Company Name:
WOODROCK SECURITIES, L.P.
Address:
4265 SAN FELIPE STREET, SUITE 600, HOUSTON, TX 77027
CRD Number:
133653
CIK Number:
1310705
SEC File Number:
866753
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2038115
JOHN DENNIS
started on 2005-05-25
CDR: 4897654
James Hickey
started on 2005-05-25
CDR: 4892039
TERRY DORSEY
started on 2005-05-25
CDR: 4965229
JOHN DIESEL
HANK DIESEL
started on 2006-03-07
CDR: 4897654
James Hickey
ended on 2006-03-06
CDR: 4892039
TERRY DORSEY
ended on 2007-05-04
CDR: 502110
JOHN BAKER
CHRIS BAKER JOHN CHRISTIAN BAKER
started on 2009-08-18
CDR: 4208557
JOSEPH WATT
JOE C WATT
started on 2009-07-10
CDR: 5693097
SEAN TRACEY
started on 2009-10-01
CDR: 1186947
GEORGE BUCK
CLYDE BUCK
started on 2009-05-12
CDR: 1997093
TIMOTHY PROFFITT
TIM PROFFITT
started on 2009-09-22
CDR: 2730378
PIETRO SOLLECITO
PETER SOLLECITO
started on 2009-11-30
CDR: 5683772
RONALD CHAMNESS
RON CHAMNESS
started on 2009-09-02
CDR: 1375822
LLOYD MILLER
DON MILLER
started on 2009-10-23
CDR: 4208557
JOSEPH WATT
JOE C WATT
ended on 2009-08-21
CDR: 5734573
KEVIN REGAN
started on 2010-05-28
CDR: 5693097
SEAN TRACEY
ended on 2010-05-18
CDR: 5836591
ALEJANDRO HELLMUND
started on 2011-01-01
CDR: 6056872
PAUL DICKERSON
started on 2012-07-17
CDR: 5169459
DIMPLE KAUR
DIMPLE KAUR
started on 2012-03-22
CDR: 6071949
CHRISTOPHER NORRIS
CHRISTOPHER HENRY PETTINGILL NORRIS KIT NORRIS
started on 2013-12-23
CDR: 5139526
ANTONIE PLOEGSMA
ANTONE WOBBE PLOEGSMA
started on 2013-12-26
CDR: 5990186
YE XIAO
started on 2013-05-24
CDR: 4980869
TAYLOR HOLLADAY
TAYLOR HOLLADAY
started on 2013-12-09
CDR: 502110
JOHN BAKER
CHRIS BAKER JOHN CHRISTIAN BAKER
ended on 2013-06-03
CDR: 6071949
CHRISTOPHER NORRIS
CHRISTOPHER HENRY PETTINGILL NORRIS KIT NORRIS
ended on 2014-03-11
CDR: 5139526
ANTONIE PLOEGSMA
ANTONE WOBBE PLOEGSMA
ended on 2014-05-20
CDR: 1997093
TIMOTHY PROFFITT
TIM PROFFITT
ended on 2014-04-28
CDR: 5734573
KEVIN REGAN
ended on 2014-04-28
CDR: 5169459
DIMPLE KAUR
DIMPLE KAUR
ended on 2014-07-11
CDR: 4062238
RICHARD MCCAIN
BART MCCAIN RICHARD B. MCCAIN
started on 2015-03-17
CDR: 3260042
BRANDON ANNETT
started on 2015-02-05
CDR: 2786216
SEAN MCDEVITT
started on 2015-11-21
CDR: 1048076
STEPHEN POUNS
started on 2015-10-19
CDR: 6151638
JOEL LANDIS
started on 2015-02-06
CDR: 5731037
JOHN SARVADI
started on 2015-02-05
CDR: 5767417
JEFFREY PENDERGRAFT
JEFFERY ROSS PENDERGRAFT
started on 2015-10-19
CDR: 6411034
TRAVIS PACE
TRAVIS PACE
started on 2015-10-19
CDR: 1016528
RICHARD NUNN
started on 2015-03-20
CDR: 5836591
ALEJANDRO HELLMUND
ended on 2015-07-31
CDR: 4965229
JOHN DIESEL
HANK DIESEL
ended on 2015-06-08
CDR: 5683772
RONALD CHAMNESS
RON CHAMNESS
ended on 2015-08-04
CDR: 6181829
CLEVELAND COLEMAN
started on 2016-04-05
CDR: 5680641
