Company Name:
XML FINANCIAL GROUP
Alternative Name:
XML FINANCIAL, LLC
Address:
SUITE 120, 1 PRESERVE PARKWAY, ROCKVILLE MD 20852
CRD Number:
284987
SEC Number:
801-108376
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2016
2017
2018
2019
2020
CDR: 2117737
ROBERT KANTOR
BOB KANTOR ROB KANTOR
started on 2016-10-01
CDR: 4173093
KEVIN PETERS
KEVIN P PETERS MR.
started on 2016-10-01
CDR: 4469623
JUDITH TIKTIN
JUDITH M. GRUBER JUDITH MARJORIE GRUBER JUDITH M. TIKTIN JUDITH MARJORIE TIKTIN
started on 2016-10-01
CDR: 3103034
Brett Bernstein
BRETT S BERNSTEIN
started on 2016-10-01
CDR: 2507555
JOHN FINIGAN
started on 2016-10-01
CDR: 2769487
JOHN WIGHTMAN
Eric Wightman J. Eric Wightman
started on 2017-07-21
CDR: 2507555
JOHN FINIGAN
ended on 2017-12-31
CDR: 3072637
Michelle Cooper
MICHELLE E LABAER MICHELLE PERIM LABAER Michelle Ellen PERIM
started on 2018-03-09
CDR: 6748338
Carter Shaffer
CARTER Thomas SHAFFER CARTER SHAFFER
started on 2018-09-26
CDR: 5954360
LAUREN O'BRIEN
LAUREN O'BRIEN LAUREN KATHRYN OBRIEN
started on 2019-02-01
CDR: 302498
EDWARD LARA
RON LARA
started on 2019-02-04
CDR: 2549150
BETH LEVINE
BETH JAMI KAPLAN BETH JAMI SWANSON
started on 2019-02-01
CDR: 872582
JOHN MAY
JACK MAY
started on 2019-02-01
CDR: 1629190
DAVID MARGULIES
DAVID B MARGUILES
started on 2019-02-05
CDR: 2367431
STEVEN COLLINS
STEVEN COLLINS
started on 2019-02-01
CDR: 4890245
CURTIS CONGDON
started on 2019-02-01
CDR: 4319044
SHARON ABBEY
SHARON ABBEY SHARON LYNN SARNOWSKI SHARON LYNN SARNOWSKI
started on 2019-02-01
CDR: 6917420
Carlos Fuentes
Carlos Fuentes
started on 2019-08-28
CDR: 6324545
NICOLE Treiber
NICOLE A MINNS Nicole Minns
started on 2019-09-24
CDR: 5153780
ALEXANDRA CHELEKHOV
SASHA CHELEKHOV ALEXANDRA GENNADYEVNA VARENIK ALEXANDRA VARENIK SASHA VARENIK
started on 2019-02-21
CDR: 4395464
JENNIFER SZARO
JENNIFER ISABLELL LARA JENNIFER LARA JENNIFER SZARO
started on 2019-02-04
CDR: 2350424
RICHARD GOW
RICK GOW
started on 2019-02-01
CDR: 6416953
JOHN SCIUTO
started on 2019-06-07
CDR: 3003496
PAUL CORLEY
PAUL W CORLEY PAULW CORLEY
started on 2019-02-01
CDR: 803944
ROBERT WALTERMAN
BOB WALTERMAN
started on 2019-02-01
CDR: 4469623
JUDITH TIKTIN
JUDITH M. GRUBER JUDITH MARJORIE GRUBER JUDITH M. TIKTIN JUDITH MARJORIE TIKTIN
ended on 2019-12-31
CDR: 6748338
Carter Shaffer
CARTER Thomas SHAFFER CARTER SHAFFER
ended on 2019-08-26
CDR: 2350424
RICHARD GOW
RICK GOW
ended on 2019-05-17
CDR: 302498
EDWARD LARA
RON LARA
ended on 2020-07-01
CDR: 6917420
Carlos Fuentes
Carlos Fuentes
ended on 2020-07-28
CDR: 3003496
PAUL CORLEY
PAUL W CORLEY PAULW CORLEY
ended on 2020-02-19
CDR: 803944
ROBERT WALTERMAN
BOB WALTERMAN
ended on 2020-06-11



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