118
ROBERT BESTWICK
ended on 1992-03-25
CDR: 827784
WILLIAM SWORD
BILL SWORD JR.
ended on 1993-01-07



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