LESTER KELIHER
started on 2016-06-13
CDR: 5335584
PRAKASH VERGHESE
MATT VERGHESE MATTHEW PARKASH VERGHESE
started on 2016-06-18
CDR: 6626993
THOMAS LAHOUSE
started on 2016-06-21
CDR: 6508277
DAVID LUTITO
started on 2016-08-17
CDR: 3260042
BRANDON ANNETT
ended on 2016-08-31
CDR: 2786216
SEAN MCDEVITT
ended on 2016-12-01
CDR: 6056872
PAUL DICKERSON
ended on 2016-07-08
CDR: 5990186
YE XIAO
ended on 2016-08-11
CDR: 1186947
GEORGE BUCK
CLYDE BUCK
ended on 2016-12-01
CDR: 4980869
TAYLOR HOLLADAY
TAYLOR HOLLADAY
ended on 2016-12-01
CDR: 6411034
TRAVIS PACE
TRAVIS PACE
ended on 2016-08-04
CDR: 2730378
PIETRO SOLLECITO
PETER SOLLECITO
ended on 2016-01-04
CDR: 1375822
LLOYD MILLER
DON MILLER
ended on 2016-12-01
CDR: 6669216
ANDREW HOWARD
started on 2017-04-26
CDR: 6618362
SCHAHOB SEYEDI
SEYEDI SCHAHOB
started on 2017-04-12
CDR: 6181110
MICHAEL CHRYSSIKOS
MICHAEL R CHRYSSIKOS MICHAEL ROBERT CHRYSSIKOS MIKE CHRYSSIKOS
started on 2017-07-25
CDR: 3163499
JAMES RECER
JAMES D RECER JIM RECER
started on 2017-04-17
CDR: 5957036
VARTIVAR SAGHERIAN
JACK VARTIVAR
started on 2017-02-04
CDR: 6830890
ENRIQUE WALSH
started on 2017-12-14
CDR: 5135361
William Griffin
started on 2017-06-21
CDR: 1048076
STEPHEN POUNS
ended on 2017-01-06
CDR: 6181829
CLEVELAND COLEMAN
ended on 2017-06-15
CDR: 3163499
JAMES RECER
JAMES D RECER JIM RECER
ended on 2017-10-30
CDR: 5767417
JEFFREY PENDERGRAFT
JEFFERY ROSS PENDERGRAFT
ended on 2017-01-06
CDR: 6626993
THOMAS LAHOUSE
ended on 2017-04-19
CDR: 6508277
DAVID LUTITO
ended on 2017-03-06
CDR: 7004133
RYAN HAGHPEYKAR
AHRIA HAGHPEYKAR
started on 2018-10-01
CDR: 4474263
MARK AMMERMAN
started on 2018-04-27
CDR: 7004143
JAMES GEHRIG
JIM GEHRIG
started on 2018-10-01
CDR: 2650566
Amy Evins
AMY SHERWOOD EVINS AMY DANIEL SHERWOOD amy evins
started on 2018-02-08
CDR: 1935715
STEVEN KATZ
started on 2019-10-17
CDR: 6204442
CHARLES ADAMS
started on 2019-05-03
CDR: 5667544
ROBERT BURGE
started on 2019-07-25
CDR: 7167756
JORDAN MARKIM
started on 2019-11-08
CDR: 2650566
Amy Evins
AMY SHERWOOD EVINS AMY DANIEL SHERWOOD amy evins
ended on 2019-04-08
CDR: 6222752
CLINT BRYANT
CLINT BRYANT
started on 2020-07-31
CDR: 5704328
JASON HICKS
started on 2020-09-25
CDR: 7285958
PEYTON LENABURG
started on 2020-08-28
CDR: 7004133
RYAN HAGHPEYKAR
AHRIA HAGHPEYKAR
ended on 2020-07-31
CDR: 6618362
SCHAHOB SEYEDI
SEYEDI SCHAHOB
ended on 2020-07-10
CDR: 7004143
JAMES GEHRIG
JIM GEHRIG
ended on 2020-10-21
CDR: 5957036
VARTIVAR SAGHERIAN
JACK VARTIVAR
ended on 2020-08-14
CDR: 5680641
LESTER KELIHER
ended on 2020-05-14
CDR: 6669216
ANDREW HOWARD
ended on 2021-01-19
CDR: 4062238
RICHARD MCCAIN
BART MCCAIN RICHARD B. MCCAIN
ended on 2021-01-05
CDR: 6204442
CHARLES ADAMS
ended on 2021-04-16



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