Company Name:
W & D SECURITIES, INC.
CRD Number:
867
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
CDR: 2967
RONALD ALGHINI
started on 1981-04-16
CDR: 722534
NEAL NAKAGIRI
started on 1981-01-08
CDR: 462845
ERIC WELLE
ERIC RICHARD WELLE
started on 1982-01-25
CDR: 1054135
JON GREENFIELD
started on 1983-03-17
CDR: 1054135
JON GREENFIELD
ended on 1983-08-12
CDR: 1142527
JAMIE SCHWARTZ
JAMIE BETH HEPWORTH JAMIE BETH SCHWARTZ - HEPWORTH
started on 1984-09-27
CDR: 1003071
BARBARA SHELLEY
BARBARA ANN SHELLY
started on 1984-03-01
CDR: 1003071
BARBARA SHELLEY
BARBARA ANN SHELLY
ended on 1984-04-16
CDR: 1101423
DAVID OSGOOD
David A Osgood
started on 1985-10-28
CDR: 431821
FRANK SPENCER
HAL SPENCER
started on 1985-10-09
CDR: 727435
JEFFREY WICKER
started on 1985-05-23
CDR: 74037
JOHN DURKIN
started on 1985-11-22
CDR: 1142527
JAMIE SCHWARTZ
JAMIE BETH HEPWORTH JAMIE BETH SCHWARTZ - HEPWORTH
ended on 1985-08-05
CDR: 1101423
DAVID OSGOOD
David A Osgood
ended on 1986-10-08
CDR: 2967
RONALD ALGHINI
ended on 1986-01-27
CDR: 722534
NEAL NAKAGIRI
ended on 1986-03-03
CDR: 853703
RONALD BUREN
started on 1987-04-30
CDR: 600015
WILLIAM SMITH
started on 1987-06-18
CDR: 1504493
FRANK BAVARO
started on 1987-05-29
CDR: 1287500
FRANK WHALEN
started on 1987-02-26
CDR: 727435
JEFFREY WICKER
ended on 1987-03-26
CDR: 1177029
THOMAS HAYES
THOMAS G HAYES Thomas Hayes Tom Hayes
started on 1988-10-24
CDR: 1776876
PATRICIA BARRINGTON
started on 1988-05-05
CDR: 74037
JOHN DURKIN
ended on 1988-09-07
CDR: 1793146
MICHAEL PALAMARO
started on 1989-06-07
CDR: 1850769
MICHAEL OREILLY
started on 1989-09-19
CDR: 1601308
JAMES DEPIERRO
JAMES VINCENT DEPIERRO
started on 1989-10-20
CDR: 1483672
DAVID FERGIONE
started on 1989-05-31
CDR: 1351624
PETER SAMARAS
PETER JAMES JR SAMARAS
started on 1989-06-20
CDR: 1261630
CHRISTOPHER DAVIDSON
CHRISTIPHER STEVEN DAVIDSON
started on 1989-05-31
CDR: 1776876
PATRICIA BARRINGTON
ended on 1989-10-10
CDR: 600015
WILLIAM SMITH
ended on 1989-10-04
CDR: 1446803
SPIROS ANGELOPOULOS
SPIROS ANGELOPOULOS
started on 1990-10-10
CDR: 1551665
NEIL RENNER
started on 1990-07-10
CDR: 1067930
CHARLES WILLIAMS
CHARLES MASON JR WILLIAMS
started on 1990-05-31
CDR: 1793146
MICHAEL PALAMARO
ended on 1990-06-11
CDR: 1551665
NEIL RENNER
ended on 1990-11-12
CDR: 431821
FRANK SPENCER
HAL SPENCER
ended on 1990-10-18
CDR: 1850769
MICHAEL OREILLY
ended on 1990-06-11
CDR: 1504493
FRANK BAVARO
ended on 1990-06-11
CDR: 1287500
FRANK WHALEN
ended on 1990-06-11
CDR: 1808188
THOMAS SZULGA
THOMAS K SZULGA THOMAS KIETH SZULGA
started on 1991-08-28
CDR: 1287500
FRANK WHALEN
started on 1991-06-17
CDR: 1500153
James Gilmore
JIM GILMORE
started on 1991-08-28
CDR: 1177029
THOMAS HAYES
THOMAS G HAYES Thomas Hayes Tom Hayes
ended on 1991-06-14
CDR: 1601308
JAMES DEPIERRO
JAMES VINCENT DEPIERRO
ended on 1991-01-25
CDR: 462845
ERIC WELLE
ERIC RICHARD WELLE
ended on 1991-06-14
CDR: 1483672
DAVID FERGIONE
ended on 1991-01-08
CDR: 1351624
PETER SAMARAS
PETER JAMES JR SAMARAS
ended on 1991-01-08
CDR: 1261630
CHRISTOPHER DAVIDSON
CHRISTIPHER STEVEN DAVIDSON
ended on 1991-01-08
CDR: 853703
RONALD BUREN
ended on 1992-06-03
CDR: 1287500
FRANK WHALEN
ended on 1992-06-30
CDR: 1067930
CHARLES WILLIAMS
CHARLES MASON JR WILLIAMS
ended on 1992-06-26
CDR: 1973945
MICHAEL PASCALE
started on 1993-12-13
CDR: 2568481
MATTHEW HEMSLEY
started on 1994-12-15
CDR: 1808188
THOMAS SZULGA
THOMAS K SZULGA THOMAS KIETH SZULGA
ended on 1994-10-26
CDR: 1889487
SETH KADUSHIN
started on 1995-06-06
CDR: 2169960
BRIAN HANNON
started on 1995-08-14
CDR: 1500153
James Gilmore
JIM GILMORE
ended on 1995-07-31
CDR: 2746642
LAWRENCE LAURION
LAWRENCE E LAURION III
started on 1996-07-03
CDR: 2721237
BRETT STANTON
started on 1996-10-02
CDR: 1446803
SPIROS ANGELOPOULOS
SPIROS ANGELOPOULOS
ended on 1996-03-04
CDR: 1973945
MICHAEL PASCALE
ended on 1996-07-31
CDR: 2746642
LAWRENCE LAURION
LAWRENCE E LAURION III
ended on 1996-08-01
CDR: 2721237
BRETT STANTON
ended on 1996-11-14
CDR: 1889487
SETH KADUSHIN
ended on 1996-08-01
CDR: 1160951
ROBERT MURPHY
BOB MURPHY
started on 1997-11-10
CDR: 1500153
James Gilmore
JIM GILMORE
started on 1997-04-03
CDR: 2169960
BRIAN HANNON
ended on 1997-03-05
CDR: 1489608
DONALD WIESE
started on 1998-05-27
CDR: 2568481
MATTHEW HEMSLEY
ended on 2000-05-12
CDR: 1356430
GREGORY TIGANI
started on 2001-05-24
CDR: 1160951
ROBERT MURPHY
BOB MURPHY
ended on 2001-08-09
CDR: 1500153
James Gilmore
JIM GILMORE
ended on 2001-05-01
CDR: 1489608
DONALD WIESE
ended on 2001-03-29
CDR: 1356430
GREGORY TIGANI
ended on 2002-01-24



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