Company Name:
WOLVERTON SECURITIES (USA), LTD.
CRD Number:
41745
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
CDR: 2812239
NICOLE STEVENS
NICOLE DIANE YOUNG
started on 1997-11-06
CDR: 2788128
BRENT WOLVERTON
started on 1997-11-06
CDR: 2788130
ELLEN PATERSON
ELLEN CHARLOTTE PETERSON
started on 1997-11-06
CDR: 2744914
DANIEL SMITH
DAN SMITH DANIEL ALEXANDER SMITH DANNY SMITH
started on 1998-02-12
CDR: 2812162
RANDOLPH MAINWOOD
RANDY WILLIAM MAINWOOD
started on 1999-02-05
CDR: 2811449
ERNEST CREPNJAK
started on 1999-07-19
CDR: 4066399
DANIEL ROBINSON
started on 2000-02-28
CDR: 4057188
STANLEY LEE
STANLEY MYRON LEE MR.
started on 2000-05-31
CDR: 2818100
PATRICK LYCHAK
started on 2000-04-07
CDR: 2046661
GAIL SMITH
started on 2001-07-13
CDR: 4231619
ADRIANA SCHEMEL
started on 2001-01-03
CDR: 2046661
GAIL SMITH
ended on 2001-12-18
CDR: 4231619
ADRIANA SCHEMEL
ended on 2002-05-03
CDR: 2799837
SANTOKH SANDHU
SANTO SANDHU
started on 2003-10-28
CDR: 4548716
ROBIN SWERDFERGER
started on 2003-02-25
CDR: 2801949
KONSTANTINOS TSIRIGOTIS
K.C. TSIRIGOTIS
started on 2003-01-13
CDR: 4057188
STANLEY LEE
STANLEY MYRON LEE MR.
ended on 2003-06-17
CDR: 2975723
GRANT MACEACHERN
started on 2004-11-11
CDR: 3054372
DOROTHY HOFFERT
started on 2005-05-31
CDR: 4979974
THOMAS OKUSZKO
started on 2006-05-17
CDR: 2744914
DANIEL SMITH
DAN SMITH DANIEL ALEXANDER SMITH DANNY SMITH
ended on 2006-04-26
CDR: 2801973
COLIN CLARK
started on 2007-02-05
CDR: 5191096
CAMERON CORNISH
started on 2008-08-19
CDR: 5234793
DAVID OCHMAN
started on 2008-01-10
CDR: 5247264
BONNIE HUGHES
started on 2008-06-24
CDR: 5191096
CAMERON CORNISH
ended on 2009-11-23
CDR: 5234793
DAVID OCHMAN
ended on 2009-05-04
CDR: 5247264
BONNIE HUGHES
ended on 2009-03-16
CDR: 5981983
RODNEY STEVENS
started on 2011-12-09
CDR: 2975723
GRANT MACEACHERN
ended on 2011-04-15
CDR: 2811449
ERNEST CREPNJAK
ended on 2011-12-31
CDR: 5460471
KEN WERRY
KENNETH MERVIN WERRY
started on 2012-02-13
CDR: 4979974
THOMAS OKUSZKO
ended on 2012-05-29
CDR: 5460471
KEN WERRY
KENNETH MERVIN WERRY
ended on 2012-08-07
CDR: 5079227
DENYS DELDEBBIO
started on 2013-02-15
CDR: 6255542
RANDY BRETZER
started on 2013-12-20
CDR: 5902873
GAVIN VAN BUUREN
started on 2013-02-15
CDR: 2812162
RANDOLPH MAINWOOD
RANDY WILLIAM MAINWOOD
ended on 2013-04-04
CDR: 4918935
JOHN MITCHELL
started on 2014-01-16
CDR: 6020521
MATTHEW NOEL
started on 2014-04-24
CDR: 2788130
ELLEN PATERSON
ELLEN CHARLOTTE PETERSON
ended on 2014-04-01
CDR: 2799088
BLAIR BIGWOOD
started on 2015-10-30
CDR: 6579932
Derek Hodgkins
Derek Hodgkins
started on 2015-12-17
CDR: 5981983
RODNEY STEVENS
ended on 2015-02-17
CDR: 2799088
BLAIR BIGWOOD
ended on 2016-05-20
CDR: 4066399
DANIEL ROBINSON
ended on 2016-06-20
CDR: 2801973
COLIN CLARK
ended on 2016-06-16
CDR: 2812239
NICOLE STEVENS
NICOLE DIANE YOUNG
ended on 2016-07-18
CDR: 2799837
SANTOKH SANDHU
SANTO SANDHU
ended on 2016-06-20
CDR: 4548716
ROBIN SWERDFERGER
ended on 2016-06-20
CDR: 4918935
JOHN MITCHELL
ended on 2016-09-26
CDR: 3054372
DOROTHY HOFFERT
ended on 2016-06-20
CDR: 2801949
KONSTANTINOS TSIRIGOTIS
K.C. TSIRIGOTIS
ended on 2016-05-25
CDR: 6020521
MATTHEW NOEL
ended on 2016-06-20
CDR: 5079227
DENYS DELDEBBIO
ended on 2016-06-20
CDR: 6255542
RANDY BRETZER
ended on 2016-06-20
CDR: 5902873
GAVIN VAN BUUREN
ended on 2016-06-20
CDR: 2788128
BRENT WOLVERTON
ended on 2016-09-26
CDR: 6579932
Derek Hodgkins
Derek Hodgkins
ended on 2016-06-20
CDR: 2818100
PATRICK LYCHAK
ended on 2016-06-20



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