a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
0 - 9
Company Name:
XCEL SECURITIES, INC.
CRD Number:
13893
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1984
1985
1986
1987
1988
1989
1990
CDR: 1095428
Nancy Priest
NANCY KARLEEN HILLMAR NANCY KARLEEN HILLMER NANCY K PRIEST
started on
1984-08-01
CDR: 706270
DENNIS BURKS
started on
1984-05-04
CDR: 724704
JESSE IRELAND
started on
1984-06-11
CDR: 452746
ANDREW VANDERPLOEG
ANDY VANDERPLOEG
started on
1984-06-11
CDR: 736212
KIP PEDRIE
started on
1984-02-17
CDR: 1023623
GERALD SCHECHTER
GERALD MARTIN SCHECTER
started on
1984-03-02
CDR: 706270
DENNIS BURKS
ended on
1984-08-13
CDR: 736212
KIP PEDRIE
ended on
1984-08-24
CDR: 1095428
Nancy Priest
NANCY KARLEEN HILLMAR NANCY KARLEEN HILLMER NANCY K PRIEST
ended on
1985-04-02
CDR: 1566982
DAVID MORENO
DAVE MORENO
started on
1986-11-21
CDR: 452746
ANDREW VANDERPLOEG
ANDY VANDERPLOEG
ended on
1986-12-09
CDR: 1162597
ROBERT GLEAVE
started on
1987-01-28
CDR: 1758335
Andrew Wooldridge
ANDREW JAMES WOOLDRIDGE
started on
1987-11-25
CDR: 429714
WILLIAM SNOW
started on
1987-04-09
CDR: 706274
KIT EVANS
started on
1987-10-28
CDR: 1023623
GERALD SCHECHTER
GERALD MARTIN SCHECTER
ended on
1987-12-03
CDR: 1887574
CHARLES WHITE
CHUCK WHITE
started on
1988-11-23
CDR: 1201539
JAY FERTMAN
started on
1988-03-02
CDR: 1831499
CYNTHIA RANSFORD
CINDY RANSFORD CYNTHIA SUE RANSFORD
started on
1988-06-22
CDR: 1865650
PATRICK HARTE
PAT HARTE
started on
1988-08-23
CDR: 1890938
JIMMY HOWE
started on
1988-11-23
CDR: 1137530
STEPHEN TYRANSKI
started on
1988-05-10
CDR: 1887610
DEREK STATES
started on
1988-10-19
CDR: 1254869
LORI GREEN
LORI ANN AMUNSON LORI AMUNSON LORI ANN KEATING
started on
1988-03-25
CDR: 1724772
DEBRA BRYANT
DEBIE DEBRA BRYANT DEBRA DEBRA BRYANT DEBBIE BURNS DEBIE BURNS DEBRA CAROL BURNS
started on
1988-04-20
CDR: 1675538
LISA FERTMAN
LISA MARIE FERTMAN
started on
1988-04-28
CDR: 1627503
SHELDON FERTMAN
started on
1988-03-02
CDR: 1834374
RICHARD CASTRO
RICH CASTRO
started on
1988-05-26
CDR: 1690733
ARTHUR SEGALL
started on
1988-03-14
CDR: 1858131
ANDREW BERRY
ANDY BERRY DREW BERRY
started on
1988-07-19
CDR: 1804529
BRUCE MAUER
started on
1988-09-07
CDR: 1162597
ROBERT GLEAVE
ended on
1988-10-10
CDR: 1831499
CYNTHIA RANSFORD
CINDY RANSFORD CYNTHIA SUE RANSFORD
ended on
1988-09-01
CDR: 1865650
PATRICK HARTE
PAT HARTE
ended on
1988-12-05
CDR: 1758335
Andrew Wooldridge
ANDREW JAMES WOOLDRIDGE
ended on
1988-03-21
CDR: 429714
WILLIAM SNOW
ended on
1988-03-11
CDR: 724704
JESSE IRELAND
ended on
1988-10-10
CDR: 706274
KIT EVANS
ended on
1988-12-05
CDR: 1137530
STEPHEN TYRANSKI
ended on
1988-10-10
CDR: 1887610
DEREK STATES
ended on
1988-11-28
CDR: 1724772
DEBRA BRYANT
DEBIE DEBRA BRYANT DEBRA DEBRA BRYANT DEBBIE BURNS DEBIE BURNS DEBRA CAROL BURNS
ended on
1988-09-01
CDR: 1834374
RICHARD CASTRO
RICH CASTRO
ended on
1988-07-29
CDR: 1566982
DAVID MORENO
DAVE MORENO
ended on
1988-01-27
CDR: 1804529
BRUCE MAUER
ended on
1988-12-05
CDR: 1677420
MARK HADDOCK
started on
1989-05-24
CDR: 1912972
TODD CLARK
started on
1989-02-01
CDR: 736024
MICHELLE GRAF GONZALEZ
