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0 - 9
Company Name:
WOOD WARREN & CO. SECURITIES, LLC
Address:
SUITE 200, 2200 POWELL STREET, EMERYVILLE, CA 94608
CRD Number:
136526
CIK Number:
1333703
SEC File Number:
867024
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1140031
DONALD SHIMER
started on
2005-11-22
CDR: 259141
CRAIG JOHNSON
started on
2005-11-22
CDR: 5016213
AARON ENZ
started on
2005-11-22
CDR: 5016275
JAMES WOOD
started on
2005-11-22
CDR: 5016044
BAILEY BARNARD
BIFF BARNARD BAILEY STONE BERNARD
started on
2005-11-22
CDR: 1482414
JAMES WILLIAMS
JAMES HOUSTON WILLIAMS II
started on
2005-11-22
CDR: 4044336
DAVID VON STROH
DAVID BACON VON STROH
started on
2005-11-23
CDR: 5016044
BAILEY BARNARD
BIFF BARNARD BAILEY STONE BERNARD
ended on
2009-12-07
CDR: 1570708
ALFREDO BARRETO
ALFREDO BARRETO JR ALFREDO BARRETO
started on
2010-09-02
CDR: 4729668
BRIAN KERESTER
started on
2010-09-02
CDR: 5016213
AARON ENZ
ended on
2010-06-28
CDR: 4044336
DAVID VON STROH
DAVID BACON VON STROH
ended on
2010-10-06
CDR: 2240945
Helene Postrel
HELENE TRACY BERSON HELENE BERSON
started on
2011-01-24
CDR: 1482414
JAMES WILLIAMS
JAMES HOUSTON WILLIAMS II
ended on
2011-01-24
CDR: 5993651
BEN JACOBY
started on
2014-02-06
CDR: 4059653
KURTIS FECHTMEYER
KURTIS PAUL FECTMEYER
started on
2015-08-06
CDR: 5122178
LISA BLUM
LISA POPICK BLUM LISA BLUM LISA POPICK MAHANEY LISA WENDY POPICK
started on
2015-05-08
CDR: 6406655
GALEN CARNICELLI
started on
2015-01-21
CDR: 4059653
KURTIS FECHTMEYER
KURTIS PAUL FECTMEYER
ended on
2015-09-29
CDR: 5122178
LISA BLUM
LISA POPICK BLUM LISA BLUM LISA POPICK MAHANEY LISA WENDY POPICK
ended on
2018-08-08
CDR: 7167401
David Fisher
started on
2019-11-14
CDR: 1570708
ALFREDO BARRETO
ALFREDO BARRETO JR ALFREDO BARRETO
ended on
2021-04-02
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