MICHELLE GRAF GONZALES MICHELLE ANN GONZALEZ MICHELLE GRAF GONZALEZ MICHELLE ANN GRAF MICHELLE GRAF MICHELLE GRAF GONZALEZ
started on
1989-04-06
CDR: 1708196
RANDY STARR
started on
1989-02-28
CDR: 1687872
KAREN HELMS
KAREN EVE ANDERSON
started on
1989-01-17
CDR: 1950346
CURTIS PLATT
started on
1989-12-19
CDR: 1704652
ANTONIO MARTINEZ
ANTONIO FRANSISCO MARTINEZ TONY MARTINEZ
started on
1989-07-12
CDR: 710913
JAY BLOCK
started on
1989-01-31
CDR: 1436358
STEVEN MUTH
STEVE MUTH
started on
1989-02-22
CDR: 1331047
JAMES COOK
started on
1989-03-29
CDR: 1540764
GEORGE HELLEN
GEORGE THEODORE HELLEN
started on
1989-05-10
CDR: 1756570
ROBERT STURM
started on
1989-03-15
CDR: 1943582
ERIK NELSON
started on
1989-05-23
CDR: 1803825
Michael Dolphin
MICHAEL RICHARD DOLPHIN Mike Richard Dolphin
started on
1989-03-07
CDR: 1686936
GEORGE KEEN
DOC KEEN
started on
1989-04-12
CDR: 1865650
PATRICK HARTE
PAT HARTE
started on
1989-03-07
CDR: 1476707
WILLIAM DEFAZIO
started on
1989-02-17
CDR: 1220612
SCOTT FITZPATRICK
started on
1989-02-21
CDR: 1789542
SUE MCHUGH
started on
1989-07-05
CDR: 1887574
CHARLES WHITE
CHUCK WHITE
ended on
1989-03-16
CDR: 1912972
TODD CLARK
ended on
1989-03-16
CDR: 1708196
RANDY STARR
ended on
1989-03-16
CDR: 1201539
JAY FERTMAN
ended on
1989-03-16
CDR: 1687872
KAREN HELMS
KAREN EVE ANDERSON
ended on
1989-04-26
CDR: 1704652
ANTONIO MARTINEZ
ANTONIO FRANSISCO MARTINEZ TONY MARTINEZ
ended on
1989-08-12
CDR: 1890938
JIMMY HOWE
ended on
1989-03-04
CDR: 710913
JAY BLOCK
ended on
1989-04-26
CDR: 1254869
LORI GREEN
LORI ANN AMUNSON LORI AMUNSON LORI ANN KEATING
ended on
1989-03-16
CDR: 1331047
JAMES COOK
ended on
1989-10-31
CDR: 1540764
GEORGE HELLEN
GEORGE THEODORE HELLEN
ended on
1989-06-09
CDR: 1756570
ROBERT STURM
ended on
1989-03-16
CDR: 1943582
ERIK NELSON
ended on
1989-06-22
CDR: 1803825
Michael Dolphin
MICHAEL RICHARD DOLPHIN Mike Richard Dolphin
ended on
1989-03-16
CDR: 1865650
PATRICK HARTE
PAT HARTE
ended on
1989-04-10
CDR: 1675538
LISA FERTMAN
LISA MARIE FERTMAN
ended on
1989-03-16
CDR: 1627503
SHELDON FERTMAN
ended on
1989-03-16
CDR: 1476707
WILLIAM DEFAZIO
ended on
1989-06-02
CDR: 1690733
ARTHUR SEGALL
ended on
1989-03-16
CDR: 1858131
ANDREW BERRY
ANDY BERRY DREW BERRY
ended on
1989-03-16
CDR: 1220612
SCOTT FITZPATRICK
ended on
1989-03-16
CDR: 1789542
SUE MCHUGH
ended on
1989-12-19
CDR: 1077173
DONALD FISHER
started on
1990-02-21
CDR: 1991103
BERNARD JOYCE
started on
1990-02-07
CDR: 1424386
WILLIAM FALBO
WILLIAM JOSEPH FALBO
started on
1990-04-17
CDR: 1677420
MARK HADDOCK
ended on
1990-03-27
CDR: 1077173
DONALD FISHER
ended on
1990-06-20
CDR: 736024
MICHELLE GRAF GONZALEZ
MICHELLE GRAF GONZALES MICHELLE ANN GONZALEZ MICHELLE GRAF GONZALEZ MICHELLE ANN GRAF MICHELLE GRAF MICHELLE GRAF GONZALEZ
ended on
1990-06-25
CDR: 1950346
CURTIS PLATT
ended on
1990-04-05
CDR: 1991103
BERNARD JOYCE
ended on
1990-06-20
CDR: 1424386
WILLIAM FALBO
WILLIAM JOSEPH FALBO
ended on
1990-06-22
CDR: 1436358
STEVEN MUTH
STEVE MUTH
ended on
1990-07-05
CDR: 1686936
GEORGE KEEN
DOC KEEN
ended on
1990-04-26
Copyright 2022 EmployProof.org All rights reserved.
Court Diary